AWM Investment Company, Inc. Q4 2017 Filing
Filed February 13, 2018
Portfolio Value
$515K
Holdings
94
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (94 positions)
| Stock | Value |
|---|---|
NLSTNetlist, Inc. | $2.1B |
—eMagin Corporation @2.45 5/24/ | $504.0M |
—Ideal Power @2.41 9/4/17-3/3/2 | $379.0M |
—Neonode Inc @1.12 2/17/17-2/17 | $220.0M |
CEVACEVA, Inc. | $32.9M |
LPSNUSDLivePerson, Inc. | $22.0M |
—Corium International Inc. | $21.8M |
KOPNKopin Corporation | $21.3M |
—EyeGate Pharmaceuticals @10.62 | $21.0M |
UCTTUltra Clean Holdings, Inc. | $18.1M |
OOMAOoma,Inc. | $16.1M |
LMATLeMaitre Vascular Inc. | $16.0M |
—NeoPhotonics Corporation | $15.4M |
TCMDTactile Systems Technology | $14.1M |
SQNSSequans Communications - ADR | $14.1M |
VCRAUSDVocera Communications, Inc. | $12.1M |
MVISMicrovision, Inc. | $12.0M |
—Adesto Technologies Corp. | $11.6M |
PIImpinj, Inc. | $11.6M |
PFSWUSDPfsweb, Inc. | $11.6M |
CTRNCiti Trends, Inc. | $11.4M |
—Cellectar Biosciences @4.68 8/ | $11.0M |
—LRAD Corporation | $9.9M |
—DSP Group, Inc. | $9.3M |
KIDSOrthoPediatrics, Corp. | $8.8M |
AXGNAxoGen, Inc. | $8.0M |
—Aratana Therapeutics, Inc. | $7.8M |
—Loxo Oncology, Inc. | $7.2M |
TREURTrillium Therapeutics Corp. | $7.1M |
MXLMaxLinear, Inc. | $6.9M |
—Everspin Technology, Inc. | $6.4M |
ARGXargenx SE - ADR (Netherlands) | $6.3M |
CNTCentury Casinos, Inc. | $6.2M |
—MCBC Holdings, Inc. | $5.9M |
—eMagin Corporation (F4) | $5.4M |
AQMSEURAqua Metals, Inc. | $5.1M |
—ASV Holdings Inc. | $4.9M |
AEHRAehr Test Systems | $4.9M |
ASPNAspen Aerogels, Inc. | $4.9M |
—Manitex Int'l Inc. | $4.7M |
VTE1Asure Software, Inc. | $4.4M |
RGENRepligen Corporation | $4.4M |
KRNTKornit Digital Ltd., Israel | $4.3M |
AMSCAmerican Superconductor, Corp. | $4.2M |
—Zealand Pharma A/S ADR (Denmar | $4.1M |
SPROSpero Therapeutics, Inc. | $4.1M |
—Park Electrochemical Corp. | $3.9M |
ATOMAtomera Incorporated | $3.8M |
CELCCelcuity Inc. | $3.8M |
PTGXProtagonist Therapeutics, Inc. | $3.7M |
—XpresSpa Group, Inc. | $3.6M |
—Bazaarvoice Inc. | $3.5M |
INFUInfusystem Holdings, Inc. | $3.5M |
CVVCVD Equipment Corporation | $3.4M |
—Five Prime Therapeutics, Inc. | $3.3M |
BWENBroadwind Energy, Inc. | $3.1M |
—Determine @6.00 8/6/15-8/6/20 | $3.0M |
—BioTelemetry, Inc. | $3.0M |
—Akari Therapeutics Plc. - ADR | $3.0M |
—Trillium Therapeutics @6.30Cd | $2.8M |
—Dermira, Inc. | $2.8M |
—Determine, Inc. | $2.6M |
—Neonode (Pre-fund $1) @.01 no | $2.6M |
SRTSSensus Healthcare, Inc | $2.6M |
—Enservco Corp | $2.5M |
—IZEA Inc. | $2.5M |
ITIEURIteris, Inc. | $2.3M |
—SharpSpring, Inc. | $2.3M |
—Neonode, Inc. | $2.3M |
—Ideal Power, Inc. Series A PS | $2.2M |
—PC-Tel, Inc. | $2.0M |
—Determine @7.00 8/27/14-8/27/1 | $2.0M |
SCPHScpharmaceuticals, Inc. | $2.0M |
ERIIEnergy Recovery Inc. | $1.9M |
DMRCDigimarc Corporation | $1.9M |
—Zafgen Inc. | $1.8M |
IDNIntellicheck, Inc. | $1.8M |
—Tuesday Morning Corporation | $1.8M |
AUPHAurinia Pharmaceuticals Inc. | $1.6M |
JPXAerovironment, Inc. | $1.6M |
—Reed's, Inc. | $1.5M |
XELBUSDXCel Brands Inc. | $1.4M |
VSTMVerastem, Inc. | $1.4M |
NVEEUSDNV5 Global Inc. | $1.4M |
RETAEURReata Pharmaceuticals, Inc. | $1.4M |
CDNACareDx, Inc. | $1.3M |
OPKOPKO Health Inc. | $1.2M |
—NTN Buzztime, Inc. | $1.2M |
—Ideal Power, Inc. | $1.2M |
—Trillium @.28Cd 12/13/18 R/R 5 | $1.1M |
—Determine @7.00 7/24/14-1/24/1 | $1.0M |
—Christopher & Banks Corp. | $952K |
SAIASaia, Inc. | $850K |
—Xplore Technologies, Corp. | $775K |
CLSDUSDClearside Biomedical, Inc. | $770K |
VERUEURVeru,Inc. | $690K |
—Syros Pharmaceuticals, Inc. | $632K |
GLDDGreat Lakes Dredge & Dock Co. | $591K |
—Magal Security Sys Ltd (Israel | $482K |
—Sensus Healthcare, Inc @6.75 6 | $346K |
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