AWM Investment Company, Inc. Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$1.0M

Holdings

119

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (119 positions)

StockValue
JOBGee Group, Inc.
$1.1B
eMagin Corporation @2.45 5/24/
$536.0M
Ocean Power Technologies @3.85
$190.0M
DXLGDestination XL Group, Inc.
$67.8M
OPRXOptimizeRx Corporation
$36.5M
TAUSDTravelCenters of America LLC
$33.6M
RGENRepligen Corporation
$28.9M
PIImpinj, Inc.
$28.1M
PPHMEURAvid Bioservices, Inc.
$26.6M
PFSWUSDPfsweb, Inc.
$26.3M
INFUInfusystem Holdings, Inc.
$26.1M
ARGXargenx SE - ADR (Netherlands)
$24.2M
GNSSGenasys, Inc.
$22.5M
LOVELovesac Company, The
$21.3M
LPSNUSDLivePerson, Inc.
$20.6M
OOMAOoma, Inc.
$20.6M
EMKREUREMCORE Corp.
$20.0M
CNTCentury Casinos, Inc.
$20.0M
KIDSOrthoPediatrics Corporation
$19.5M
AEHRAehr Test Systems
$18.6M
NeoPhotonics Corporation
$16.7M
CEVACEVA, Inc.
$15.7M
VERUEURVeru, Inc.
$15.5M
Turtle Beach Corp. @0 pre-fund
$15.3M
TBCHTurtle Beach Corporation
$15.2M
QSequans Communications S.A. AD
$14.1M
PLBYPLBY Group,Inc.
$13.0M
WPRTWestport Fuel Systems, Inc.
$12.6M
AMSCAmerican Superconductor Corp
$12.5M
LMATLeMaitre Vascular, Inc.
$12.2M
MRAMEverspin Technology, Inc.
$12.2M
Assure Holdings Corp(CND/AMR)
$12.1M
LiqTech International, Inc.
$10.8M
VICRVicor Corporation
$10.6M
UCTTUltra Clean Holdings, Inc.
$10.5M
AIOTPowerFleet, Inc.
$9.8M
Resonant, Inc.
$9.1M
voxeljet AG, ADR (Germany)
$9.1M
SCTLRecro Pharma, Inc.
$8.8M
UTIUniversal Technical Institute
$8.8M
RADA Electronic Industries Ltd
$8.7M
Zealand Pharma A/S (Denmark)
$8.6M
SPNEUSDSeaSpine Holdings Corp.
$8.5M
Gambling.com Group Ltd.
$8.5M
KRTKarat Packaging, Inc.
$8.4M
NeoGames S.A. (Luxembourg)
$8.3M
TLSTelos Corp.
$8.2M
GAIAGaia, Inc.
$7.6M
SIENUSDSientra, Inc.
$7.6M
KOPNKopin Corporation
$7.4M
LASRnLight, Inc.
$7.3M
NGSNatural Gas Services Group, In
$7.0M
GAN, Ltd. (London)
$7.0M
SPROSpero Therapeutics, Inc.
$6.9M
DZSIQDZS, Inc.
$6.7M
RDCMRADCOM, Ltd. (Israel)
$6.6M
Misonix, Inc.
$6.3M
BUEURBurcon NutraScience Corp. (Can
$6.1M
Ideal Power @2.32 11/13/24 9.9
$5.8M
NDLSUSDNoodles & Co.
$5.7M
CTRNCiti Trends, Inc.
$5.5M
PRNProfound Medical Corp. (U.S.)
$5.1M
eMagin Corp @.78 10/9/19-10/9/
$5.0M
EzFill Holdings, Inc.
$4.8M
ECORGBPElectroCore, Inc.
$4.7M
FRG1EURFranchise Group, Inc.
$4.7M
Greenbrook TMS, Inc. (Canada)
$4.5M
ATOMAtomera Incorporated
$4.1M
VMDViemed Healthcare, Inc.(Canada
$4.1M
NUVBNuvation Bio, Inc.
$4.0M
DDIDoubleDown Interactive Co. Ltd
$4.0M
NMTCNeuroOne Medical Technologies
$4.0M
Orbital Energy Group, Inc.
$3.9M
Ideal Power @.001 (pre-funded)
$3.9M
INVO Bioscience, Inc.
$3.7M
NEONNeonode, Inc.
$3.7M
RSVRReservior Media, Inc.
$3.7M
Ideal Power, Inc.
$3.6M
Mudrick Capital Acquisition Co
$3.5M
PGNYProgyny, Inc.
$3.4M
UGROurban-gro, Inc.
$3.3M
MOVEMovano, Inc.
$3.2M
EGLXEnthusiast Gaming Holdings,Inc
$3.2M
CDNACareDx, Inc.
$3.2M
Motorsports Games, Inc.
$3.1M
ONEWOneWater Marine, Inc. - CL A
$3.1M
OPKOPKO Health, Inc.
$2.9M
SERASera Prognostics, Inc.
$2.9M
DHXDHI Group, Inc.
$2.9M
Oncocyte Corp.
$2.6M
eMagin Corporation
$2.5M
ETONEton Pharmaceuticals, Inc.
$2.5M
BLUBellus Health, Inc.
$2.5M
CMPSCompass Pathways PLC (Great B
$2.4M
POLWQ1847 Goedeker, Inc 5/26/22-12/
$2.2M
QUIKQuickLogic Corporation
$2.2M
Sigma Labs, Inc.
$2.1M
IDNIntellicheck, Inc.
$2.0M
CYRXCryoport, Inc.
$2.0M
ITIEURIteris, Inc.
$1.9M
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