AWM Investment Company, Inc. Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$1.0M

Holdings

119

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (119 positions)

#	Stock	Shares	Value	% Portfolio
101	COOThe Cooper Companies, Inc.	4,500	$1.9M	182.52%
102	QIPTQuipt Home Medical Corp.	294,600	$1.9M	182.42%
103	RUNSunrun, Inc.	40,000	$1.8M	172.71%
104	BITFBitfarms, Ltd. of Canada (Cana	410,000	$1.7M	170.55%
105	—Roth CH Acquisition III Co.	168,600	$1.7M	164.47%
106	TKNOAlpha Teknova, Inc.	60,000	$1.5M	146.51%
107	—1847 Goedeker, Inc.	474,850	$1.5M	146.31%
108	PRTCPureTech Health PLC-ADR (Brita	30,000	$1.4M	141.31%
109	—Limelight Networks, Inc.	554,604	$1.3M	129.53%
110	51AAmerican Public Education, Inc	50,070	$1.3M	125.80%
111	—Synchronoss Technologies, Inc.	526,980	$1.3M	124.13%
112	BLINBridgeline Digital, Inc.	300,000	$1.2M	120.99%
113	—VIQ Solutions, Inc.	355,400	$1.1M	103.23%
114	WAVEEco Wave Power Global AB (Swe	150,000	$1.0M	100.19%
115	ELUTAziyo Biologics, Inc.	126,720	$896K	87.92%
116	—eMagin Corporation @1.55 1/29/	890,000	$872K	85.57%
117	—Miromatrix Medical, Inc.	116,688	$812K	79.68%
118	ZVIAZevia PBC - A	70,122	$807K	79.19%
119	JRSHJerash Holdings US, Inc.	110,000	$739K	72.52%
120	BITFBitfarms, Ltd. of Canada	162,838	$692K	67.91%
121	MXCTMaxCyte, Inc.	50,000	$610K	59.86%
122	QTM1EURQuantum Corp.	116,850	$605K	59.37%
123	—Zealand Pharma A/S ADR (Denmar	19,981	$560K	54.95%
124	—Ideal Power @8.90 8/5/25 9.99	39,366	$350K	34.35%
125	—Senstar Technologies Ltd.	79,070	$313K	30.71%
126	AQMSEURAqua Metals, Inc.	55,474	$115K	11.28%
127	—Roth CH Acquisition III Co @11	50,000	$64K	6.28%

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