AWM Investment Company, Inc. Q2 2024 Filing
Filed August 14, 2024
Portfolio Value
$740.2M
Holdings
99
Report Date
Q2 2024
Filing Type
13F-HR
All Holdings (99 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | RKLBRocket Lab USA, Inc. | 202,000 | $969K | 0.13% | |
| 2 | QIPTQuipt Home Medical Corp. | 294,600 | $948K | 0.13% | |
| 3 | NMTCNeuroOne Medical Technologies | 950,000 | $760K | 0.10% | |
| 4 | —LiqTech International, Inc. | 250,000 | $585K | 0.08% | |
| 5 | RCELAVITA Medical, Inc. | 73,173 | $579K | 0.08% | |
| 6 | BITFBitfarms, Ltd. (Canada)(U.S.) | 192,989 | $495K | 0.07% | |
| 7 | XELBUSDXCel Brands, Inc. | 769,230 | $453K | 0.06% | |
| 8 | —Clene Inc @1.50 6/16/30 (60day | 5,000,000 | $450K | 0.06% | |
| 9 | SPROSpero Therapeutics, Inc. | 333,400 | $433K | 0.06% | |
| 10 | VEEETwin Vee PowerCats Co. | 793,844 | $432K | 0.06% | |
| 11 | MOVEMovano, Inc. | 1,546,447 | $425K | 0.06% | |
| 12 | YB4PSavara, Inc. | 90,500 | $364K | 0.05% | |
| 13 | —Lilium N.V. (Germany) @1.50 5/ | 2,000,000 | $340K | 0.05% | |
| 14 | LTBRLightbridge Corporation | 100,000 | $337K | 0.05% | |
| 15 | —Markforged Holding Corp. | 613,310 | $251K | 0.03% | |
| 16 | LSHLakeside Holding, LTD | 50,000 | $200K | 0.03% | |
| 17 | —ElectroCore Inc. @6.43 6/5/29 | 112,500 | $172K | 0.02% | |
| 18 | URGNUroGen Pharma Ltd. | 10,000 | $167K | 0.02% | |
| 19 | —Clene Inc. @1.10 6/16/26 (60da | 5,000,000 | $150K | 0.02% | |
| 20 | MOBBWMobilicom Ltd. @5.00 8/31/27 A | 363,100 | $47K | 0.01% | |
| 21 | —Ideal Power @8.90 8/5/25 9.99 | 39,366 | $33K | 0.00% | |
| 22 | —NeuroOne Medical @1.75 1/14/26 | 3,000,000 | $9K | 0.00% | |
| 23 | RSVRReservoir Media, Inc. | 716,662 | $0 | 0.00% | |
| 24 | BEEMBeam Global | 950,235 | $0 | 0.00% | |
| 25 | MRAMEverspin Technology, Inc. | 2,006,241 | $0 | 0.00% | |
| 26 | NUVBNuvation Bio, Inc. | 1,350,000 | $0 | 0.00% | |
| 27 | AEHRAehr Test Systems | 1,254,743 | $0 | 0.00% | |
| 28 | OPRXOptimizeRx Corporation | 1,002,364 | $0 | 0.00% | |
| 29 | ECORElectroCore, Inc. | 541,659 | $0 | 0.00% | |
| 30 | INFUInfusystem Holdings, Inc. | 1,900,000 | $0 | 0.00% | |
| 31 | —OncoCyte Corp @1.53 4/19/27 4. | 3,752,345 | $0 | 0.00% | |
| 32 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $0 | 0.00% | |
| 33 | PPHMEURAvid Bioservices, Inc. | 693,679 | $0 | 0.00% | |
| 34 | ARGXargenx SE - ADR (Netherlands) | 25,000 | $0 | 0.00% | |
| 35 | —Gambling.com Group Ltd. | 1,350,943 | $0 | 0.00% | |
| 36 | GNSSGenasys, Inc. | 5,749,544 | $0 | 0.00% | |
| 37 | VITLVital Farms, Inc. | 157,301 | $0 | 0.00% | |
| 38 | DXLGDestination XL Group, Inc. | 9,399,297 | $0 | 0.00% | |
| 39 | UCTTUltra Clean Holdings, Inc. | 142,248 | $0 | 0.00% | |
| 40 | ANROAlto Neuroscience, Inc. | 329,231 | $0 | 0.00% | |
| 41 | —Benitec Biopharma, Inc. | 625,000 | $0 | 0.00% | |
| 42 | UGROurban-gro, Inc. | 1,444,037 | $0 | 0.00% | |
| 43 | —Synchronoss Technologies, Inc. | 531,110 | $0 | 0.00% | |
| 44 | KIDSOrthoPediatrics Corporation | 452,115 | $0 | 0.00% | |
| 45 | TALKTalkspace, Inc. | 3,308,280 | $0 | 0.00% | |
| 46 | RGENRepligen Corporation | 75,000 | $0 | 0.00% | |
| 47 | IMVTImmunovant, Inc. | 50,000 | $0 | 0.00% | |
| 48 | RDCMRADCOM, Ltd. (Israel) | 892,625 | $0 | 0.00% | |
| 49 | AVNWAviat Networks, Inc. | 130,808 | $0 | 0.00% | |
| 50 | RCATRed Cat Holdings, Inc. | 4,472,477 | $0 | 0.00% | |
| 51 | CGTXCognition Therapeutics, Inc. | 650,000 | $0 | 0.00% | |
| 52 | GPCRStructure Therapeutics, Inc. | 30,000 | $0 | 0.00% | |
| 53 | CTRNCiti Trends, Inc. | 359,163 | $0 | 0.00% | |
| 54 | SERVServe Robotics, Inc. | 1,818,455 | $0 | 0.00% | |
| 55 | VMDViemed Healthcare, Inc. (Canad | 1,290,000 | $0 | 0.00% | |
| 56 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $0 | 0.00% | |
| 57 | BRD1EURMind Medicine (MindMed) Inc. | 833,000 | $0 | 0.00% | |
| 58 | —OncoCyte Corporation | 1,097,175 | $0 | 0.00% | |
| 59 | CNTCentury Casinos, Inc. | 1,644,037 | $0 | 0.00% | |
| 60 | OFIXOrthofix Medical, Inc. | 449,456 | $0 | 0.00% | |
| 61 | ARBEArbe Robotics, Ltd.(Israel) | 7,713,175 | $0 | 0.00% | |
| 62 | REALThe RealReal, Inc. | 729,099 | $0 | 0.00% | |
| 63 | UTIUniversal Technical Institute, | 579,900 | $0 | 0.00% | |
| 64 | —ElectroCore Inc. @4.35 2/1/24- | 396,600 | $0 | 0.00% | |
| 65 | NGSNatural Gas Services Group Inc | 711,652 | $0 | 0.00% | |
| 66 | REAXThe Real Brokerage, Inc.(Canad | 2,290,428 | $0 | 0.00% | |
| 67 | LTRXLantronix, Inc. | 417,241 | $0 | 0.00% | |
| 68 | BKSYBlackSky Technology, Inc. | 2,785,671 | $0 | 0.00% | |
| 69 | —OncoCyte Corp (Pre-fund) @.000 | 342,888 | $0 | 0.00% | |
| 70 | PFIEEURProfire Energy, Inc. | 2,815,742 | $0 | 0.00% | |
| 71 | OPKOPKO Health, Inc. | 1,300,000 | $0 | 0.00% | |
| 72 | —J. Jill Group Inc. | 190,000 | $0 | 0.00% | |
| 73 | LMATLeMaitre Vascular, Inc. | 200,000 | $0 | 0.00% | |
| 74 | SERASera Prognostics, Inc. | 521,314 | $0 | 0.00% | |
| 75 | —Ideal Power, Inc. | 162,351 | $0 | 0.00% | |
| 76 | TEADOutbrain, Inc. | 301,155 | $0 | 0.00% | |
| 77 | AIOTPowerFleet, Inc. | 3,426,402 | $0 | 0.00% | |
| 78 | DHXDHI Group, Inc. | 581,000 | $0 | 0.00% | |
| 79 | MASS908 Devices, Inc. | 1,011,456 | $0 | 0.00% | |
| 80 | —Lilium N.V. (Germany) | 2,000,000 | $0 | 0.00% | |
| 81 | GILTGilat Satellite Networks, Ltd. | 2,143,655 | $0 | 0.00% | |
| 82 | OOMAOoma, Inc. | 1,291,468 | $0 | 0.00% | |
| 83 | JPXAerovironment, Inc. | 102,625 | $0 | 0.00% | |
| 84 | —ElectroCore, Inc. Pre-funded @ | 500,000 | $0 | 0.00% | |
| 85 | LASRnLight, Inc. | 741,405 | $0 | 0.00% | |
| 86 | LPZBLightPath Technologies, Inc. | 1,825,000 | $0 | 0.00% | |
| 87 | VICRVicor Corporation | 364,794 | $0 | 0.00% | |
| 88 | —Kopin Corporation pre-funded @ | 6,000,000 | $0 | 0.00% | |
| 89 | GAIAGaia, Inc. | 1,738,257 | $0 | 0.00% | |
| 90 | ASPNAspen Aerogels, Inc. | 1,188,202 | $0 | 0.00% | |
| 91 | LPSNUSDLivePerson, Inc. | 1,900,000 | $0 | 0.00% | |
| 92 | MODDModular Medical, Inc. | 750,000 | $0 | 0.00% | |
| 93 | SRTABlade Air Mobility, Inc. | 2,591,114 | $0 | 0.00% | |
| 94 | NNDMNano Dimension, Ltd. ADR (Isra | 663,126 | $0 | 0.00% | |
| 95 | PALProficient Auto Logistic,Inc. | 522,453 | $0 | 0.00% | |
| 96 | ABXAbacus Life, Inc. | 200,000 | $0 | 0.00% | |
| 97 | USIOUsio,Inc. | 1,269,866 | $0 | 0.00% | |
| 98 | PIImpinj, Inc. | 291,552 | $0 | 0.00% | |
| 99 | —Ideal Power @.001 (pre-funded) | 520,496 | $0 | 0.00% | |
| 100 | TBCHTurtle Beach Corporation | 547,402 | $0 | 0.00% |
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