AWM Investment Company, Inc. Q2 2020 Filing
Filed August 13, 2020
Portfolio Value
$570.6M
Holdings
87
Report Date
Q2 2020
Filing Type
13F-HR
All Holdings (87 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | GNSSGenasys Incorporated (F4) | 4,818,706 | $23.4M | 4.10% | |
| 2 | INFUInfusystem Holdings, Inc. | 2,000,000 | $23.1M | 4.05% | |
| 3 | LPSNUSDLivePerson, Inc. | 482,000 | $20.0M | 3.50% | |
| 4 | OOMAOoma,Inc. | 1,156,021 | $19.1M | 3.34% | |
| 5 | ARGXargenx SE - ADR (Netherlands) | 80,000 | $18.0M | 3.16% | |
| 6 | QSequans Communications S.A. AD | 2,809,216 | $17.2M | 3.02% | |
| 7 | LOVELovesac Company, The | 655,000 | $17.2M | 3.01% | |
| 8 | CEVACEVA, Inc. | 427,768 | $16.0M | 2.81% | |
| 9 | —NeoPhotonics Corporation | 1,785,722 | $15.9M | 2.78% | |
| 10 | —Limelight Networks, Inc. | 2,073,688 | $15.3M | 2.67% | |
| 11 | BLUBellus Health, Inc. (Canada) R | 1,461,988 | $15.1M | 2.65% | |
| 12 | KIDSOrthoPediatrics Corporation | 303,221 | $13.3M | 2.33% | |
| 13 | OPRXOptimizeRx Corporation | 983,866 | $12.8M | 2.25% | |
| 14 | VMDViemed Healthcare, Inc. (Canad | 1,308,123 | $12.5M | 2.20% | |
| 15 | PIImpinj, Inc. | 451,477 | $12.4M | 2.17% | |
| 16 | RGENRepligen Corporation | 100,000 | $12.4M | 2.17% | |
| 17 | PFSWUSDPfsweb, Inc. | 1,814,185 | $12.1M | 2.12% | |
| 18 | MRAMEverspin Technology, Inc. | 1,684,102 | $11.8M | 2.07% | |
| 19 | —LiqTech International, Inc.(De | 2,043,290 | $11.2M | 1.96% | |
| 20 | —Zealand Pharma A/S (Denmark) | 297,226 | $10.2M | 1.79% | |
| 21 | AMSCAmerican Superconductor Corpor | 1,220,814 | $9.9M | 1.74% | |
| 22 | —Exicure, Inc. | 4,042,200 | $9.9M | 1.73% | |
| 23 | —Resonant, Inc. | 4,169,213 | $9.7M | 1.70% | |
| 24 | PRPLPurple Innovation, Inc. | 533,452 | $9.6M | 1.68% | |
| 25 | ATOMAtomera Incorporated | 1,041,367 | $9.4M | 1.64% | |
| 26 | RETAEURReata Pharmaceuticals, Inc. | 60,000 | $9.4M | 1.64% | |
| 27 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $8.1M | 1.42% | |
| 28 | CELHCelsius Holdings, Inc. | 647,200 | $7.6M | 1.34% | |
| 29 | UCTTUltra Clean Holdings, Inc. | 334,000 | $7.6M | 1.32% | |
| 30 | KOPNKopin Corporation | 5,680,157 | $7.6M | 1.32% | |
| 31 | TBCHTurtle Beach Corporation | 510,543 | $7.5M | 1.32% | |
| 32 | —SharpSpring, Inc. | 841,908 | $7.4M | 1.30% | |
| 33 | —RADA Electronic Industries,Ltd | 1,000,000 | $6.5M | 1.15% | |
| 34 | GAIAGaia, Inc. | 773,282 | $6.5M | 1.14% | |
| 35 | VICRVicor Corporation | 90,000 | $6.5M | 1.13% | |
| 36 | —GAN Ltd. (London) | 254,154 | $6.5M | 1.13% | |
| 37 | GRWGGrowGeneration Corp. | 900,000 | $6.2M | 1.08% | |
| 38 | LMATLeMaitre Vascular Inc. | 230,000 | $6.1M | 1.06% | |
| 39 | PRNProfound Medical Corp. (U.S.) | 348,939 | $5.9M | 1.04% | |
| 40 | CTRNCiti Trends, Inc. | 285,342 | $5.8M | 1.01% | |
| 41 | —Sonim Technologies, Inc. | 6,024,808 | $4.9M | 0.85% | |
| 42 | PPHMEURAvid Bioservices, Inc. | 728,832 | $4.8M | 0.84% | |
| 43 | RDCMRADCOM, Ltd. (Israel) | 578,312 | $4.7M | 0.82% | |
| 44 | CNTCentury Casinos, Inc. | 1,097,404 | $4.6M | 0.80% | |
| 45 | —voxeljet AG, ADR (Germany) | 2,809,899 | $4.4M | 0.77% | |
| 46 | ETONEton Pharmaceuticals, Inc. | 802,617 | $4.4M | 0.77% | |
| 47 | AEHRAehr Test Systems | 1,898,534 | $3.7M | 0.65% | |
| 48 | —Vivint Solar, Inc. | 359,000 | $3.6M | 0.62% | |
| 49 | —Soleno Therapeutics, Inc. | 1,550,000 | $3.4M | 0.60% | |
| 50 | —Boingo Wireless, Inc. | 250,316 | $3.3M | 0.58% | |
| 51 | KRMDRepro-Med Systems, Inc. | 370,000 | $3.3M | 0.58% | |
| 52 | SPROSpero Therapeutics, Inc. | 243,755 | $3.3M | 0.58% | |
| 53 | SPNEUSDSeaSpine Holdings Corp. | 293,677 | $3.1M | 0.54% | |
| 54 | KTOSKratos Defense & Security Solu | 190,218 | $3.0M | 0.52% | |
| 55 | NGSNatural Gas Services Group Inc | 441,261 | $2.8M | 0.48% | |
| 56 | OPKOPKO Health, Inc. | 800,000 | $2.7M | 0.48% | |
| 57 | QUIKQuickLogic Corporation | 882,119 | $2.7M | 0.47% | |
| 58 | AQMSEURAqua Metals, Inc. | 1,868,907 | $2.6M | 0.46% | |
| 59 | —Ideal Power @2.32 11/13/24 9.9 | 504,787 | $2.6M | 0.45% | |
| 60 | MCFTMasterCraft Boat Holdings, Inc | 125,000 | $2.4M | 0.42% | |
| 61 | NDLSUSDNoodles & Co. | 390,448 | $2.4M | 0.41% | |
| 62 | —eMagin Corporation | 2,952,241 | $2.3M | 0.41% | |
| 63 | CDNACareDx, Inc. | 65,700 | $2.3M | 0.41% | |
| 64 | JYNTThe Joint Corp. | 151,181 | $2.3M | 0.40% | |
| 65 | —Misonix,Inc. | 168,711 | $2.3M | 0.40% | |
| 66 | VCRAUSDVocera Communications, Inc. | 106,079 | $2.2M | 0.39% | |
| 67 | —BioTelemetry, Inc. | 48,500 | $2.2M | 0.38% | |
| 68 | ITIEURIteris, Inc. | 355,359 | $1.7M | 0.30% | |
| 69 | —Ideal Power @.001 (pre-funded) | 253,830 | $1.7M | 0.29% | |
| 70 | BLUBellus Health Inc. | 138,012 | $1.4M | 0.25% | |
| 71 | VERUEURVeru,Inc. | 400,000 | $1.3M | 0.23% | |
| 72 | —Ideal Power, Inc. | 199,186 | $1.3M | 0.23% | |
| 73 | WPRTWestport Fuel Systems Inc. | 998,412 | $1.2M | 0.22% | |
| 74 | TAUSDTravelCenters of America LLC | 80,000 | $1.2M | 0.22% | |
| 75 | —Magal Security System, Ltd (Is | 395,656 | $1.2M | 0.21% | |
| 76 | —eMagin Corp @.78 10/9/19-10/9/ | 3,000,000 | $1.1M | 0.19% | |
| 77 | BWENBroadwind Energy, Inc. | 275,000 | $1.0M | 0.18% | |
| 78 | —K12 Inc. | 35,000 | $953K | 0.17% | |
| 79 | AIOTPowerfleet, Inc. | 190,000 | $878K | 0.15% | |
| 80 | BCBEURPrimo Water Corp. | 61,142 | $841K | 0.15% | |
| 81 | CVVCVD Equipment Corporation | 259,414 | $776K | 0.14% | |
| 82 | TCMDTactile Systems Technology, In | 18,560 | $769K | 0.13% | |
| 83 | IDNIntellicheck, Inc. | 100,000 | $755K | 0.13% | |
| 84 | —Zealand Pharma A/S ADR (Denmar | 19,981 | $699K | 0.12% | |
| 85 | NEONNeonode, Inc. | 72,963 | $619K | 0.11% | |
| 86 | —Dirtt Environmental Solutions | 425,000 | $513K | 0.09% | |
| 87 | —eMagin Corporation @2.45 5/24/ | 1,625,000 | $374K | 0.07% | |
| 88 | NVEEUSDNV5 Global, Inc. | 6,900 | $351K | 0.06% | |
| 89 | —Millendo Therapeutics, Inc. | 199,000 | $350K | 0.06% | |
| 90 | GROWU.S. Global Investors, Inc. | 185,000 | $350K | 0.06% | |
| 91 | —eMagin Corporation @1.55 1/29/ | 890,000 | $258K | 0.05% | |
| 92 | —Anchiano Therapeutics, Ltd. - | 158,123 | $217K | 0.04% | |
| 93 | —Ocean Power Technologies @3.85 | 714,280 | $143K | 0.03% | |
| 94 | —EyeGate Pharmaceuticals @10.62 | 137,092 | $6K | 0.00% |