Altium Capital Management LLC Q4 2025 Filing

Filed February 6, 2026

Portfolio Value

$25.3M

Holdings

18

Report Date

Q4 2025

Filing Type

13F-HR

All Holdings (18 positions)

#StockSharesValue% PortfolioType
1
ASAASA GOLD AND PRECIOUS MTLS L
52,219$3.1M12.31%
2
RVTROYCE SMALL CAP TRUST INC
192,509$3.1M12.25%
3
PDXPIMCO DYNAMIC INCOME STRATEG
151,007$2.8M11.21%
4
NBXGNEUBERGER NEXT GENERATION
169,873$2.5M9.69%
5
XPCQXPIMCO CALIF MUN INCOME FD
259,092$2.3M8.94%
6
LEOBNY MELLON STRATEGIC MUNS IN
262,052$1.7M6.59%
7
TYTRI CONTL CORP
40,451$1.3M5.22%
8
GAMGENERAL AMERN INVS CO INC
20,845$1.2M4.84%
9
AFBALLIANCEBERNSTEIN NATL MUN I
96,849$1.0M4.14%
10
CHWCALAMOS GBL DYN INCOME FUND
131,803$976K3.86%
11
MXFMEXICO FD INC
48,287$972K3.84%
12
DIAXNUVEEN DOW 30 DYNMC OVERWRT
60,998$930K3.68%
13
RMTROYCE MICRO-CAP TR INC
87,078$908K3.59%
14
HFROHIGHLAND OPPS & INCOME FD
143,059$855K3.38%
15
IIFMORGAN STANLEY INDIA INVT FD
29,210$729K2.88%
16
JOFJAPAN SMALLER CAPITALIZATION
39,775$440K1.74%
17
NDRAENDRA LIFE SCIENCES INC
51,900$235K0.93%
18
DMADESTRA MULTI-ALTERNATIVE FD
24,559$220K0.87%