Who Owns NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND (DIAX)?Hedge Fund & Institutional Holders

$14.49-0.42 (-2.82%)TechnologyNYSE

Institutional Holders

50

as of Q4 2025

Total Institutional Value

$1.5363192441217001e+183T

% of Float Held

—

QoQ Change in Holders

+15 / -0

Price History

$12.76$13.52$14.28$15.04$15.80Aug 24Jun 25Mar 26

DIAX — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
ABSOLUTE INVESTMENT ADVISERS, LLCNew Position+98K+$1.5B
Allspring Global Investments Holdings, LLCNew Position+603K+$9.2M
Capital Investment Advisors, LLCNew Position+353K+$5.4M
WOLVERINE ASSET MANAGEMENT LLCNew Position+249K+$3.8M
Shaker Financial Services, LLCNew Position+199K+$3.0M
Almitas Capital LLCNew Position+114K+$1.7M
PARK AVENUE SECURITIES LLCNew Position+85K+$1.3M
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLCNew Position+71K+$1.1M
ENVESTNET ASSET MANAGEMENT INCNew Position+92K+$1.0M
Altium Capital Management LLCNew Position+61K+$930K
Shulman DeMeo Asset Management LLCNew Position+59K+$904K
D.A. DAVIDSON & CO.New Position+40K+$609K
Formidable Asset Management, LLCNew Position+37K+$556K
Closed-End Fund Advisors, Inc.New Position+35K+$531K
SCHNIEDERS CAPITAL MANAGEMENT, LLC.New Position+32K+$486K

DIAX — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
MORGAN STANLEYDecreased-95K-$26.9B
RAYMOND JAMES FINANCIAL INCDecreased-2K-$10.9B
Invesco Ltd.Decreased-27K-$8.7B
GUGGENHEIM CAPITAL LLCDecreased-57K-$7.9B
UBS Group AGDecreased-25K-$6.4B
Cornerstone Advisors, LLCDecreased-188K-$5.6B
AQR Arbitrage LLCDecreased-70K-$4.0B
LPL Financial LLCDecreased-11K-$3.2B
1607 Capital Partners, LLCDecreased-33K-$2.3B
AMERIPRISE FINANCIAL INCDecreased-11K-$1.5B
ROYAL BANK OF CANADADecreased-795-$1.4B
Ionic Capital Management LLCDecreased-274-$1.1B
Private Advisor Group, LLCDecreased-4K-$1.0B
Integrated Wealth Concepts LLCDecreased-2K-$1.0B
Advisors Asset Management, Inc.Decreased-7K-$974.5M

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1ABSOLUTE INVESTMENT ADVISERS, LLC98,482$1.5B0.18%Share
2Saba Capital Management, L.P.1,599,746$24.4M0.73%Share
3BANK OF AMERICA CORP /DE/1,123,427$17.0M0.00%Share
4MORGAN STANLEY986,554$15.0M0.00%Share
5Allspring Global Investments Holdings, LLC603,228$9.2M0.01%Share
6RAYMOND JAMES FINANCIAL INC626,448$9.0M0.00%Share
7Invesco Ltd.537,735$8.2M0.00%Share
8MORGAN STANLEY542,382$8.0M0.00%Share
9WELLS FARGO & COMPANY/MN509,884$7.0M0.00%Share
10GUGGENHEIM CAPITAL LLC468,567$7.0M0.05%Share
11UBS Group AG397,864$6.1M0.00%Share
12Capital Investment Advisors, LLC353,064$5.4M0.08%Share
13WOLVERINE ASSET MANAGEMENT LLC249,306$3.8M0.03%Share
14AQR Arbitrage LLC204,492$3.1M0.07%Share
15Shaker Financial Services, LLC199,214$3.0M0.96%Share
16LPL Financial LLC202,293$3.0M0.00%Share
17Thomas J. Herzfeld Advisors, Inc.183,190$2.8M0.95%Share
18Cornerstone Advisors, LLC185,466$2.0M0.07%Share
19MORGAN STANLEY172,667$2.0M0.00%Share
20MML INVESTORS SERVICES, LLC135,848$2.0M0.00%Share
211607 Capital Partners, LLC118,061$1.8M0.12%Share
22Almitas Capital LLC114,201$1.7M0.38%Share
23RIVERNORTH CAPITAL MANAGEMENT, LLC112,137$1.7M0.08%Share
24NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,808$1.5M0.00%Share
25NBC SECURITIES, INC.90,166$1.4M0.10%Share
26PARK AVENUE SECURITIES LLC85,101$1.3M0.01%Share
27Ionic Capital Management LLC72,133$1.1M0.14%Share
28BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC70,871$1.1M0.16%Share
29&PARTNERS69,614$1.0M0.01%Share
30ENVESTNET ASSET MANAGEMENT INC91,615$1.0M0.00%Share
31WELLS FARGO & COMPANY/MN126,588$1.0M0.00%Share
32RAYMOND JAMES FINANCIAL INC82,103$1.0M0.00%Share
33Integrated Wealth Concepts LLC65,778$1.0M0.01%Share
34Cetera Investment Advisers87,563$1.0M0.00%Share
35AMERIPRISE FINANCIAL INC89,655$1.0M0.00%Share
36OSAIC HOLDINGS, INC.93,263$1.0M0.00%Share
37ROYAL BANK OF CANADA91,307$1.0M0.00%Share
38Altium Capital Management LLC60,998$930K3.68%Share
39Shulman DeMeo Asset Management LLC59,250$904K0.21%Share
40PREVAIL INNOVATIVE WEALTH ADVISORS, LLC57,026$870K0.16%Share
41D.A. DAVIDSON & CO.39,943$609K0.00%Share
42Dynamic Advisor Solutions LLC38,250$583K0.02%Share
43PMG Family Office LLC37,842$577K0.67%Share
44CHOREO, LLC36,354$565K0.01%Share
45Stolper Co36,490$557K0.16%Share
46Formidable Asset Management, LLC37,371$556K0.08%Share
47Closed-End Fund Advisors, Inc.34,829$531K0.31%Share
48SCHNIEDERS CAPITAL MANAGEMENT, LLC.31,850$486K0.08%Share
49NATIONS FINANCIAL GROUP INC, /IA/ /ADV30,249$461K0.02%Share
50Institute for Wealth Management, LLC.28,143$429K0.05%Share

DIAX Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 2025121$1.7B+49
Q3 202572$144.9B-22
Q2 202594$116.4B-6
Q1 2025100$157.4B+18
Q4 202482$8.9T+19
Q3 202463$116.0T-2
Q2 202465$109.0T+8
Q1 202457$111.6T—

Similar Stocks by Institutional Ownership

NVDA

NVIDIA Corporation

AAPL

Apple Inc.

MSFT

Microsoft Corporation

TSM

Taiwan Semiconductor Manufacturing Company Limited

AVGO

Broadcom Inc.

ASML

ASML Holding N.V.

ORCL

Oracle Corporation

MU

Micron Technology, Inc.

As of Q4 2025, 50 institutional investors hold DIAX (NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND). The largest holder is ABSOLUTE INVESTMENT ADVISERS, LLC with $1.5B in shares. This quarter, 15 institutions opened new positions and 0 closed their positions.

Frequently Asked Questions

How many hedge funds own DIAX?

As of Q4 2025, 50 institutional investors report holding DIAX (NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND) in their 13F filings.

Who is the largest institutional holder of DIAX?

The largest institutional holder of DIAX is ABSOLUTE INVESTMENT ADVISERS, LLC with $1.5B in shares.

Is institutional ownership of DIAX increasing or decreasing?

This quarter, 15 institutions opened new positions in DIAX and 0 closed their positions.