WELLS FARGO & COMPANY/MN Q3 2020 Filing

Filed November 5, 2020

Portfolio Value

$362.1M

Holdings

6,853

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (6,853 positions)

#	Stock	Shares	Value	% Portfolio	Type
3701	NSUSDNUSTAR ENERGY LP	104,034	$1.1M	0.31%
3702	KZRKEZAR LIFE SCIENCES INC	228,478	$1.1M	0.31%
3703	—SPARK ENERGY INC	132,513	$1.1M	0.30%
3704	SPNSSAPIENS INTL CORP N V	36,039	$1.1M	0.30%
3705	SWK 5.25 11/15/22STANLEY BLACK & DECKER INC	10,906	$1.1M	0.30%
3706	ALLOALLOGENE THERAPEUTICS INC	29,127	$1.1M	0.30%
3707	CYHCOMMUNITY HEALTH SYS INC NEW	258,577	$1.1M	0.30%
3708	KRYSKRYSTAL BIOTECH INC	25,311	$1.1M	0.30%
3709	—FRONT YD RESIDENTIAL CORP	124,661	$1.1M	0.30%
3710	LEOBNY MELLON STRATEGIC MUNS IN	131,525	$1.1M	0.30%
3711	—SYSTEMAX INC	45,460	$1.1M	0.30%
3712	—ALLEGIANCE BANCSHARES INC	46,508	$1.1M	0.30%
3713	OMEROMEROS CORP	107,391	$1.1M	0.30%
3714	GOGOGOGO INC	117,366	$1.1M	0.30%
3715	CUTREURCUTERA INC	56,944	$1.1M	0.30%
3716	RSPRINVESCO EXCHANGE TRADED FD T	41,696	$1.1M	0.30%
3717	FMYFIRST TRUST MORTGAGE INCM FD	79,253	$1.1M	0.30%
3718	TBFPROSHARES TR	69,926	$1.1M	0.30%
3719	PFISPEOPLES FINL SVCS CORP	30,924	$1.1M	0.30%
3720	CFBCROSSFIRST BANKSHARES INC	123,566	$1.1M	0.30%
3721	IMXIINTERNATIONAL MNY EXPRESS IN	74,748	$1.1M	0.30%
3722	IGFISHARES TR	27,808	$1.1M	0.30%
3723	BBHVANECK VECTORS ETF TR	6,601	$1.1M	0.30%
3724	PPHMEURAVID BIOSERVICES INC	140,218	$1.1M	0.30%
3725	OBKORIGIN BANCORP INC	50,034	$1.1M	0.29%
3726	BMY-RBRISTOL-MYERS SQUIBB CO	473,541	$1.1M	0.29%
3727	—NUVEEN HIGH INCOME 2020 TARG	112,478	$1.1M	0.29%
3728	—CORNERSTONE BLDG BRANDS INC	133,350	$1.1M	0.29%
3729	TCXTUCOWS INC	15,344	$1.1M	0.29%
3730	ASIXADVANSIX INC	81,954	$1.1M	0.29%
3731	TGTREDEGAR CORP	70,924	$1.1M	0.29%
3732	AEGNAEGION CORP	74,622	$1.1M	0.29%
3733	CHTCHUNGHWA TELECOM CO LTD	29,088	$1.1M	0.29%
3734	—PLANTRONICS INC NEW	89,087	$1.1M	0.29%
3735	FREQFREQUENCY THERAPEUTICS INC	54,696	$1.1M	0.29%
3736	AGOASSURED GUARANTY LTD	48,973	$1.1M	0.29%
3737	FSKFS KKR CAPITAL CORP	66,215	$1.1M	0.29%
3738	SPUSDSP PLUS CORP	58,261	$1.0M	0.29%
3739	PANW 0.75 07/01/23PALO ALTO NETWORKS INC	926,000	$1.0M	0.29%
3740	XFRAXBLACKROCK FLOATING RATE INCO	90,715	$1.0M	0.29%
3741	—CONSTELLATION PHARMCETICLS I	51,542	$1.0M	0.29%
3742	IGEISHARES TR	52,735	$1.0M	0.29%
3743	NFENEW FORTRESS ENERGY INC	23,684	$1.0M	0.29%
3744	RILYB. RILEY FINANCIAL INC	41,541	$1.0M	0.29%
3745	—ISIS PHARMACEUTICALS INC DEL	1,007,500	$1.0M	0.29%
3746	BATRKUSDLIBERTY MEDIA CORP DEL	49,533	$1.0M	0.29%
3747	FLCOFRANKLIN TEMPLETON ETF TR	39,019	$1.0M	0.29%
3748	BKCCUSDBLACKROCK CAP INVT CORP	424,875	$1.0M	0.29%
3749	SPPPSPROTT PHYSICAL PLAT PALLAD	65,455	$1.0M	0.29%
3750	—MARRIOTT VACTINS WORLDWID CO	1,053,500	$1.0M	0.29%
3751	BDQMALBIREO PHARMA INC	31,033	$1.0M	0.29%
3752	CPFCENTRAL PAC FINL CORP	76,363	$1.0M	0.29%
3753	—TRISTATE CAP HLDGS INC	78,144	$1.0M	0.29%
3754	INSWINTERNATIONAL SEAWAYS INC	70,729	$1.0M	0.29%
3755	STRLSTERLING CONSTRUCTION CO INC	72,885	$1.0M	0.29%
3756	—ANTARES PHARMA INC	382,404	$1.0M	0.29%
3757	CVM1EURCEL-SCI CORP	80,933	$1.0M	0.29%
3758	AXTIAXT INC	168,589	$1.0M	0.28%
3759	MMUWESTERN ASSET MANAGED MUNS F	84,620	$1.0M	0.28%
3760	PBYIPUMA BIOTECHNOLOGY INC	101,888	$1.0M	0.28%
3761	—WESTERN ASSET MUN DEF OPP TR	50,772	$1.0M	0.28%
3762	BNDWVANGUARD SCOTTSDALE FDS	12,527	$1.0M	0.28%
3763	SITMSITIME CORP	12,169	$1.0M	0.28%
3764	PEBOPEOPLES BANCORP INC	53,477	$1.0M	0.28%
3765	MOFGMIDWESTONE FINL GROUP INC NE	57,209	$1.0M	0.28%
3766	—CHURCHILL CAP CORP II	96,666	$1.0M	0.28%
3767	AYX 0.5 08/01/24ALTERYX INC	1,015,000	$1.0M	0.28%
3768	ACIUAC IMMUNE SA	207,945	$1.0M	0.28%
3769	—SPIRIT RLTY CAP INC NEW	1,000,000	$1.0M	0.28%
3770	FSPFRANKLIN STR PPTYS CORP	277,270	$1.0M	0.28%
3771	RIGTRANSOCEAN LTD	1,240,220	$1.0M	0.28%	Put
3772	—DIME CMNTY BANCSHARES INC	89,314	$1.0M	0.28%
3773	ATATLANTIC POWER CORP	515,241	$1.0M	0.28%
3774	—ENDURANCE INTL GROUP HLDGS I	175,903	$1.0M	0.28%
3775	—REGULUS THERAPEUTICS INC	16,805	$1.0M	0.28%
3776	AXSMAXSOME THERAPEUTICS INC	14,082	$1.0M	0.28%
3777	ASMBASSEMBLY BIOSCIENCES INC	61,028	$1.0M	0.28%
3778	BBSIBARRETT BUSINESS SVCS INC	19,121	$1.0M	0.28%
3779	—VONAGE HLDGS CORP	1,067,000	$1.0M	0.28%
3780	—CBL & ASSOC PPTYS INC	5,985	$1.0M	0.28%
3781	AXASEURABRAXAS PETE CORP	11,045	$1.0M	0.28%
3782	—INTEC PHARMA LTD JERUSALEM	5,055	$1.0M	0.28%
3783	PSQUSDPROSHARES TR	60,356	$999K	0.28%
3784	ACPABERDEEN INCOME CR STRATEGIE	100,740	$999K	0.28%
3785	GGZGABELLI GLB SML & MD CP VAL	98,577	$995K	0.27%
3786	XEVMXEATON VANCE CALIF MUN BD FD	87,621	$995K	0.27%
3787	HSIHEIDRICK & STRUGGLES INTL IN	50,645	$995K	0.27%
3788	UGAUNITED STS GASOLINE FD LP	49,846	$993K	0.27%
3789	MOMOUSDMOMO INC	72,103	$992K	0.27%
3790	NXPNUVEEN SELECT TAX-FREE INCOM	59,379	$991K	0.27%
3791	ETWEATON VANCE TXMGD GL BUYWR O	115,375	$986K	0.27%
3792	—BOINGO WIRELESS INC	96,767	$986K	0.27%
3793	MODMODINE MFG CO	157,717	$985K	0.27%
3794	PLCECHILDRENS PL INC	34,680	$983K	0.27%
3795	OECORION ENGINEERED CARBONS S A	78,361	$981K	0.27%
3796	IEZISHARES TR	135,870	$979K	0.27%
3797	—SILICON LABORATORIES INC	816,500	$977K	0.27%
3798	ASTHAPOLLO MED HLDGS INC	54,295	$974K	0.27%
3799	—UBS AG JERSEY BRANCH	104,136	$974K	0.27%
3800	AVDAMERICAN VANGUARD CORP	74,008	$973K	0.27%

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