Warberg Asset Management LLC Q4 2022 Filing
Filed February 13, 2023
Portfolio Value
$638.4B
Holdings
271
Report Date
Q4 2022
Filing Type
13F-HR
All Holdings (271 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —SOUTHWESTERN ENERGY CO | 37,600 | $220.0M | 0.03% | Call |
| 102 | SABSSAB BIOTHERAPEUTICS INC | 370,370 | $218.5M | 0.03% | |
| 103 | ALSAFALPHA STAR ACQUISITION CORP | 21,103 | $216.4M | 0.03% | |
| 104 | —NOBLE ROCK ACQUISITION CORP | 21,324 | $215.4M | 0.03% | |
| 105 | —EVERGREEN CORPORATION | 20,636 | $212.1M | 0.03% | |
| 106 | BYNDBEYOND MEAT INC | 17,000 | $209.3M | 0.03% | Put |
| 107 | —OXBRIDGE ACQUISITION CORP | 20,000 | $209.0M | 0.03% | |
| 108 | NBSTNEWBURY STREET ACQUISITN COR | 20,730 | $207.5M | 0.03% | |
| 109 | —CIIG CAPITAL PARTNERS II INC | 20,000 | $203.8M | 0.03% | |
| 110 | EXEEWCHESAPEAKE ENERGY CORP | 2,402 | $202.2M | 0.03% | |
| 111 | —AIMFINITY INVESTMENT CORP I | 20,000 | $200.8M | 0.03% | |
| 112 | —MACONDRAY CAP ACQUISITN CORP | 19,700 | $200.7M | 0.03% | |
| 113 | SBCPONO CAP TWO INC | 18,250 | $186.2M | 0.03% | |
| 114 | —SPREE ACQUISITION CORP 1 LTD | 17,713 | $181.7M | 0.03% | |
| 115 | —DENALI CAPITAL ACQUISITN COR | 17,500 | $179.6M | 0.03% | |
| 116 | —GLOBAL STAR ACQUISITION INC | 17,456 | $176.8M | 0.03% | |
| 117 | —PINE TECHNOLOGY ACQUISITN CO | 17,502 | $175.5M | 0.03% | |
| 118 | —GENESIS UNICORN CAPITAL CORP | 17,043 | $173.9M | 0.03% | |
| 119 | —PROGRESS ACQUISITION CORP | 16,970 | $171.9M | 0.03% | |
| 120 | —MAXPRO CAPITAL ACQUISITN COR | 16,502 | $171.0M | 0.03% | |
| 121 | —FINTECH ECOSYSTEM DEVE | 16,608 | $170.2M | 0.03% | |
| 122 | SPAQUSDFISKER INC | 22,400 | $162.8M | 0.03% | |
| 123 | —PLUTONIAN ACQUISITION CORP | 15,800 | $159.3M | 0.02% | |
| 124 | PNSTQBANYAN ACQUISITION CORPORATI | 15,000 | $153.2M | 0.02% | |
| 125 | —COLISEUM ACQUISITION CORP | 15,000 | $150.6M | 0.02% | |
| 126 | —GIGCAPITAL 5 INC | 14,401 | $146.9M | 0.02% | |
| 127 | —PEPPERLIME HEALTH ACQUSTN CO | 14,136 | $144.3M | 0.02% | |
| 128 | SASEABRIDGE GOLD INC | 11,000 | $138.4M | 0.02% | Call |
| 129 | PALIPALISADE BIO INC | 26,316 | $136.8M | 0.02% | |
| 130 | —EF HUTTON ACQUISITION CORP I | 13,303 | $133.3M | 0.02% | |
| 131 | IRRXINTEGRATED RAIL AND RES ACQ | 12,843 | $131.3M | 0.02% | |
| 132 | BEATWHEARTBEAM INC | 117,500 | $128.1M | 0.02% | |
| 133 | —NUSCALE PWR CORP | 75,656 | $120.3M | 0.02% | |
| 134 | CALY 2.75 05/01/26CALLAWAY GOLF COMPANY | 89,000 | $116.2M | 0.02% | |
| 135 | KPRXKIORA PHARMACEUTICALS INC | 33,000 | $113.2M | 0.02% | |
| 136 | —GLADSTONE ACQUISITION CORP | 10,922 | $112.8M | 0.02% | |
| 137 | —MARATHON DIGITAL HOLDINGS IN | 32,500 | $111.2M | 0.02% | Call |
| 138 | —JAWS HURRICANE ACQUISITN COR | 11,076 | $110.4M | 0.02% | |
| 139 | ZURAJATT ACQUISITION CORP | 10,000 | $102.1M | 0.02% | |
| 140 | —ELLIOTT OPPORTUNITY II CORP | 10,000 | $100.8M | 0.02% | |
| 141 | AMPX/WSAMPRIUS TECHNOLOGIES INC | 319,068 | $93.9M | 0.01% | |
| 142 | ENPH 0 03/01/28ENPHASE ENERGY INC | 77,000 | $90.1M | 0.01% | |
| 143 | NXPLWNEXTPLAT CORP | 120,289 | $74.6M | 0.01% | |
| 144 | SBEVWSPLASH BEVERAGE GROUP INC | 453,974 | $68.1M | 0.01% | |
| 145 | ONFOWONFOLIO HOLDINGS INC | 282,128 | $67.7M | 0.01% | |
| 146 | NBIX 2.25 05/15/24NEUROCRINE BIOSCIENCES INC | 41,000 | $64.9M | 0.01% | |
| 147 | POLWQ1847 GOEDEKER INC | 773,118 | $61.8M | 0.01% | |
| 148 | PETVWPETVIVO HLDGS INC | 221,977 | $60.7M | 0.01% | |
| 149 | DFSCWKWESST MICRO SYSTEMS INC | 64,000 | $57.6M | 0.01% | |
| 150 | —MARATHON DIGITAL HOLDINGS IN | 15,900 | $54.4M | 0.01% | Put |
| 151 | FGIFGI INDUSTRIES LTD | 121,074 | $52.1M | 0.01% | |
| 152 | DRCTDIRECT DIGITAL HOLDINGS INC | 62,616 | $48.8M | 0.01% | |
| 153 | —KWESST MICRO SYSTEMS INC | 13,865 | $47.6M | 0.01% | |
| 154 | LEGWQTHE LION ELECTRIC COMPANY | 60,667 | $41.9M | 0.01% | |
| 155 | —ZIVO BIOSCIENCE INC | 86,508 | $41.1M | 0.01% | |
| 156 | MARAMARATHON DIGITAL HOLDINGS IN | 12,000 | $41.0M | 0.01% | |
| 157 | TALKWTALKSPACE INC | 521,442 | $38.0M | 0.01% | |
| 158 | VEEETWIN VEE POWERCATS CO | 20,700 | $37.9M | 0.01% | |
| 159 | —VIRIOS THERAPEUTICS INC | 160,000 | $37.8M | 0.01% | |
| 160 | NEOVWNEOVOLTA INC | 38,527 | $34.5M | 0.01% | |
| 161 | NAVBQNAVIDEA BIOPHARMACEUTICALS I | 161,250 | $33.9M | 0.01% | |
| 162 | —MIRION TECHNOLOGIES INC | 30,096 | $33.7M | 0.01% | |
| 163 | NXLIWNEXALIN TECHNOLOGY INC | 166,483 | $33.3M | 0.01% | |
| 164 | —RH | 24,000 | $33.1M | 0.01% | |
| 165 | —GROM SOCIAL ENTRPRISES INC | 21,000 | $32.3M | 0.01% | |
| 166 | FRBKQREPUBLIC FIRST BANCORP INC | 15,000 | $32.3M | 0.01% | |
| 167 | ICUCWSEASTAR MEDICAL HOLDING CORP | 351,211 | $31.6M | 0.00% | |
| 168 | NCPLWNETCAPITAL INC | 105,000 | $31.3M | 0.00% | |
| 169 | APCXWAPPTECH PMTS CORP | 205,831 | $29.6M | 0.00% | |
| 170 | NRG 2.75 06/01/48NRG ENERGY INC | 27,000 | $26.8M | 0.00% | |
| 171 | CINGWCINGULATE INC | 110,032 | $26.4M | 0.00% | |
| 172 | CTMCASTELLUM INC | 20,000 | $25.2M | 0.00% | |
| 173 | BNCWWCEA INDUSTRIES INC | 264,095 | $23.8M | 0.00% | |
| 174 | ASPIASP ISOTOPES INC | 14,848 | $23.5M | 0.00% | |
| 175 | MTEKMARIS TECH LTD | 223,236 | $22.3M | 0.00% | |
| 176 | —IBIO INC | 50,000 | $22.2M | 0.00% | |
| 177 | HOLOMICROCLOUD HOLOGRAM INC | 315,673 | $22.1M | 0.00% | |
| 178 | RJR1STEREOTAXIS INC | 10,000 | $20.6M | 0.00% | |
| 179 | —PEAK BIO INC | 101,345 | $20.5M | 0.00% | |
| 180 | SWAGWSTRAN & COMPANY INC | 168,494 | $19.5M | 0.00% | |
| 181 | SVREWSAVERONE 2014 LTD | 194,497 | $19.4M | 0.00% | |
| 182 | SNALSNAIL INC | 13,000 | $19.1M | 0.00% | |
| 183 | RBOTWVICARIOUS SURGICAL INC | 112,000 | $19.0M | 0.00% | |
| 184 | GCMGWGCM GROSVENOR INC | 43,042 | $18.9M | 0.00% | |
| 185 | HYMCHYCROFT MINING HOLDING CORP | 250,000 | $18.7M | 0.00% | |
| 186 | —INVITAE CORP | 10,000 | $18.6M | 0.00% | Call |
| 187 | EVGOWEVGO INC | 25,500 | $17.3M | 0.00% | |
| 188 | DTSTWDATA STORAGE CORP | 105,312 | $16.8M | 0.00% | |
| 189 | —SELINA HOSPITALITY PLC | 183,376 | $14.7M | 0.00% | |
| 190 | CMRAWCOMERA LIFE SCIENCES HLDGS I | 305,440 | $14.6M | 0.00% | |
| 191 | NRSNNEUROSENSE THERAPEUTICS LTD | 79,668 | $14.4M | 0.00% | |
| 192 | ATHXQATHERSYS INC NEW | 16,780 | $14.1M | 0.00% | |
| 193 | MOBBWMOBILICOM LTD | 127,366 | $14.0M | 0.00% | |
| 194 | —AMPCO-PITTSBURG CORP | 84,200 | $13.3M | 0.00% | |
| 195 | VSVERSUS SYSTEMS INC | 443,244 | $12.7M | 0.00% | |
| 196 | ARQQARQIT QUANTUM INC | 24,355 | $12.4M | 0.00% | |
| 197 | PGYPAGAYA TECHNOLOGIES LTD | 124,231 | $11.8M | 0.00% | |
| 198 | WLDSWEARABLE DEVICES LTD | 95,965 | $11.6M | 0.00% | |
| 199 | —HARBOR CUSTOM DEVELOPMENT IN | 165,000 | $11.5M | 0.00% | |
| 200 | BTBDWBT BRANDS INC | 74,786 | $11.2M | 0.00% |