Warberg Asset Management LLC Q4 2022 Filing

Filed February 13, 2023

Portfolio Value

$638.4B

Holdings

271

Report Date

Q4 2022

Filing Type

13F-HR

All Holdings (271 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	741,900	$283.7B	44.44%	Put
2	OXY/WSOCCIDENTAL PETE CORP	1,115,447	$45.9B	7.19%
3	PXD 0.25 05/15/25PIONEER NAT RES CO	17,638,000	$41.1B	6.44%
4	—ON SEMICONDUCTOR CORP	10,659,000	$32.1B	5.03%
5	—TERADYNE INC	7,179,000	$19.9B	3.11%
6	DKS 3.25 04/15/25DICKS SPORTING GOODS INC	4,664,000	$17.5B	2.74%
7	AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN	6,651,000	$11.1B	1.74%
8	SJI 8.75 04/01/24SOUTH JERSEY INDS INC	155,100	$10.7B	1.68%
9	MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC.	3,179,000	$9.9B	1.54%
10	PANW 0.75 07/01/23PALO ALTO NETWORKS INC	6,053,000	$9.6B	1.50%
11	PLUG 3.75 06/01/25PLUG PWR INC	3,535,000	$8.9B	1.39%
12	FCN 2 08/15/23FTI CONSULTING INC	5,024,000	$7.9B	1.24%
13	MDRX 0.875 01/01/27ALLSCRIPTS HEALTHCARE SOLUTI	5,011,000	$7.2B	1.12%
14	FWONK 1 01/30/23LIBERTY MEDIA CORP DEL	4,368,000	$7.1B	1.11%
15	ATI 3.5 06/15/25ALLEGHENY TECHNOLOGIES INC	3,000,000	$6.0B	0.95%
16	PSTG 0.125 04/15/23PURE STORAGE INC	5,000,000	$5.4B	0.85%
17	NVST 2.375 06/01/25ENVISTA HOLDINGS CORPORATION	3,206,000	$5.4B	0.85%
18	HTZWWHERTZ GLOBAL HLDGS INC	687,436	$5.1B	0.80%
19	GFLCN 6 03/15/23GFL ENVIRONMENTAL INC	76,002	$4.9B	0.77%
20	LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT IN	4,533,000	$4.8B	0.76%
21	ETSY 0.125 10/01/26ETSY INC	2,939,000	$4.5B	0.71%
22	MIDD 1 09/01/25MIDDLEBY CORP	3,761,000	$4.4B	0.69%
23	ELV 2.75 10/15/42ANTHEM INC	556,000	$4.1B	0.64%
24	QQQINVESCO QQQ TR	15,000	$4.0B	0.63%	Put
25	PSN 0.25 08/15/25PARSONS CORP DEL	3,126,000	$3.6B	0.56%
26	—COLLIERS INTL GROUP INC	2,000,000	$3.3B	0.52%
27	—ACTIVISION BLIZZARD INC	43,700	$3.3B	0.52%	Call
28	AAPLAPPLE INC	25,000	$3.2B	0.51%	Put
29	SURGSURGEPAYS INC	1,147,091	$2.7B	0.42%
30	AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC	2,320,000	$2.5B	0.38%
31	—HARMONIC INC	1,375,000	$2.2B	0.34%
32	LITE 0.25 03/15/24LUMENTUM HLDGS INC	2,000,000	$2.1B	0.33%
33	SLAB 0.625 06/15/25SILICON LABORATORIES INC	1,545,000	$1.9B	0.30%
34	XOMEXXON MOBIL CORP	17,000	$1.9B	0.29%	Call
35	—NICE SYS INC	804,000	$1.9B	0.29%
36	NENNEW ENGLAND RLTY ASSOC LTD P	25,264	$1.8B	0.28%
37	RMBS 1.375 02/01/23RAMBUS INC DEL	946,000	$1.8B	0.28%
38	—VANECK ETF TRUST	61,500	$1.8B	0.28%	Call
39	VNLAJANUS DETROIT STR TR	34,175	$1.6B	0.25%
40	—FISKER INC	204,300	$1.5B	0.23%	Put
41	NDQINVESCO QQQ TR	5,500	$1.5B	0.23%
42	MCDMCDONALDS CORP	5,000	$1.3B	0.21%	Put
43	AAPLAPPLE INC	10,000	$1.3B	0.20%
44	TLTISHARES TR	13,000	$1.3B	0.20%	Put
45	STTSPDR S&P 500 ETF TR	3,000	$1.1B	0.18%	Call
46	GNRCGENERAC HLDGS INC	11,000	$1.1B	0.17%	Call
47	NSIT 0.75 02/15/25INSIGHT ENTERPRISES INC	679,000	$1.0B	0.16%
48	SBUXSTARBUCKS CORP	10,000	$992.0M	0.16%	Put
49	ROGROGERS CORP	8,000	$954.7M	0.15%	Call
50	MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC.	476,000	$950.4M	0.15%
51	BSJOINVESCO EXCH TRD SLF IDX FD	39,950	$883.7M	0.14%
52	—TESLA INC	139,000	$827.4M	0.13%
53	PXSPYXIS TANKERS INC	29,910	$721.6M	0.11%
54	ELAN 5 02/01/23ELANCO ANIMAL HEALTH INC	35,430	$691.9M	0.11%
55	SLVISHARES SILVER TR	30,000	$660.6M	0.10%	Call
56	KBR 2.5 11/01/23KBR INC	266,000	$561.9M	0.09%
57	—26 CAPITAL ACQUISITION CORP	55,429	$561.8M	0.09%
58	IGACIG ACQUISITION CORP	54,800	$550.7M	0.09%
59	BTUPEABODY ENGR CORP	19,000	$502.0M	0.08%	Call
60	—ACRI CAPITAL ACQUISITION COR	44,200	$451.7M	0.07%
61	PXSPYXIS TANKERS INC	333,126	$446.4M	0.07%
62	TSLATESLA INC	3,600	$443.4M	0.07%	Call
63	XLFISELECT SECTOR SPDR TR	5,000	$437.4M	0.07%	Put
64	—INTL GNRL INSURANCE HLDNGS L	751,800	$432.3M	0.07%
65	MSTRMICROSTRATEGY INC	3,000	$424.7M	0.07%	Put
66	—ARIES I ACQUISITION CORP	41,237	$423.9M	0.07%
67	—UNITED STS NAT GAS FD LP	30,000	$423.0M	0.07%	Call
68	—VISION SENSING ACQUISITION C	40,043	$413.8M	0.06%
69	—PRIME NO ACQUISITION I CORP	40,421	$410.7M	0.06%
70	EONRHNR ACQUISITION CORP	40,002	$409.2M	0.06%
71	—G SQUARED ASCEND I INC	40,000	$404.2M	0.06%
72	BKCHGLOBAL BLOCKCHAIN ACQUI CORP	40,000	$403.6M	0.06%
73	FCXFREEPORT-MCMORAN INC	10,000	$380.0M	0.06%	Call
74	—VALUENCE MERGER CORP I	35,205	$365.3M	0.06%
75	OPHCOPTIMUMBANK HLDGS INC	88,608	$362.4M	0.06%
76	—MONTEREY CAP ACQUISITION COR	35,740	$357.8M	0.06%
77	SAVACASSAVA SCIENCES INC	12,000	$354.5M	0.06%	Put
78	—AESTHER HEALTHCARE ACQSTN CO	33,809	$351.6M	0.06%
79	—RH	250,000	$346.8M	0.05%
80	—PONO CAPITAL CORP	31,919	$334.8M	0.05%
81	EXEELCHESAPEAKE ENERGY CORP	4,328	$334.8M	0.05%
82	AMPXAMPRIUS TECHNOLOGIES INC	40,000	$317.2M	0.05%	Call
83	—MALACCA STRAITS ACQUISITION	30,889	$315.5M	0.05%
84	MINTPIMCO ETF TR	3,100	$305.8M	0.05%
85	DXCM 0.75 12/01/23DEXCOM INC	109,000	$300.7M	0.05%
86	TLTISHARES TR	3,000	$298.7M	0.05%
87	VRIGINVESCO ACTIVELY MANAGED ETF	11,998	$296.3M	0.05%
88	HUBS 0.375 06/01/25HUBSPOT INC	237,000	$293.2M	0.05%
89	GDSTGOLDENSTONE ACQUISITION LTD	27,823	$284.4M	0.04%
90	PODD 0.375 09/01/26INSULET CORP	198,000	$280.1M	0.04%
91	—AURA FAT PROJS ACQUISITION C	25,000	$256.4M	0.04%
92	AIEVFEUTUNE LIGHT ACQUISITION CO	24,900	$253.2M	0.04%
93	AGIALAMOS GOLD INC NEW	25,000	$252.8M	0.04%	Call
94	FLTRVANECK ETF TRUST	10,046	$249.9M	0.04%
95	JPSTJ P MORGAN EXCHANGE-TRADED F	4,752	$238.2M	0.04%
96	—MOBIV ACQUISITION CORP	22,750	$233.9M	0.04%
97	FLRNSPDR SER TR	7,600	$231.0M	0.04%
98	BNIXBANNIX ACQUISITION CORP	22,500	$228.8M	0.04%
99	FGMCFG MERGER CORP	22,068	$225.4M	0.04%
100	—EAST RES ACQUISITION CO	21,809	$221.6M	0.03%

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