UBS Group AG Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$349.1M

Holdings

9,338

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (9,338 positions)

#	Stock	Shares	Value	% Portfolio
6001	ACUACME UTD CORP	1,430	$48K	0.01%
6002	FTLSFIRST TR EXCH TRADED FD III	924	$48K	0.01%
6003	UMAYINNOVATOR ETFS TR	1,664	$48K	0.01%
6004	NBTXNANOBIOTIX SA	6,013	$48K	0.01%
6005	TRDAENTRADA THERAPEUTICS INC	2,814	$48K	0.01%
6006	—PROSHARES TR II	1,043	$47K	0.01%
6007	ACICUNITED INS HLDGS CORP	10,794	$47K	0.01%
6008	OLKOLINK HLDG AB	2,578	$47K	0.01%
6009	DHDEFINITIVE HEALTHCARE CORP	1,703	$47K	0.01%
6010	TCBXTHIRD COAST BANCSHARES INC	1,803	$47K	0.01%
6011	UMIUSCF ETF TR	1,627	$47K	0.01%
6012	—FLOTEK INDS INC DEL	41,309	$47K	0.01%
6013	—SOCIAL CAPITAL HEDOSOPHA HLD	4,637	$47K	0.01%
6014	SABSSAB BIOTHERAPEUTICS INC	5,953	$47K	0.01%
6015	—KRANESHARES TR	1,780	$47K	0.01%
6016	AUTLAUTOLUS THERAPEUTICS PLC	9,050	$47K	0.01%
6017	LSFLAIRD SUPERFOOD INC	3,636	$47K	0.01%
6018	CLYMELIEM THERAPEUTICS INC	4,438	$47K	0.01%
6019	—BANK OF MONTREAL	4,575	$47K	0.01%
6020	—WISDOMTREE TR	1,080	$47K	0.01%
6021	EVOEVOTEC AG	1,991	$47K	0.01%
6022	USDUWISDOMTREE TR	1,808	$47K	0.01%
6023	EUOPROSHARES TR II	1,826	$47K	0.01%
6024	NGMUSDNGM BIOPHARMACEUTICALS INC	2,673	$47K	0.01%
6025	—VEDANTA LIMITED	10,471	$47K	0.01%
6026	—PROSHARES TR II	3,072	$47K	0.01%
6027	WWRWESTWATER RES INC	21,414	$46K	0.01%
6028	UMARINNOVATOR ETFS TR	1,538	$46K	0.01%
6029	—NORTHERN LTS FD TR IV	1,241	$46K	0.01%
6030	MOR2MORPHOSYS AG	4,828	$46K	0.01%
6031	ABEQUNIFIED SER TR	1,600	$46K	0.01%
6032	GFLWVICTORY PORTFOLIOS II	718	$46K	0.01%
6033	MTEXMANNATECH INC	1,188	$46K	0.01%
6034	CRD/ACRAWFORD & CO	6,106	$46K	0.01%
6035	ENSCENSYSCE BIOSCIENCES INC	9,861	$46K	0.01%
6036	—MERCURITY FINTECH HOLDING IN	14,406	$46K	0.01%
6037	QQQAPROSHARES TR	1,030	$46K	0.01%
6038	OLAORLA MNG LTD NEW	11,884	$46K	0.01%
6039	XPPPROSHARES TR	1,069	$46K	0.01%
6040	HPKHIGHPEAK ENERGY INC	3,173	$46K	0.01%
6041	CAMTCAMTEK LTD	994	$46K	0.01%
6042	DSPVIANT TECHNOLOGY INC	4,685	$46K	0.01%
6043	UAPRINNOVATOR ETFS TR	1,705	$45K	0.01%
6044	—TCR2 THERAPEUTICS INC	9,701	$45K	0.01%
6045	NEONNEONODE INC	5,044	$45K	0.01%
6046	ISZEISHARES TR	1,547	$45K	0.01%
6047	FAROFARO TECHNOLOGIES INC	639	$45K	0.01%
6048	FIVAFIDELITY COVINGTON TRUST	1,846	$45K	0.01%
6049	JAAAJANUS DETROIT STR TR	900	$45K	0.01%
6050	—META MATERIALS INC	18,665	$45K	0.01%
6051	AURAAURA BIOSCIENCES INC	2,647	$45K	0.01%
6052	TMCTMC THE METALS COMPANY INC	21,710	$45K	0.01%
6053	—ADVISORSHARES TR	1,593	$45K	0.01%
6054	NFTYFIRST TR EXCH TRD ALPHDX FD	945	$45K	0.01%
6055	TGTREDEGAR CORP	3,877	$45K	0.01%
6056	CILUSDVICTORY PORTFOLIOS II	1,008	$45K	0.01%
6057	—THESEUS PHARMACEUTICALS INC	3,568	$45K	0.01%
6058	MKC/VMCCORMICK & CO INC	476	$45K	0.01%
6059	—VANECK ETF TRUST	1,799	$45K	0.01%
6060	EEXEMERALD HOLDING INC	11,256	$45K	0.01%
6061	—DIREXION SHS ETF TR	342	$45K	0.01%
6062	—ROVER GROUP INC	4,570	$45K	0.01%
6063	BKKTBAKKT HOLDINGS INC	5,281	$45K	0.01%
6064	—INVESCO EXCH TRADED FD TR II	1,765	$45K	0.01%
6065	HBBHAMILTON BEACH BRANDS HLDG C	3,154	$45K	0.01%
6066	RDWREDWIRE CORPORATION	6,618	$45K	0.01%
6067	NEE 5.279 03/01/23NEXTERA ENERGY INC	792	$45K	0.01%
6068	KLR1USDKALEYRA INC	4,516	$45K	0.01%
6069	—ISHARES TR	1,110	$45K	0.01%
6070	TSBKTIMBERLAND BANCORP INC	1,614	$44K	0.01%
6071	FRSHFRESHWORKS INC	1,657	$44K	0.01%
6072	RDFICOLLABORATIVE INVESTMNT SER	1,562	$44K	0.01%
6073	—NORTHERN LTS FD TR IV	1,848	$44K	0.01%
6074	OROARROW INVTS TR	1,195	$44K	0.01%
6075	FAPRFIRST TR EXCHNG TRADED FD VI	1,356	$44K	0.01%
6076	AKAFETF SER SOLUTIONS	1,859	$44K	0.01%
6077	ANVSANNOVIS BIO INC	2,481	$44K	0.01%
6078	IGBHISHARES U S ETF TR	1,773	$44K	0.01%
6079	VITLVITAL FARMS INC	2,409	$44K	0.01%
6080	—COLLABORATIVE INVESTMNT SER	1,925	$44K	0.01%
6081	ALTLPACER FDS TR	970	$44K	0.01%
6082	OILUBANK OF MONTREAL	2,108	$44K	0.01%
6083	—WAITR HLDGS INC	59,837	$44K	0.01%
6084	NUSANUSHARES ETF TR	1,745	$44K	0.01%
6085	—LISTED FD TR	2,786	$44K	0.01%
6086	BFEBINNOVATOR ETFS TR	1,363	$44K	0.01%
6087	HAUZDBX ETF TR	1,545	$43K	0.01%
6088	ONSGBPOUTLOOK THERAPEUTICS INC	31,889	$43K	0.01%
6089	UBTPROSHARES TR	797	$43K	0.01%
6090	—ADVISORSHARES TR	1,100	$43K	0.01%
6091	CEWWISDOMTREE TR	2,493	$43K	0.01%
6092	—GLOBAL X FDS	1,257	$43K	0.01%
6093	DSSDSS INC	63,790	$43K	0.01%
6094	—BOXLIGHT CORP	31,262	$43K	0.01%
6095	GTRWISDOMTREE TR	1,650	$43K	0.01%
6096	TBJLINNOVATOR ETFS TR	1,738	$43K	0.01%
6097	FGBIFIRST GTY BANCSHARES INC	2,082	$43K	0.01%
6098	—INVESCO ACTIVELY MANAGED ETF	2,255	$43K	0.01%
6099	ESEAEUROSEAS LTD	1,732	$43K	0.01%
6100	—ARTISAN ACQUISITION CORP	4,318	$43K	0.01%

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