UBS Group AG Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$349.1M

Holdings

9,338

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (9,338 positions)

#	Stock	Shares	Value	% Portfolio	Type
4001	—TUFIN SOFTWARE TECHNOLOGIE	54,868	$579K	0.17%
4002	PRGOPERRIGO CO PLC	14,824	$577K	0.17%
4003	SRJSPARTANNASH CO	22,284	$575K	0.16%
4004	SCJISHARES INC	7,637	$575K	0.16%
4005	CBONVANECK ETF TRUST	23,333	$575K	0.16%
4006	FTCIFTC SOLAR INC	75,857	$574K	0.16%
4007	BRWTEMPLETON GLOBAL INCOME FD	110,575	$574K	0.16%
4008	—POEMA GLOBAL HOLDINGS CORP	58,112	$574K	0.16%
4009	—FLEXSHARES TR	3,781	$574K	0.16%
4010	DRIVGLOBAL X FDS	18,770	$573K	0.16%
4011	CSDINVESCO EXCHANGE TRADED FD T	9,200	$572K	0.16%
4012	PFLPIMCO INCOME STRATEGY FD	52,131	$572K	0.16%
4013	MRTNMARTEN TRANS LTD	33,345	$572K	0.16%
4014	FIGSFIGS INC	20,724	$571K	0.16%
4015	HURNHURON CONSULTING GROUP INC	11,411	$570K	0.16%
4016	—EAGLE BULK SHIPPING INC	12,519	$570K	0.16%
4017	35OBSCULPTOR CAP MGMT	26,636	$569K	0.16%
4018	SUMO2EURSUMO LOGIC INC	41,945	$569K	0.16%
4019	ITEQETF MANAGERS TR	8,984	$568K	0.16%
4020	EBIXEUREBIX INC	18,697	$568K	0.16%
4021	FLCFLAHERTY & CRUMRINE TOTAL RE	24,918	$568K	0.16%
4022	—ZYMERGEN INC	84,907	$568K	0.16%
4023	TRTXTPG RE FIN TR INC	46,137	$568K	0.16%
4024	NTGTORTOISE MIDSTRM ENERGY FD I	18,646	$568K	0.16%
4025	PDTHANCOCK JOHN PREM DIVID FD	33,973	$567K	0.16%
4026	ATENA10 NETWORKS INC	34,138	$566K	0.16%
4027	—TRISTATE CAP HLDGS INC	18,692	$566K	0.16%
4028	ATRIUSDATRION CORP	2,494	$565K	0.16%
4029	TG7TRIUMPH GROUP INC NEW	30,497	$565K	0.16%
4030	FSPFRANKLIN STR PPTYS CORP	94,935	$565K	0.16%
4031	TRSTTRUSTCO BK CORP N Y	16,922	$564K	0.16%
4032	TIPZPIMCO ETF TR	8,541	$564K	0.16%
4033	SPNEUSDSEASPINE HLDGS CORP	41,401	$564K	0.16%
4034	AGQPROSHARES TR	11,776	$563K	0.16%
4035	GABCGERMAN AMERN BANCORP INC	14,435	$563K	0.16%
4036	SLCAU S SILICA HLDGS INC	59,601	$561K	0.16%
4037	SBSAFE BULKERS INC	148,773	$561K	0.16%
4038	CGNTCOGNYTE SOFTWARE LTD	35,791	$561K	0.16%
4039	QCRHQCR HOLDINGS INC	10,017	$561K	0.16%
4040	—PROSHARES TR	94,341	$561K	0.16%
4041	MANUMANCHESTER UTD PLC NEW	39,303	$559K	0.16%
4042	NCNO*NCINO INC	10,199	$559K	0.16%
4043	COWNEURCOWEN INC	15,498	$559K	0.16%
4044	NUAGNUSHARES ETF TR	22,735	$559K	0.16%
4045	NIMNUVEEN SELECT MAT MUN FD	52,119	$558K	0.16%
4046	INCRINTERCURE LTD	86,100	$558K	0.16%
4047	RELXRELX PLC	17,088	$557K	0.16%
4048	CLSKCLEANSPARK INC	58,282	$555K	0.16%
4049	EQC 6.5 PERP DEQUITY COMWLTH	18,632	$554K	0.16%
4050	WNSNWNS HLDGS LTD	6,258	$553K	0.16%
4051	CDLVICTORY PORTFOLIOS II	9,042	$553K	0.16%
4052	RSPCINVESCO EXCHANGE TRADED FD T	15,406	$553K	0.16%
4053	LFCUSDCHINA LIFE INS CO LTD	67,020	$552K	0.16%
4054	HCPHASHICORP INC	6,024	$549K	0.16%
4055	A3IAMERISAFE INC	10,180	$548K	0.16%
4056	ALGMALLEGRO MICROSYSTEMS INC	15,063	$545K	0.16%
4057	DACDANAOS CORPORATION	7,310	$545K	0.16%
4058	KAROKAROOOOO LTD	13,368	$545K	0.16%
4059	XTEAXECOFIN SUSTAINABLE AND SOCIA	37,212	$545K	0.16%
4060	EIGEMPLOYERS HLDGS INC	13,132	$543K	0.16%
4061	ANGOANGIODYNAMICS INC	19,679	$543K	0.16%
4062	FDPFRESH DEL MONTE PRODUCE INC	19,604	$541K	0.15%
4063	WLYBWILEY JOHN & SONS INC	9,444	$541K	0.15%
4064	KRNYKEARNY FINL CORP MD	40,716	$540K	0.15%
4065	ULCCFRONTIER GROUP HLDGS INC	39,797	$540K	0.15%
4066	DMLPDORCHESTER MINERALS LP	27,287	$540K	0.15%
4067	UVSPUNIVEST FINANCIAL CORPORATIO	18,009	$539K	0.15%
4068	HANHAWAIIAN HOLDINGS INC	29,254	$538K	0.15%
4069	GLADUSDGLADSTONE CAPITAL CORP	46,117	$535K	0.15%
4070	FVAVFORTRESS VALUE ACQUIS CORP I	54,648	$534K	0.15%
4071	ABT2EURABSOLUTE SOFTWARE CORP	56,742	$534K	0.15%
4072	KELYAKELLY SVCS INC	31,853	$534K	0.15%
4073	NGLNGL ENERGY PARTNERS LP	292,384	$532K	0.15%
4074	ATRCATRICURE INC	7,657	$532K	0.15%
4075	—HANCOCK JOHN INVT TR	81,916	$531K	0.15%
4076	PRAPROASSURANCE CORP	20,950	$530K	0.15%
4077	SPROSPERO THERAPEUTICS INC	33,082	$529K	0.15%
4078	—NEENAH INC	11,414	$528K	0.15%
4079	RMRRMR GROUP INC	15,186	$527K	0.15%
4080	HBNCHORIZON BANCORP INC	25,254	$527K	0.15%
4081	SPRYSILVERBACK THERAPEUTICS INC	78,840	$525K	0.15%
4082	INTUINTUIT	469,884	$524K	0.15%	Put
4083	—RATTLER MIDSTREAM LP	46,004	$524K	0.15%
4084	NKLANIKOLA CORP	53,082	$524K	0.15%
4085	LDELANDEC CORP	47,211	$524K	0.15%
4086	PTEUPACER FDS TR	21,192	$524K	0.15%
4087	—JUNIPER II CORP	51,173	$522K	0.15%
4088	CMRECOSTAMARE INC	41,180	$521K	0.15%
4089	SBDSSOLO BRANDS INC	33,189	$519K	0.15%
4090	DBAWDBX ETF TR	15,424	$519K	0.15%
4091	SIL1EURSILVERCREST METALS INC	65,663	$519K	0.15%
4092	LBRTLIBERTY OILFIELD SVCS INC	53,511	$519K	0.15%
4093	RICKRCI HOSPITALITY HLDGS INC	6,634	$517K	0.15%
4094	CXHMFS INVT GRADE MUN TR	50,049	$516K	0.15%
4095	CNACNA FINL CORP	11,681	$515K	0.15%
4096	—NEOPHOTONICS CORP	33,478	$515K	0.15%
4097	SSSSSURO CAPITAL CORP	39,671	$514K	0.15%
4098	MODNEURMODEL N INC	17,061	$513K	0.15%
4099	DRQEURDRIL-QUIP INC	26,042	$513K	0.15%
4100	EGYVAALCO ENERGY INC	159,557	$512K	0.15%

PreviousPage 41 of 94Next