UBS Group AG Q4 2020 Filing

Filed February 11, 2021

Portfolio Value

$295.8M

Holdings

7,466

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (7,466 positions)

#	Stock	Shares	Value	% Portfolio
5801	ALTSJANONE INC	5,355	$26K	0.01%
5802	DGREWISDOMTREE TR	914	$26K	0.01%
5803	—ADITX THERAPEUTICS INC	12,538	$26K	0.01%
5804	—BARCLAYS BANK PLC	585	$26K	0.01%
5805	CRFCORNERSTONE TOTAL RETURN FD	2,250	$26K	0.01%
5806	—NEW YORK MTG TR INC	25,000	$25K	0.01%
5807	—PENNSYLVANIA REAL ESTATE INV	24,208	$25K	0.01%
5808	TCITRANSCONTINENTAL RLTY INVS	1,008	$25K	0.01%
5809	—PICO HLDGS INC	2,694	$25K	0.01%
5810	—ORPHAZYME A S	2,327	$25K	0.01%
5811	OROARROW INVTS TR	2,077	$25K	0.01%
5812	BSJRINVESCO EXCH TRD SLF IDX FD	979	$25K	0.01%
5813	TPLCTIMOTHY PLAN	809	$25K	0.01%
5814	APTALPHA PRO TECH LTD	2,227	$25K	0.01%
5815	SDPPROSHARES TR	2,024	$25K	0.01%
5816	ABFLTRIMTABS ETF TR	533	$25K	0.01%
5817	—AKERNA CORP	7,601	$25K	0.01%
5818	—DIREXION SHS ETF TR	3,480	$25K	0.01%
5819	OXQ1ADVANCED EMISSIONS SOLUTS IN	4,587	$25K	0.01%
5820	VIRIVIRIOS THERAPEUTICS INC	3,322	$25K	0.01%
5821	CAJPYCANON INC	1,304	$25K	0.01%
5822	KZIAUSDKAZIA THERAPEUTICS LTD	2,851	$25K	0.01%
5823	IMRAIMARA INC	1,116	$25K	0.01%
5824	—SIGILON THERAPEUTICS INC	517	$25K	0.01%
5825	—J P MORGAN EXCHANGE-TRADED F	966	$25K	0.01%
5826	TMDVPROSHARES TR	601	$25K	0.01%
5827	—COMMUNITY BANKERS TR CORP	3,724	$25K	0.01%
5828	—JOHN HANCOCK EXCHANGE TRADED	540	$25K	0.01%
5829	VCTRVICTORY CAP HLDGS INC	1,000	$25K	0.01%
5830	GNEGENIE ENERGY LTD	3,507	$25K	0.01%
5831	CHECHEMED CORP NEW	23,871	$25K	0.01%
5832	—FRANKLIN TEMPLETON ETF TR	952	$24K	0.01%
5833	BSMRINVESCO EXCH TRD SLF IDX FD	938	$24K	0.01%
5834	NEE 4.872 09/01/22NEXTERA ENERGY INC	400	$24K	0.01%
5835	—REINVENT TECHNOLOGY PARTNERS	2,100	$24K	0.01%
5836	CABACABALETTA BIO INC	1,937	$24K	0.01%
5837	—SUMMIT WIRELESS TECH INC	6,766	$24K	0.01%
5838	—PROSHARES TR	2,468	$24K	0.01%
5839	—COLONNADE ACQUISITION CORP	1,556	$24K	0.01%
5840	NANRSPDR INDEX SHS FDS	714	$24K	0.01%
5841	LFVNLIFEVANTAGE CORP	2,617	$24K	0.01%
5842	TPHDTIMOTHY PLAN	935	$24K	0.01%
5843	KFFBKENTUCKY FIRST FED BANCORP	3,890	$24K	0.01%
5844	SNFCASECURITY NATL FINL CORP	2,867	$24K	0.01%
5845	NHTCNATURAL HEALTH TRENDS CORP	4,909	$24K	0.01%
5846	VICEADVISORSHARES TR	796	$24K	0.01%
5847	KNSAKINIKSA PHARMACEUTICALS LTD	1,367	$24K	0.01%
5848	—CITIZENS HLDG CO MISS	1,126	$24K	0.01%
5849	—GOODRICH PETE CORP	2,338	$24K	0.01%
5850	—INTERNATIONAL FLAVORS&FRAGRA	600	$24K	0.01%
5851	CEMIUSDCHEMBIO DIAGNOSTICS INC	4,998	$24K	0.01%
5852	CVLYCODORUS VY BANCORP INC	1,407	$24K	0.01%
5853	AOCAALUMINUM CORP CHINA LIMITED	2,732	$24K	0.01%
5854	EEVUSDPROSHARES TR	1,319	$24K	0.01%
5855	CLSDUSDCLEARSIDE BIOMEDICAL INC	9,070	$24K	0.01%
5856	—ELOXX PHARMACEUTICALS INC	5,963	$24K	0.01%
5857	NODKNI HLDGS INC	1,488	$24K	0.01%
5858	—INDEXIQ ETF TR	866	$24K	0.01%
5859	PNRGPRIMEENERGY RESOURCES CORP	565	$24K	0.01%
5860	UTIUNIVERSAL TECHNICAL INST INC	3,690	$24K	0.01%
5861	YYY*AMPLIFY ETF TR	1,500	$24K	0.01%
5862	—BANCO SANTANDER MEXICO SA	4,739	$24K	0.01%
5863	—IT TECH PACKAGING INC	43,870	$24K	0.01%
5864	—EIDOS THERAPEUTICS INC	171	$23K	0.01%
5865	—GOLDEN STAR RES LTD CDA	6,128	$23K	0.01%
5866	GNTYUSDGUARANTY BANCSHARES INC TEX	783	$23K	0.01%
5867	TLTEFLEXSHARES TR	406	$23K	0.01%
5868	JQUAJ P MORGAN EXCHANGE-TRADED F	654	$23K	0.01%
5869	—LOGICBIO THERAPEUTICS INC	3,075	$23K	0.01%
5870	DVLUFIRST TR EXCHANGE-TRADED FD	1,260	$23K	0.01%
5871	WFWOORI FINL GROUP INC	846	$23K	0.01%
5872	UFEBINNOVATOR ETFS TR	868	$23K	0.01%
5873	SWKHSWK HLDGS CORP	1,586	$23K	0.01%
5874	—AVENUE THERAPEUTICS INC	3,850	$23K	0.01%
5875	KTKT CORP	2,118	$23K	0.01%
5876	DISH 3.375 08/15/26DISH NETWORK CORPORATION	24,000	$23K	0.01%
5877	1RGREV GROUP INC	2,551	$23K	0.01%
5878	—INFRA AND ENERGY ALTRNTIVE I	1,417	$23K	0.01%
5879	—ETF SER SOLUTIONS	861	$23K	0.01%
5880	CMCTCIM COML TR CORP	1,580	$23K	0.01%
5881	IIIINFORMATION SVCS GROUP INC	7,103	$23K	0.01%
5882	VUZIVUZIX CORP	2,559	$23K	0.01%
5883	—RUSH STREET INTERACTIVE INC	2,938	$23K	0.01%
5884	CILUSDVICTORY PORTFOLIOS II	556	$23K	0.01%
5885	—KRANESHARES TR	658	$23K	0.01%
5886	—REEDS INC	38,345	$23K	0.01%
5887	—LIV CAP ACQUISITION CORP	2,194	$23K	0.01%
5888	GSSTGOLDMAN SACHS ETF TR	446	$23K	0.01%
5889	ACGPASSOCIATED CAP GROUP INC	652	$23K	0.01%
5890	—J P MORGAN EXCHANGE-TRADED F	714	$23K	0.01%
5891	—ZYNERBA PHARMACEUTICALS INC	7,229	$23K	0.01%
5892	REVEURREVLON INC	1,970	$23K	0.01%
5893	CETXCEMTREX INC	16,408	$22K	0.01%
5894	—NUVEEN PA MUN VALUE FD	1,537	$22K	0.01%
5895	MVOMV OIL TR	7,038	$22K	0.01%
5896	—EAST STONE ACQUISITION CORP	2,206	$22K	0.01%
5897	—VISTAS MEDIA ACQUISITION CO	2,197	$22K	0.01%
5898	TENTSAKOS ENERGY NAVIGATION LTD	2,752	$22K	0.01%
5899	APYXAPYX MEDICAL CORPORATION	3,000	$22K	0.01%
5900	IPORENAISSANCE CAP GREENWICH FD	346	$22K	0.01%

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