UBS Group AG Q4 2020 Filing

Filed February 11, 2021

Portfolio Value

$295.8M

Holdings

7,466

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (7,466 positions)

#	Stock	Shares	Value	% Portfolio
5701	—NUVEEN CALIF MUNICPAL VALUE	1,858	$29K	0.01%
5702	—TREBIA ACQUISITION CORP	2,500	$29K	0.01%
5703	MGYMAGNOLIA OIL & GAS CORP	4,066	$29K	0.01%
5704	—CAPITALA FIN CORP	2,037	$29K	0.01%
5705	ESSAESSA BANCORP INC	1,913	$29K	0.01%
5706	JNCEEURJOUNCE THERAPEUTICS INC	4,103	$29K	0.01%
5707	—TWO RDS SHARED TR	3,015	$29K	0.01%
5708	DBAINVESCO DB G10 CURRENCY HARV	1,203	$29K	0.01%
5709	—NUVEEN CORPORATE INCOME 2023	3,071	$29K	0.01%
5710	BLCNSIREN ETF TR	721	$29K	0.01%
5711	—GLOBAL X FDS	1,958	$29K	0.01%
5712	AGZDWISDOMTREE TR	620	$29K	0.01%
5713	HEWGUSDISHARES TR	989	$29K	0.01%
5714	FINVFINVOLUTION GROUP	10,698	$29K	0.01%
5715	—TREBIA ACQUISITION CORP	2,715	$29K	0.01%
5716	—SALISBURY BANCORP INC	778	$29K	0.01%
5717	VSHYVIRTUS ETF TR II	1,175	$29K	0.01%
5718	GFNEW GERMANY FD INC	1,538	$29K	0.01%
5719	—MOLECULIN BIOTECH INC	36,726	$29K	0.01%
5720	—INDEXIQ ETF TR	1,107	$29K	0.01%
5721	—MACKINAC FINL CORP	2,289	$29K	0.01%
5722	ECNSISHARES TR	565	$28K	0.01%
5723	—ASTROTECH CORP	15,873	$28K	0.01%
5724	FSCSFIRST TR EXCHANGE-TRADED FD	1,143	$28K	0.01%
5725	NYMXFNYMOX PHARMACEUTICAL CORP	11,507	$28K	0.01%
5726	NBPI MAB	596	$28K	0.01%
5727	CORNTEUCRIUM COMMODITY TR	1,766	$28K	0.01%
5728	—SPARTACUS ACQUISITION CORP	2,757	$28K	0.01%
5729	—SYNTAX ETF TR	649	$28K	0.01%
5730	HWBKHAWTHORN BANCSHARES INC	1,271	$28K	0.01%
5731	—BARCLAYS BANK PLC	656	$28K	0.01%
5732	BFINUSDBANKFINANCIAL CORP	3,230	$28K	0.01%
5733	—MUDRICK CAPITAL ACQU CORP II	2,699	$28K	0.01%
5734	—VICTORY PORTFOLIOS II	1,285	$28K	0.01%
5735	PKBKPARKE BANCORP INC	1,845	$28K	0.01%
5736	SCHN1EURSCHNITZER STEEL INDS INC	879	$28K	0.01%
5737	DAOYOUDAO INC	1,033	$28K	0.01%
5738	FGBIFIRST GTY BANCSHARES INC	1,580	$28K	0.01%
5739	OGCPEMPIRE ST RLTY OP L P	3,108	$28K	0.01%
5740	EVCENTRAVISION COMMUNICATIONS C	10,156	$28K	0.01%
5741	PHUNWPHUNWARE INC	22,146	$28K	0.01%
5742	—PARTNERS BANCORP	4,236	$28K	0.01%
5743	MRGRPROSHARES TR	728	$28K	0.01%
5744	—MARRONE BIO INNOVATIONS INC	22,034	$28K	0.01%
5745	—NORTHERN LTS FD TR IV	938	$28K	0.01%
5746	—EXCHANGE LISTED FDS TR	1,300	$28K	0.01%
5747	MPBMID PENN BANCORP INC	1,299	$28K	0.01%
5748	—GP STRATEGIES CORP	2,362	$28K	0.01%
5749	—LEVEL ONE BANCORP INC	1,370	$28K	0.01%
5750	—FUSION ACQUISITION CORP	2,261	$28K	0.01%
5751	PROVPROVIDENT FINL HLDGS INC	1,741	$27K	0.01%
5752	ORTXUSDORCHARD THERAPEUTICS PLC	6,227	$27K	0.01%
5753	AGPUPREDICTIVE ONCOLOGY INC	37,386	$27K	0.01%
5754	—CASTLIGHT HEALTH INC	20,500	$27K	0.01%
5755	ISTRINVESTAR HLDG CORP	1,606	$27K	0.01%
5756	—HIGHLAND FDS I	1,713	$27K	0.01%
5757	—FIRST CHOICE BANCORP	1,449	$27K	0.01%
5758	—ACORN INTL INC	1,315	$27K	0.01%
5759	UJULINNOVATOR ETFS TR	1,006	$27K	0.01%
5760	GLVCLOUGH GLOBAL DIVID & INCOME	2,585	$27K	0.01%
5761	—SQZ BIOTECHNOLOGIES CO	930	$27K	0.01%
5762	—ACIES ACQUISITION CORP	2,559	$27K	0.01%
5763	FBIZFIRST BUS FINL SVCS INC WIS	1,457	$27K	0.01%
5764	SAAPROSHARES TR	250	$27K	0.01%
5765	PRTY1EURPARTY CITY HOLDCO INC	4,398	$27K	0.01%
5766	—GOOD WORKS ACQUISITION CORP	2,738	$27K	0.01%
5767	—AMERICAN VRTUAL CLOUD TECH I	3,692	$27K	0.01%
5768	ATLCATLANTICUS HLDGS CORP	1,099	$27K	0.01%
5769	YB4PSAVARA INC	23,579	$27K	0.01%
5770	—CHECKPOINT THERAPEUTICS INC	10,202	$27K	0.01%
5771	—FIRSTMARK HORIZON ACQUISITIO	2,400	$27K	0.01%
5772	CFFNCAPITOL FED FINL INC	2,212	$27K	0.01%
5773	XENEXENON PHARMACEUTICALS INC	1,722	$27K	0.01%
5774	ALTSJANONE INC	5,355	$26K	0.01%
5775	AXONEURSIO GENE THERAPIES INC	9,401	$26K	0.01%
5776	DGREWISDOMTREE TR	914	$26K	0.01%
5777	TOCAEURFORTE BIOSCIENCES INC	700	$26K	0.01%
5778	—SOLITON INC	3,348	$26K	0.01%
5779	—FINTECH ACQUISITION CORP IV	2,144	$26K	0.01%
5780	—NORTHERN LTS FD TR IV	918	$26K	0.01%
5781	—POINTS INTL LTD	1,801	$26K	0.01%
5782	NESRNATIONAL ENERGY SERVICES REU	2,663	$26K	0.01%
5783	—NUZEE INC	2,436	$26K	0.01%
5784	RIBTEURRICEBRAN TECHNOLOGIES	43,000	$26K	0.01%
5785	SIGASIGA TECHNOLOGIES INC	3,512	$26K	0.01%
5786	—BARCLAYS BANK PLC	585	$26K	0.01%
5787	AVROAVROBIO INC	1,843	$26K	0.01%
5788	TEOTELECOM ARGENTINA S A	4,004	$26K	0.01%
5789	—CHIASMA INC	5,961	$26K	0.01%
5790	FNWBFIRST NORTHWEST BANCORP	1,673	$26K	0.01%
5791	OVBCOHIO VY BANC CORP	1,076	$26K	0.01%
5792	—NORTHERN LTS FD TR IV	1,076	$26K	0.01%
5793	CNCRUSDETF SER SOLUTIONS	806	$26K	0.01%
5794	—ETF MANAGERS TR	506	$26K	0.01%
5795	—SOCIAL CAPITAL HEDOSOPHA HLD	1,982	$26K	0.01%
5796	—ADITX THERAPEUTICS INC	12,538	$26K	0.01%
5797	IRMDIRADIMED CORP	1,144	$26K	0.01%
5798	ALLTALLOT LTD	2,429	$26K	0.01%
5799	CRFCORNERSTONE TOTAL RETURN FD	2,250	$26K	0.01%
5800	TDSBEXCHANGE LISTED FDS TR	1,075	$26K	0.01%

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