UBS Group AG Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$287.4M

Holdings

7,122

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (7,122 positions)

#	Stock	Shares	Value	% Portfolio
5501	FCAFIRST TR EXCH TRD ALPHA FD I	1,505	$41K	0.01%
5502	UBRPROSHARES TR	452	$41K	0.01%
5503	—FTS INTERNATIONAL INC	39,809	$41K	0.01%
5504	—SEACHANGE INTL INC	9,886	$41K	0.01%
5505	FIXXEURHOMOLOGY MEDICINES INC	2,000	$41K	0.01%
5506	LTLPROSHARES TR	986	$41K	0.01%
5507	—ISHARES TR	1,371	$41K	0.01%
5508	MMITINDEXIQ ACTIVE ETF TR	1,600	$41K	0.01%
5509	—BARCLAYS BK PLC	1,393	$41K	0.01%
5510	—DIREXION SHS ETF TR	4,143	$41K	0.01%
5511	BOUTINNOVATOR ETFS TR	1,895	$40K	0.01%
5512	—FIRST TR EXCHANGE TRADED FD	757	$40K	0.01%
5513	VSDAVICTORY PORTFOLIOS II	1,110	$40K	0.01%
5514	—IRSA PROPIEDADES COMERCIALES	2,384	$40K	0.01%
5515	—DBX ETF TR	1,391	$40K	0.01%
5516	KOMPSPDR SERIES TRUST	1,096	$40K	0.01%
5517	—SWEDISH EXPT CR CORP	4,729	$40K	0.01%
5518	PERIPERION NETWORK LTD	6,352	$40K	0.01%
5519	AKAFETF SER SOLUTIONS	1,206	$40K	0.01%
5520	—REPLAY ACQUISITION CORP	3,868	$40K	0.01%
5521	DNLIDENALI THERAPEUTICS INC	2,308	$40K	0.01%
5522	—ETF SER SOLUTIONS	1,441	$40K	0.01%
5523	—TKK SYMPHONY ACQUISITION COR	3,894	$40K	0.01%
5524	ATRCATRICURE INC	1,215	$40K	0.01%
5525	—PROSHARES TR	2,942	$40K	0.01%
5526	RYTMRHYTHM PHARMACEUTICALS INC	1,741	$40K	0.01%
5527	—NUVEEN EMERGING MKTS DEBT 20	4,466	$40K	0.01%
5528	GAMRUSDETF MANAGERS TR	900	$40K	0.01%
5529	SFBCSOUND FINL BANCORP INC	1,101	$40K	0.01%
5530	KEMQKRANESHARES TR	1,638	$39K	0.01%
5531	TYDDIREXION SHS ETF TR	755	$39K	0.01%
5532	—BARCLAYS BK PLC	964	$39K	0.01%
5533	—LIBERTY MEDIA CORP DELAWARE	816	$39K	0.01%
5534	—PROSHARES TR	3,449	$39K	0.01%
5535	DAXGLOBAL X FDS	1,403	$39K	0.01%
5536	—DIREXION SHS ETF TR	5,813	$39K	0.01%
5537	VICEADVISORSHARES TR	1,575	$39K	0.01%
5538	MXMAGNACHIP SEMICONDUCTOR CORP	3,322	$39K	0.01%
5539	—CHESAPEAKE ENERGY CORP	1,890	$39K	0.01%
5540	—SINOPEC SHANGHAI PETROCHEMIC	1,295	$39K	0.01%
5541	ALLKGUSDALLAKOS INC	411	$39K	0.01%
5542	—HUTTIG BLDG PRODS INC	25,623	$39K	0.01%
5543	BILLBILL COM HLDGS INC	1,030	$39K	0.01%
5544	—GLOBAL X FDS	1,395	$39K	0.01%
5545	AFYAAFYA LTD	1,385	$38K	0.01%
5546	CNTGCENTOGENE N V	3,736	$38K	0.01%
5547	ASEAGLOBAL X FDS	2,355	$38K	0.01%
5548	KEQUKEWAUNEE SCIENTIFIC CORP	2,850	$38K	0.01%
5549	—BARCLAYS BK PLC	1,400	$38K	0.01%
5550	—INVESCO EXCHNG TRADED FD TR	1,255	$38K	0.01%
5551	—JOHN HANCOCK ETF TRUST	1,264	$38K	0.01%
5552	INFUINFUSYSTEM HLDGS INC	4,500	$38K	0.01%
5553	PRNTARK ETF TR	1,692	$38K	0.01%
5554	ISZEISHARES TR	1,354	$38K	0.01%
5555	EEMOINVESCO EXCHNG TRADED FD TR	2,171	$38K	0.01%
5556	—CITIGROUP INC NEW	3,033	$38K	0.01%
5557	BIBPROSHARES TR	616	$38K	0.01%
5558	XPXP INC	988	$38K	0.01%
5559	—DIREXION SHS ETF TR	2,841	$37K	0.01%
5560	—NUVEEN GEORGIA QLTY MUN INC	2,925	$37K	0.01%
5561	—CYPRESS ENERGY PARTNERS LP	4,008	$37K	0.01%
5562	—ACER THERAPEUTICS INC	9,180	$37K	0.01%
5563	—NANTKWEST INC	9,801	$37K	0.01%
5564	KENKENON HLDGS LTD	1,754	$37K	0.01%
5565	—YOUNGEVITY INTL INC	11,376	$37K	0.01%
5566	PAPRINNOVATOR ETFS TR	1,404	$37K	0.01%
5567	AMCAISHARES TR	1,215	$37K	0.01%
5568	—SAEXPLORATION HLDGS INC	12,022	$37K	0.01%
5569	—URSTADT BIDDLE PPTYS INC	1,854	$37K	0.01%
5570	—CAPITALA FIN CORP	1,432	$36K	0.01%
5571	SBFGSB FINL GROUP INC	1,817	$36K	0.01%
5572	—REALITY SHS ETF TR	937	$36K	0.01%
5573	EETPROSHARES TR	451	$36K	0.01%
5574	—PROSHARES TR	2,905	$36K	0.01%
5575	PSETPRINCIPAL EXCHANGE TRADED FD	878	$36K	0.01%
5576	PIEQPRINCIPAL EXCHANGE TRADED FD	1,450	$36K	0.01%
5577	LEVBUSDCBDMD INC	15,864	$36K	0.01%
5578	—GOLDMAN SACHS ETF TR	634	$36K	0.01%
5579	—INDEXIQ ETF TR	1,710	$36K	0.01%
5580	BNTXBIONTECH SE	1,050	$36K	0.01%
5581	EMTYPROSHARES TR	1,079	$36K	0.01%
5582	—EXCHANGE TRADED CONCEPTS TR	1,344	$36K	0.01%
5583	TBCHTURTLE BEACH CORP	3,824	$36K	0.01%
5584	—SHIP FIN INTL LTD	32,000	$36K	0.01%
5585	—OPTIBASE LTD	3,062	$36K	0.01%
5586	—TWO RDS SHARED TR	3,479	$36K	0.01%
5587	—FLEXSHARES TR	1,242	$36K	0.01%
5588	—NORTHERN LTS FD TR IV	1,436	$36K	0.01%
5589	RRRRED ROCK RESORTS INC	1,421	$35K	0.01%
5590	—BARCLAYS BK PLC	825	$35K	0.01%
5591	—ADVISORSHARES TR	946	$35K	0.01%
5592	—INVESCO EXCHNG TRADED FD TR	1,377	$35K	0.01%
5593	—JP MORGAN EXCHANGE TRADED FD	1,349	$35K	0.01%
5594	WKHSEURWORKHORSE GROUP INC	11,428	$35K	0.01%
5595	—KRANESHARES TR	1,060	$35K	0.01%
5596	TUSKMAMMOTH ENERGY SVCS INC	15,738	$35K	0.01%
5597	—CAESARS ENTMT CORP	18,000	$35K	0.01%
5598	FTXHFIRST TR EXCHANGE TRADED FD	1,506	$35K	0.01%
5599	DRIVGLOBAL X FDS	2,395	$35K	0.01%
5600	CIFMFS INTERMEDIATE HIGH INC FD	12,276	$34K	0.01%

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