UBS Group AG Q4 2018 Filing

Filed February 14, 2019

Portfolio Value

$220.5M

Holdings

7,180

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (7,180 positions)

#	Stock	Shares	Value	% Portfolio	Type
2901	DBEZDBX ETF TR	49,720	$1.3M	0.60%
2902	CTMXCYTOMX THERAPEUTICS INC	87,111	$1.3M	0.60%
2903	—GASLOG PARTNERS LP	66,385	$1.3M	0.60%
2904	EYENATIONAL VISION HLDGS INC	46,579	$1.3M	0.59%	Put
2905	RSPFINVESCO EXCHANGE TRADED FD T	36,076	$1.3M	0.59%
2906	EMQQEXCHANGE TRADED CONCEPTS TR	49,039	$1.3M	0.59%
2907	—FORESCOUT TECHNOLOGIES INC	50,404	$1.3M	0.59%
2908	P5YBRF SA	230,460	$1.3M	0.59%
2909	MNROMONRO INC	19,020	$1.3M	0.59%
2910	FLOFLOWERS FOODS INC	70,748	$1.3M	0.59%
2911	OGSONE GAS INC	16,392	$1.3M	0.59%
2912	WTWEURWEIGHT WATCHERS INTL INC NEW	33,855	$1.3M	0.59%	Call
2913	—NUVEEN ENERGY MLP TOTL RTRNF	160,640	$1.3M	0.59%
2914	DIMWISDOMTREE TR	22,957	$1.3M	0.59%
2915	—MACQUARIE FT TR GB INF UT DI	140,787	$1.3M	0.59%
2916	FCNCAFIRST CTZNS BANCSHARES INC N	3,427	$1.3M	0.59%
2917	STPZPIMCO ETF TR	25,428	$1.3M	0.59%
2918	MGRCMCGRATH RENTCORP	25,081	$1.3M	0.59%
2919	WWAYFAIR INC	14,295	$1.3M	0.58%	Put
2920	TRTOOTSIE ROLL INDS INC	38,477	$1.3M	0.58%
2921	PKBINVESCO EXCHANGE TRADED FD T	54,035	$1.3M	0.58%
2922	TILTFLEXSHARES TR	12,834	$1.3M	0.58%
2923	CATHGLOBAL X FDS	42,238	$1.3M	0.58%
2924	PXEINVESCO EXCHANGE TRADED FD T	73,875	$1.3M	0.58%
2925	RPDRAPID7 INC	41,086	$1.3M	0.58%
2926	UFSDOMTAR CORP	36,426	$1.3M	0.58%
2927	MIKUSDMICHAELS COS INC	94,450	$1.3M	0.58%
2928	—US ECOLOGY INC	20,264	$1.3M	0.58%
2929	—FERRELLGAS PARTNERS L.P.	2,382,457	$1.3M	0.58%
2930	RINGISHARES INC	78,446	$1.3M	0.58%
2931	FCFFIRST COMWLTH FINL CORP PA	105,158	$1.3M	0.58%
2932	—TCF FINL CORP	64,987	$1.3M	0.57%
2933	—WEATHERFORD INTL LTD	2,021,000	$1.3M	0.57%
2934	BTUSDBT GROUP PLC	83,253	$1.3M	0.57%
2935	BRWTEMPLETON GLOBAL INCOME FD	209,919	$1.3M	0.57%
2936	IMTMISHARES TR	49,427	$1.3M	0.57%
2937	—DSW INC	51,195	$1.3M	0.57%
2938	EIMEATON VANCE MUN BD FD	112,116	$1.3M	0.57%
2939	GTXGARRETT MOTION INC	102,307	$1.3M	0.57%
2940	SFNCSIMMONS 1ST NATL CORP	52,228	$1.3M	0.57%
2941	RSPSINVESCO EXCHANGE TRADED FD T	10,802	$1.3M	0.57%
2942	BECNUSDBEACON ROOFING SUPPLY INC	39,615	$1.3M	0.57%
2943	FFBCFIRST FINL BANCORP OH	52,906	$1.3M	0.57%
2944	DRHDIAMONDROCK HOSPITALITY CO	138,259	$1.3M	0.57%
2945	SMSM ENERGY CO	80,925	$1.3M	0.57%	Call
2946	ERTHINVESCO EXCHANGE TRADED FD T	34,009	$1.3M	0.57%
2947	PGTIUSDPGT INNOVATIONS INC	78,823	$1.2M	0.57%
2948	GNWGENWORTH FINL INC	267,332	$1.2M	0.56%
2949	BGXBLACKSTONE GSO LNG SHRT CR I	90,515	$1.2M	0.56%
2950	—NUVEEN CONNECTICUT QLTY MUN	110,450	$1.2M	0.56%
2951	—CABOT MICROELECTRONICS CORP	13,053	$1.2M	0.56%
2952	SMBVANECK VECTORS ETF TR	71,753	$1.2M	0.56%
2953	BKEBUCKLE INC	64,204	$1.2M	0.56%
2954	—EL PASO ELEC CO	24,740	$1.2M	0.56%
2955	PICKISHARES INC	45,751	$1.2M	0.56%
2956	VGIVIRTUS GLOBAL MULTI-SEC INC	111,450	$1.2M	0.56%
2957	SESEA LTD	108,619	$1.2M	0.56%	Call
2958	ACHOWENS & MINOR INC NEW	193,917	$1.2M	0.56%	Call
2959	PBJINVESCO EXCHANGE TRADED FD T	41,178	$1.2M	0.55%
2960	VTYVERINT SYS INC	28,889	$1.2M	0.55%
2961	MCYMERCURY GENL CORP NEW	23,582	$1.2M	0.55%
2962	SMMUPIMCO ETF TR	24,431	$1.2M	0.55%
2963	PPTPUTNAM PREMIER INCOME TR	257,798	$1.2M	0.55%
2964	GLDM1USDWORLD GOLD TR	94,291	$1.2M	0.55%
2965	FNDCSCHWAB STRATEGIC TR	42,611	$1.2M	0.55%
2966	DTECALPS ETF TR	50,530	$1.2M	0.55%
2967	IYLDISHARES TR	51,733	$1.2M	0.55%
2968	OPPEWISDOMTREE TR	45,594	$1.2M	0.55%
2969	CVA1EURCOVANTA HLDG CORP	89,703	$1.2M	0.55%
2970	JT5MUELLER WTR PRODS INC	132,212	$1.2M	0.55%
2971	MGNXMACROGENICS INC	94,636	$1.2M	0.55%
2972	COSCNO FINL GROUP INC	80,685	$1.2M	0.54%
2973	PDTHANCOCK JOHN PREMUIM DIV FD	86,585	$1.2M	0.54%
2974	—TRANSENTERIX INC	529,234	$1.2M	0.54%
2975	OSGAMBAC FINL GROUP INC	69,383	$1.2M	0.54%
2976	FRMEFIRST MERCHANTS CORP	34,577	$1.2M	0.54%
2977	AEGAEGON N V	254,633	$1.2M	0.54%
2978	—DIREXION SHS ETF TR	77,737	$1.2M	0.54%
2979	DEEFDBX ETF TR	47,206	$1.2M	0.54%
2980	—OCH ZIFF CAP MGMT GROUP	1,283,949	$1.2M	0.54%
2981	—RETAIL PPTYS AMER INC	108,928	$1.2M	0.54%
2982	LXRXLEXICON PHARMACEUTICALS INC	177,886	$1.2M	0.54%
2983	MUCBLACKROCK MUNIHLDNGS QLTY II	102,658	$1.2M	0.53%
2984	EPUISHARES TR	33,036	$1.2M	0.53%
2985	EPOLISHARES TR	50,886	$1.2M	0.53%
2986	CNSLEURCONSOLIDATED COMM HLDGS INC	118,429	$1.2M	0.53%
2987	RLJRLJ LODGING TR	71,182	$1.2M	0.53%
2988	PWIPOWER INTEGRATIONS INC	19,123	$1.2M	0.53%
2989	EZAISHARES INC	23,086	$1.2M	0.53%
2990	UVVUNIVERSAL CORP VA	21,459	$1.2M	0.53%
2991	NBTBNBT BANCORP INC	33,575	$1.2M	0.53%
2992	ITGRINTEGER HLDGS CORP	15,212	$1.2M	0.53%
2993	HOPEHOPE BANCORP INC	97,695	$1.2M	0.53%
2994	PNIPIMCO NY MUNICIPAL INCOME FD	99,065	$1.2M	0.53%
2995	FNFABRINET	22,591	$1.2M	0.53%
2996	XCHYXCALAMOS CONV & HIGH INCOME F	122,925	$1.2M	0.52%
2997	PLAYDAVE & BUSTERS ENTMT INC	25,889	$1.2M	0.52%
2998	RCSPIMCO STRATEGIC INCOME FD IN	119,183	$1.2M	0.52%
2999	DBAINVESCO DB MLTI SECTR CMMTY	68,089	$1.2M	0.52%
3000	—NEW YORK MTG TR INC	51,895	$1.2M	0.52%

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