UBS Group AG Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$181.1M

Holdings

6,824

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (6,824 positions)

#	Stock	Shares	Value	% Portfolio	Type
301	WELLWELLTOWER INC	512,651	$971K	0.54%
302	PC6APETROCHINA CO LTD	13,184	$971K	0.54%
303	—BNC BANCORP	30,448	$971K	0.54%
304	VWOVANGUARD INTL EQUITY INDEX F	12,332,315	$970K	0.54%	Call
305	—PIMCO ETF TR	19,123	$969K	0.54%
306	VNMVANECK VECTORS ETF TR	208,534	$969K	0.53%
307	—ISHARES TR	17,007	$968K	0.53%
308	—BROOKFIELD PPTY PARTNERS L P	265,669	$968K	0.53%
309	BRK-BQUALITY CARE PPTYS INC	62,274	$965K	0.53%
310	SJIEURSOUTH JERSEY INDS INC	28,640	$964K	0.53%
311	CVCOCAVCO INDS INC DEL	9,642	$963K	0.53%
312	XMESPDR SERIES TRUST	1,792,050	$963K	0.53%	Put
313	CAKECHEESECAKE FACTORY INC	102,986	$962K	0.53%
314	—EARTHLINK HLDGS CORP	170,522	$962K	0.53%
315	SGUSTAR GAS PARTNERS L P	89,437	$962K	0.53%
316	—SILVER STD RES INC	257,608	$960K	0.53%
317	GHYGISHARES	19,802	$960K	0.53%
318	NXPNUVEEN SELECT TAX FREE INCM	69,014	$959K	0.53%
319	PYPLPAYPAL HLDGS INC	2,365,831	$959K	0.53%	Call
320	DRQEURDRIL-QUIP INC	37,633	$958K	0.53%
321	—MICHAEL KORS HLDGS LTD	493,904	$958K	0.53%	Put
322	—CHICAGO BRIDGE & IRON CO N V	572,740	$958K	0.53%	Put
323	KTKT CORP	67,965	$958K	0.53%
324	PAMPAMPA ENERGIA S A	27,520	$958K	0.53%
325	WTSWATTS WATER TECHNOLOGIES INC	14,696	$958K	0.53%
326	EFXEQUIFAX INC	44,202	$957K	0.53%
327	GNTXGENTEX CORP	293,935	$957K	0.53%
328	UVVUNIVERSAL CORP VA	97,809	$956K	0.53%
329	BRWTEMPLETON GLOBAL INCOME FD	147,422	$956K	0.53%
330	CBSHCOMMERCE BANCSHARES INC	137,479	$956K	0.53%
331	TRTOOTSIE ROLL INDS INC	24,013	$954K	0.53%
332	DVNDEVON ENERGY CORP NEW	432,080	$952K	0.53%	Call
333	STLAFIAT CHRYSLER AUTOMOBILES N	2,693,681	$951K	0.52%	Put
334	—NEWFIELD EXPL CO	80,061	$950K	0.52%
335	TERTERADYNE INC	207,026	$949K	0.52%	Call
336	BJRIBJS RESTAURANTS INC	24,115	$948K	0.52%
337	MDIVFIRST TR EXCHANGE TRADED FD	808,366	$948K	0.52%
338	FFBCFIRST FINL BANCORP OH	33,300	$947K	0.52%
339	WBWEIBO CORP	23,243	$944K	0.52%
340	—MERRIMACK PHARMACEUTICALS IN	231,101	$943K	0.52%
341	EDDMORGAN STANLEY EM MKTS DM DE	2,530,006	$942K	0.52%
342	COUPEURCOUPA SOFTWARE INC	37,676	$942K	0.52%
343	LMEURLEGG MASON INC	31,496	$942K	0.52%
344	PMXPIMCO MUN INCOME FD III	82,801	$941K	0.52%
345	ABEVAMBEV SA	2,307,434	$940K	0.52%	Call
346	EEMISHARES TR	60,491,294	$940K	0.52%	Put
347	—CAPITALA FIN CORP	379,948	$940K	0.52%
348	LNNLINDSAY CORP	30,402	$939K	0.52%
349	IAKISHARES TR	15,826	$939K	0.52%
350	GGGGRACO INC	100,370	$938K	0.52%
351	SJR/BEURSHAW COMMUNICATIONS INC	180,261	$938K	0.52%
352	HTLDHEARTLAND EXPRESS INC	45,993	$937K	0.52%
353	SKTTANGER FACTORY OUTLET CTRS I	26,200	$937K	0.52%
354	—FORTRESS INVESTMENT GROUP LL	4,780,275	$935K	0.52%	Call
355	BRFVANECK VECTORS ETF TR	58,760	$934K	0.52%
356	LNCLINCOLN NATL CORP IND	599,912	$933K	0.52%
357	NCNACCO INDS INC	10,296	$932K	0.51%
358	DWXSPDR INDEX SHS FDS	701,595	$931K	0.51%
359	SNNSMITH & NEPHEW PLC	30,952	$931K	0.51%
360	SFMSPROUTS FMRS MKT INC	348,973	$931K	0.51%
361	CSCOCISCO SYS INC	22,725,018	$931K	0.51%	Put
362	DEWWISDOMTREE TR	21,390	$930K	0.51%
363	—WESTERN ASSET VAR RT STRG FD	57,842	$930K	0.51%
364	ALVAUTOLIV INC	224,492	$928K	0.51%	Call
365	—CREE INC	75,856	$928K	0.51%	Put
366	RSGREPUBLIC SVCS INC	212,023	$926K	0.51%	Call
367	—WISDOMTREE TR	32,490	$925K	0.51%
368	—LAZARD WORLD DIVID & INCOME	93,167	$923K	0.51%
369	WGOWINNEBAGO INDS INC	29,177	$923K	0.51%
370	CCCHEMOURS CO	41,774	$923K	0.51%
371	ACHCACADIA HEALTHCARE COMPANY IN	27,829	$922K	0.51%
372	SPBSPECTRUM BRANDS HLDGS INC	7,530	$921K	0.51%
373	—DEPOMED INC	51,086	$921K	0.51%
374	NTESNETEASE INC	180,157	$921K	0.51%
375	FXECURRENCYSHARES EURO TR	20,457	$920K	0.51%	Put
376	FXIISHARES TR	26,429,236	$917K	0.51%	Put
377	ASIXADVANSIX INC	41,468	$917K	0.51%
378	XHRXENIA HOTELS & RESORTS INC	47,172	$917K	0.51%
379	COTYCOTY INC	50,091	$917K	0.51%
380	MDLZMONDELEZ INTL INC	20,576,301	$916K	0.51%	Put
381	XBMEXBLACKROCK HEALTH SCIENCES TR	28,785	$914K	0.50%
382	CEVEATON VANCE CA MUNI INCOME T	74,285	$913K	0.50%
383	TRCTEJON RANCH CO	35,878	$912K	0.50%
384	USCRU S CONCRETE INC	13,934	$912K	0.50%
385	—SPDR INDEX SHS FDS	61,471	$912K	0.50%
386	AKXANSYS INC	54,220	$911K	0.50%
387	AMZNAMAZON COM INC	1,165,650	$910K	0.50%	Put
388	—NUVEEN DIVERSIFIED DIV INCM	81,381	$910K	0.50%
389	MSGSMADISON SQUARE GARDEN CO NEW	14,144	$910K	0.50%
390	ASHASHLAND GLOBAL HLDGS INC	212,557	$908K	0.50%	Call
391	EIRLISHARES TR	24,183	$908K	0.50%
392	HOFTHOOKER FURNITURE CORP	23,916	$908K	0.50%
393	LENLENNAR CORP	799,663	$907K	0.50%	Put
394	NVAXNOVAVAX INC	719,601	$906K	0.50%
395	URIUNITED RENTALS INC	301,441	$905K	0.50%	Put
396	—GRUBHUB INC	24,022	$904K	0.50%
397	CHWCALAMOS GBL DYN INCOME FUND	2,423,129	$903K	0.50%
398	—BLACKHAWK NETWORK HLDGS INC	23,940	$902K	0.50%
399	IBOCINTERNATIONAL BANCSHARES COR	22,088	$901K	0.50%
400	BBBYEURBED BATH & BEYOND INC	148,490	$900K	0.50%	Put

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