UBS Group AG Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$181.1M

Holdings

6,824

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (6,824 positions)

#	Stock	Shares	Value	% Portfolio	Type
201	SHOOMADDEN STEVEN LTD	29,928	$1.1M	0.59%
202	TQJSIGNATURE BK NEW YORK N Y	64,882	$1.1M	0.59%
203	CMCCOMMERCIAL METALS CO	48,805	$1.1M	0.59%
204	GRMNGARMIN LTD	188,178	$1.1M	0.58%	Put
205	SHAKSHAKE SHACK INC	29,563	$1.1M	0.58%
206	APOAPOLLO GLOBAL MGMT LLC	4,598,659	$1.1M	0.58%	Put
207	LITGLOBAL X FDS	43,145	$1.1M	0.58%
208	FCNCAFIRST CTZNS BANCSHARES INC N	2,961	$1.1M	0.58%
209	3M4MASIMO CORP	15,578	$1.1M	0.58%
210	CPE3EURCALLON PETE CO DEL	151,747	$1.0M	0.58%
211	OXYOCCIDENTAL PETE CORP DEL	4,313,358	$1.0M	0.58%	Put
212	NWBINORTHWEST BANCSHARES INC MD	57,993	$1.0M	0.58%
213	UNFIUNITED NAT FOODS INC	21,890	$1.0M	0.58%
214	GGBGERDAU S A	1,481,768	$1.0M	0.58%	Call
215	S7VSALLY BEAUTY HLDGS INC	39,523	$1.0M	0.58%
216	SHGSHINHAN FINANCIAL GROUP CO L	67,175	$1.0M	0.58%
217	CMRECOSTAMARE INC	186,248	$1.0M	0.58%
218	ONON SEMICONDUCTOR CORP	705,727	$1.0M	0.57%	Call
219	HIMXHIMAX TECHNOLOGIES INC	1,133,883	$1.0M	0.57%	Put
220	JLLJONES LANG LASALLE INC	35,389	$1.0M	0.57%
221	FMFFORMFACTOR INC	92,284	$1.0M	0.57%
222	—CPFL ENERGIA S A	67,061	$1.0M	0.57%
223	RYAAYRYANAIR HLDGS PLC	31,419	$1.0M	0.57%
224	TTDTHE TRADE DESK INC	37,314	$1.0M	0.57%
225	FOXFFOX FACTORY HLDG CORP	37,127	$1.0M	0.57%
226	5TCTRUECAR INC	6,798,944	$1.0M	0.57%	Call
227	DYHTARGET CORP	2,437,742	$1.0M	0.57%	Put
228	PRGOPERRIGO CO PLC	193,692	$1.0M	0.57%	Call
229	CN4CONNS INC	81,091	$1.0M	0.57%	Put
230	WASHWASHINGTON TR BANCORP	18,282	$1.0M	0.57%
231	ERHWELLS FARGO UTILITIES AND HI	85,337	$1.0M	0.56%
232	IEXIDEX CORP	42,828	$1.0M	0.56%
233	VIAVVIAVI SOLUTIONS INC	124,734	$1.0M	0.56%
234	BBTBERKSHIRE HILLS BANCORP INC	27,628	$1.0M	0.56%
235	DBAUSDPOWERSHS DB MULTI SECT COMM	51,032	$1.0M	0.56%
236	—KKR & CO L P DEL	5,189,383	$1.0M	0.56%	Call
237	VVXVECTRUS INC	42,633	$1.0M	0.56%	Call
238	AMGAFFILIATED MANAGERS GROUP	14,238	$1.0M	0.56%
239	EGPEASTGROUP PPTY INC	13,755	$1.0M	0.56%
240	AQLTISHARES TR	88,242	$1.0M	0.56%
241	MCDMCDONALDS CORP	7,275,435	$1.0M	0.56%	Put
242	IBMINTERNATIONAL BUSINESS MACHS	2,878,727	$1.0M	0.56%	Put
243	PRLBPROTO LABS INC	19,708	$1.0M	0.56%	Put
244	CMCOCOLUMBUS MCKINNON CORP N Y	37,398	$1.0M	0.56%
245	CTBICOMMUNITY TR BANCORP INC	20,357	$1.0M	0.56%
246	PBTPERMIAN BASIN RTY TR	130,813	$1.0M	0.56%
247	PPCPILGRIMS PRIDE CORP NEW	147,086	$1.0M	0.56%
248	ERIEERIE INDTY CO	8,943	$1.0M	0.56%
249	BBYBEST BUY INC	1,183,634	$1.0M	0.56%	Put
250	BROBROWN & BROWN INC	22,406	$1.0M	0.55%
251	ADSKAUTODESK INC	1,408,706	$1.0M	0.55%	Put
252	AEGAEGON N V	181,274	$1.0M	0.55%
253	SWN1EURSOUTHWESTERN ENERGY CO	509,958	$1.0M	0.55%	Put
254	—BOARDWALK PIPELINE PARTNERS	4,770,417	$1.0M	0.55%	Call
255	ADPAUTOMATIC DATA PROCESSING IN	987,216	$1.0M	0.55%	Put
256	LKQ1LKQ CORP	118,071	$1000K	0.55%
257	—KLX INC	22,133	$998K	0.55%
258	UNHUNITEDHEALTH GROUP INC	1,991,227	$998K	0.55%	Put
259	CERNCHFCERNER CORP	273,077	$998K	0.55%	Call
260	CGNXCOGNEX CORP	63,868	$997K	0.55%
261	—FAIRMOUNT SANTROL HLDGS INC	84,614	$997K	0.55%
262	—CURRENCYSHS JAPANESE YEN TR	37,846	$996K	0.55%	Put
263	—ETF SER SOLUTIONS	28,278	$996K	0.55%
264	—PLATFORM SPECIALTY PRODS COR	1,559,371	$995K	0.55%	Put
265	—EXPRESS SCRIPTS HLDG CO	1,799,103	$995K	0.55%	Put
266	NJRNEW JERSEY RES	87,824	$994K	0.55%
267	RMBS*RAMBUS INC DEL	72,077	$993K	0.55%	Call
268	COSTCOSTCO WHSL CORP NEW	1,099,794	$992K	0.55%	Call
269	GKDGRAND CANYON ED INC	43,726	$992K	0.55%
270	VALEVALE S A	4,483,979	$991K	0.55%	Put
271	IAUISHARES TR	40,094	$991K	0.55%
272	VLYVALLEY NATL BANCORP	321,543	$991K	0.55%
273	GDDYGODADDY INC	70,763	$989K	0.55%	Call
274	ENOVCOLFAX CORP	141,358	$989K	0.55%
275	—AVEXIS INC	20,718	$989K	0.55%
276	—GLOBAL X FDS	89,591	$989K	0.55%
277	PAASPAN AMERICAN SILVER CORP	516,933	$988K	0.55%	Put
278	—POWERSHARES ETF TRUST II	42,951	$987K	0.55%
279	HFXIINDEXIQ ETF TR	54,361	$986K	0.54%
280	JXIISHARES TR	22,052	$986K	0.54%
281	IBDQISHARES TR	40,536	$986K	0.54%
282	SSFSENSIENT TECHNOLOGIES CORP	12,547	$986K	0.54%
283	GLINVANECK VECTORS ETF TR	24,146	$984K	0.54%
284	WWDWOODWARD INC	47,754	$983K	0.54%
285	SWXSOUTHWEST GAS CORP	26,990	$983K	0.54%
286	EWCISHARES	887,648	$982K	0.54%
287	TYTRI CONTL CORP	44,519	$982K	0.54%
288	INNSUMMIT HOTEL PPTYS	61,220	$981K	0.54%
289	—PNC FINL SVCS GROUP INC	19,860	$980K	0.54%
290	VTIVANGUARD INDEX FDS	8,495,228	$980K	0.54%
291	STZCONSTELLATION BRANDS INC	320,900	$979K	0.54%	Put
292	IEIISHARES TR	1,420,019	$978K	0.54%
293	SIXEURSIX FLAGS ENTMT CORP NEW	101,757	$978K	0.54%
294	—APOLLO ED GROUP INC	98,762	$977K	0.54%
295	AIGAMERICAN INTL GROUP INC	4,892,010	$977K	0.54%	Put
296	OMCOMNICOM GROUP INC	219,535	$977K	0.54%	Call
297	DNOWNOW INC	47,649	$975K	0.54%
298	JNJJOHNSON & JOHNSON	8,456,294	$974K	0.54%	Put
299	WSMWILLIAMS SONOMA INC	231,115	$973K	0.54%
300	—FIFTH STREET FINANCE CORP	1,420,095	$972K	0.54%

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