UBS Group AG Q1 2021 Filing

Filed May 12, 2021

Portfolio Value

$301.3M

Holdings

8,067

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (8,067 positions)

#	Stock	Shares	Value	% Portfolio	Type
2501	—STABLE RD ACQUISITION CORP	206,800	$2.7M	0.91%	Call
2502	EOIEATON VANCE ENHANCED EQUITY	162,476	$2.7M	0.91%
2503	BCOBRINKS CO	34,479	$2.7M	0.91%
2504	AVNTAVIENT CORPORATION	57,592	$2.7M	0.90%
2505	WISHCONTEXTLOGIC INC	172,079	$2.7M	0.90%
2506	KTKT CORP	218,349	$2.7M	0.90%
2507	BVNCOMPANIA DE MINAS BUENAVENTU	270,519	$2.7M	0.90%
2508	PINGUSDPING IDENTITY HLDG CORP	123,537	$2.7M	0.90%
2509	JHSHANCOCK JOHN INCOME SECS TR	173,481	$2.7M	0.90%
2510	—TALEND S A	42,463	$2.7M	0.90%
2511	RYTMRHYTHM PHARMACEUTICALS INC	126,850	$2.7M	0.90%
2512	JJSFJ & J SNACK FOODS CORP	17,158	$2.7M	0.89%
2513	ROCKGIBRALTAR INDS INC	29,414	$2.7M	0.89%
2514	VIVTELEFONICA BRASIL SA	342,007	$2.7M	0.89%
2515	ETOEATON VANCE TAX-ADVANTAGED G	102,436	$2.7M	0.89%
2516	LEMBISHARES INC	63,167	$2.7M	0.89%
2517	BHVNBIOHAVEN PHARMACTL HLDG CO L	39,360	$2.7M	0.89%
2518	OMFONEMAIN HLDGS INC	50,082	$2.7M	0.89%
2519	APGAPI GROUP CORP	130,097	$2.7M	0.89%
2520	JOUTJOHNSON OUTDOORS INC	18,826	$2.7M	0.89%
2521	PALLABERDEEN STD PALLADIUM ETF T	10,951	$2.7M	0.89%
2522	BWGBRANDYWINEGBL GBL INCM OPP F	222,207	$2.7M	0.89%
2523	—WESTERN ASSET MTG CAP CORP	839,359	$2.7M	0.89%	Put
2524	GOOGALPHABET INC	913,185	$2.7M	0.89%	Put
2525	SQMSOCIEDAD QUIMICA Y MINERA DE	50,265	$2.7M	0.89%
2526	WGOWINNEBAGO INDS INC	34,739	$2.7M	0.88%
2527	WWWWOLVERINE WORLD WIDE INC	69,495	$2.7M	0.88%
2528	VIOGVANGUARD ADMIRAL FDS INC	12,028	$2.7M	0.88%
2529	PWZINVESCO EXCH TRADED FD TR II	96,055	$2.7M	0.88%
2530	CWENCLEARWAY ENERGY INC	94,470	$2.7M	0.88%
2531	GKDGRAND CANYON ED INC	24,810	$2.7M	0.88%
2532	AYATLANTICA SUSTAINABLE INFR P	72,466	$2.7M	0.88%
2533	ILPTINDUSTRIAL LOGISTICS PPTYS T	114,690	$2.7M	0.88%
2534	GDOWESTERN ASSET GLOBAL CP DEFI	150,421	$2.6M	0.88%
2535	TIPZPIMCO ETF TR	41,166	$2.6M	0.88%
2536	MCYMERCURY GENL CORP NEW	43,309	$2.6M	0.87%
2537	OGSONE GAS INC	34,236	$2.6M	0.87%
2538	EWDISHARES INC	59,039	$2.6M	0.87%
2539	MLIMUELLER INDS INC	63,603	$2.6M	0.87%
2540	GRNBVANECK VECTORS ETF TR	97,003	$2.6M	0.87%
2541	PKXPOSCO	36,400	$2.6M	0.87%
2542	WBKWESTPAC BANKING CORP	141,334	$2.6M	0.87%
2543	BGRBLACKROCK ENERGY & RES TR	295,160	$2.6M	0.87%
2544	PZZAPAPA JOHNS INTL INC	29,539	$2.6M	0.87%
2545	GEFGREIF INC	45,935	$2.6M	0.87%
2546	GVAGRANITE CONSTR INC	64,977	$2.6M	0.87%
2547	FSTAFIDELITY COVINGTON TRUST	62,835	$2.6M	0.87%
2548	TGNATEGNA INC	138,330	$2.6M	0.86%
2549	RAVIFLEXSHARES TR	34,186	$2.6M	0.86%
2550	MXLMAXLINEAR INC	76,415	$2.6M	0.86%
2551	AIRAAR CORP	62,446	$2.6M	0.86%
2552	XRXXEROX HOLDINGS CORP	106,987	$2.6M	0.86%
2553	FHIFEDERATED HERMES INC	82,901	$2.6M	0.86%
2554	LPXLOUISIANA PAC CORP	46,720	$2.6M	0.86%
2555	—BLACKROCK MUNIHLDS INVSTM QL	181,236	$2.6M	0.86%
2556	SWXSOUTHWEST GAS HLDGS INC	37,697	$2.6M	0.86%
2557	WENWENDYS CO	127,734	$2.6M	0.86%
2558	TMHCTAYLOR MORRISON HOME CORP	83,868	$2.6M	0.86%
2559	NOAHNOAH HLDGS LTD	58,108	$2.6M	0.86%
2560	TCRTZIOPHARM ONCOLOGY INC	716,745	$2.6M	0.86%
2561	CPRXCATALYST PHARMACEUTICALS INC	558,992	$2.6M	0.86%
2562	EQXEQUINOX GOLD CORP	322,142	$2.6M	0.85%	Put
2563	BGTBLACKROCK FLOATING RATE INCO	205,230	$2.6M	0.85%
2564	EELVINVESCO EXCH TRADED FD TR II	108,790	$2.6M	0.85%
2565	NNYNUVEEN N Y MUN VALUE FD INC	262,732	$2.6M	0.85%
2566	KEMQKRANESHARES TR	79,500	$2.6M	0.85%
2567	RLJRLJ LODGING TR	165,249	$2.6M	0.85%
2568	LNNLINDSAY CORP	15,340	$2.6M	0.85%
2569	EPREPR PPTYS	54,788	$2.6M	0.85%
2570	ENVUSDENVESTNET INC	35,328	$2.6M	0.85%
2571	ARRYARRAY TECHNOLOGIES INC	85,473	$2.5M	0.85%
2572	MDC1USDM D C HLDGS INC	42,853	$2.5M	0.84%
2573	FLSFLOWSERVE CORP	65,538	$2.5M	0.84%
2574	KFYKORN FERRY	40,725	$2.5M	0.84%
2575	NYTNEW YORK TIMES CO	50,024	$2.5M	0.84%
2576	CYRXCRYOPORT INC	48,633	$2.5M	0.84%
2577	IBTXUSDINDEPENDENT BK GROUP INC	35,005	$2.5M	0.84%
2578	SFIXSTITCH FIX INC	51,012	$2.5M	0.84%
2579	LFUSLITTELFUSE INC	9,549	$2.5M	0.84%
2580	ESTCELASTIC N V	22,650	$2.5M	0.84%
2581	—SEACOR HOLDINGS INC	61,696	$2.5M	0.83%
2582	XJPIXNUVEEN PFD & INCOME TERM FD	100,463	$2.5M	0.83%
2583	CPECALLON PETE CO DEL	65,018	$2.5M	0.83%
2584	MHNBLACKROCK MUNIHLDGS NY QLTY	177,834	$2.5M	0.83%
2585	KRGKITE RLTY GROUP TR	129,947	$2.5M	0.83%
2586	MRVIMARAVAI LIFESCIENCES HLDGS I	70,298	$2.5M	0.83%
2587	SMFGSUMITOMO MITSUI FINL GROUP I	344,380	$2.5M	0.83%
2588	ROADCONSTRUCTION PARTNERS INC	83,542	$2.5M	0.83%
2589	TRTOOTSIE ROLL INDS INC	75,194	$2.5M	0.83%
2590	ECPGENCORE CAP GROUP INC	61,816	$2.5M	0.83%	Put
2591	QUREUNIQURE NV	73,770	$2.5M	0.83%
2592	CRNCCERENCE INC	27,734	$2.5M	0.82%
2593	THWTEKLA WORLD HEALTHCARE FD	164,560	$2.5M	0.82%
2594	MYOVMYOVANT SCIENCES LTD	120,463	$2.5M	0.82%
2595	REZIRESIDEO TECHNOLOGIES INC	87,615	$2.5M	0.82%
2596	IXP*ISHARES TR	30,776	$2.5M	0.82%
2597	XAWFXALLIANCEBERNSTEIN GLOBAL HIG	208,734	$2.5M	0.82%
2598	KEXKIRBY CORP	41,022	$2.5M	0.82%
2599	AIMCUSDALTRA INDL MOTION CORP	44,685	$2.5M	0.82%
2600	RMIRIVERNORTH OPPORTUNISTIC MUN	112,194	$2.5M	0.82%

PreviousPage 26 of 81Next