UBS Group AG Q1 2020 Filing

Filed May 1, 2020

Portfolio Value

$212.2M

Holdings

7,136

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (7,136 positions)

#	Stock	Shares	Value	% Portfolio	Type
801	SAVESPIRIT AIRLS INC	56,096	$723K	0.34%
802	LAURLAUREATE EDUCATION INC	68,735	$723K	0.34%
803	ARESARES MANAGEMENT CORPORATION	345,469	$723K	0.34%
804	MHIPIONEER MUN HIGH INCOME TR	63,839	$722K	0.34%
805	EDUNEW ORIENTAL ED & TECH GRP I	593,934	$722K	0.34%	Put
806	XLKSELECT SECTOR SPDR TR	7,939,397	$721K	0.34%	Put
807	—BLACKROCK MUNI INCOME INV QL	51,727	$721K	0.34%
808	ALGTALLEGIANT TRAVEL CO	27,626	$720K	0.34%
809	FTFFRANKLIN LTD DURATION INCOME	91,585	$719K	0.34%
810	NAGECHROMADEX CORP	220,419	$719K	0.34%
811	GPCGENUINE PARTS CO	177,013	$718K	0.34%
812	VTIPVANGUARD MALVERN FDS	1,452,047	$718K	0.34%
813	NXPINXP SEMICONDUCTORS N V	661,387	$717K	0.34%	Call
814	STEWBOULDER GROWTH & INCOME FD I	77,890	$717K	0.34%
815	AIMCUSDALTRA INDL MOTION CORP	40,997	$717K	0.34%
816	QVCAUSDQURATE RETAIL INC	321,083	$716K	0.34%
817	OECORION ENGINEERED CARBONS S A	96,035	$716K	0.34%
818	CENTACENTRAL GARDEN & PET CO	27,976	$716K	0.34%
819	—CENTRAL EUROPEAN MEDIA ENTRP	228,820	$716K	0.34%
820	OTXOPEN TEXT CORP	214,264	$716K	0.34%
821	PVHPVH CORPORATION	136,347	$715K	0.34%
822	STBAS & T BANCORP INC	26,174	$715K	0.34%
823	MANHMANHATTAN ASSOCS INC	14,354	$715K	0.34%
824	EVREVERCORE INC	15,474	$713K	0.34%
825	GILDGILEAD SCIENCES INC	5,923,787	$713K	0.34%	Put
826	SKYWSKYWEST INC	27,195	$712K	0.34%
827	WOOFOOT LOCKER INC	239,613	$712K	0.34%	Put
828	MSEXMIDDLESEX WATER CO	66,009	$711K	0.34%
829	ENICENEL CHILE S.A.	214,328	$711K	0.34%
830	—SPECIAL OPPORTUNITIES FD INC	29,412	$711K	0.34%
831	UISUNISYS CORP	57,549	$711K	0.34%
832	FXYINVESCO CURRENCYSHARES JAPAN	8,053,652	$710K	0.33%	Put
833	—SYKES ENTERPRISES INC	26,161	$710K	0.33%
834	RUSHARUSH ENTERPRISES INC	22,251	$710K	0.33%
835	TTWOTAKE-TWO INTERACTIVE SOFTWAR	413,012	$709K	0.33%
836	AONAON PLC	89,324	$709K	0.33%	Call
837	DTEDTE ENERGY CO	197,816	$708K	0.33%
838	IBOCINTERNATIONAL BANCSHARES COR	26,339	$708K	0.33%
839	UMHUMH PPTYS INC	65,100	$707K	0.33%
840	LVLNSPDR SER TR	3,096,453	$706K	0.33%	Put
841	DVNDEVON ENERGY CORP NEW	531,702	$706K	0.33%
842	MORTVANECK VECTORS ETF TR	70,466	$705K	0.33%
843	IRMIRON MTN INC NEW	461,799	$704K	0.33%	Put
844	TPICQTPI COMPOSITES INC	47,607	$704K	0.33%
845	PFOFLAHERTY & CRUMRIN PFD & INM	71,108	$704K	0.33%
846	LNWOSCIENTIFIC GAMES CORP	72,595	$704K	0.33%
847	HEQJOHN HANCOCK HDG EQ & INC FD	69,269	$704K	0.33%
848	ACHCACADIA HEALTHCARE COMPANY IN	38,366	$704K	0.33%
849	—BLACKROCK NY MUNI INC QLTY T	56,240	$703K	0.33%
850	BDCBELDEN INC	19,470	$703K	0.33%
851	CMSCMS ENERGY CORP	207,011	$702K	0.33%
852	TMPTOMPKINS FINANCIAL CORPORATI	27,924	$702K	0.33%
853	—MACQUARIE GLOBAL INFRASTRUCT	45,323	$702K	0.33%
854	SPLKCHFSPLUNK INC	1,099,168	$701K	0.33%	Put
855	AALAMERICAN AIRLS GROUP INC	2,191,488	$701K	0.33%	Put
856	ENVUSDENVESTNET INC	67,753	$701K	0.33%
857	RSX1USDVANECK VECTORS ETF TR	1,677,936	$700K	0.33%	Put
858	THFFFIRST FINL CORP IND	20,759	$700K	0.33%
859	GFLWVICTORY PORTFOLIOS II	27,444	$700K	0.33%
860	JRSNUVEEN REAL ESTATE INCOME FD	103,010	$700K	0.33%
861	TRSTRIMAS CORP	30,279	$700K	0.33%
862	WBC1EURWABCO HLDGS INC	306,008	$700K	0.33%
863	NEARISHARES U S ETF TR	2,818,373	$699K	0.33%
864	HYLSFIRST TR EXCHANGE-TRADED FD	442,951	$699K	0.33%
865	TRI4EURTHOMSON REUTERS CORP	30,653	$698K	0.33%
866	NKENIKE INC	6,629,778	$697K	0.33%	Put
867	CVLTCOMMVAULT SYSTEMS INC	17,211	$697K	0.33%
868	CMPCOMPASS MINERALS INTL INC	18,111	$697K	0.33%
869	NRANRG ENERGY INC	610,196	$697K	0.33%	Call
870	JRVRJAMES RIV GROUP LTD	73,987	$695K	0.33%
871	INSGEURINSEEGO CORP	111,373	$694K	0.33%
872	IPARINTER PARFUMS INC	14,970	$694K	0.33%
873	BMVPINVESCO EXCHANGE TRADED FD T	9,423	$693K	0.33%
874	FUODOLBY LABORATORIES INC	175,337	$693K	0.33%
875	TOTLSSGA ACTIVE ETF TR	1,883,394	$692K	0.33%
876	SANBANCO SANTANDER SA	1,028,157	$692K	0.33%
877	AESAES CORP	1,164,557	$691K	0.33%
878	—LIMELIGHT NETWORKS INC	121,202	$691K	0.33%
879	NXENEXGEN ENERGY LTD	947,226	$690K	0.33%
880	CMRXEURCHIMERIX INC	479,088	$690K	0.33%
881	CSWCCAPITAL SOUTHWEST CORP	60,341	$689K	0.32%
882	LITGLOBAL X FDS	31,711	$689K	0.32%
883	AMANTERO MIDSTREAM CORP	328,026	$688K	0.32%
884	CTSCTS CORP	27,589	$687K	0.32%
885	AOAISHARES TR	14,442	$686K	0.32%
886	MTRNMATERION CORP	19,606	$686K	0.32%
887	SJR/BEURSHAW COMMUNICATIONS INC	310,688	$685K	0.32%
888	MNSTMONSTER BEVERAGE CORP NEW	995,014	$685K	0.32%
889	OXYOCCIDENTAL PETE CORP	2,075,869	$684K	0.32%	Put
890	PQ3PROVIDENT FINL SVCS INC	53,249	$684K	0.32%
891	SBUXSTARBUCKS CORP	9,306,769	$684K	0.32%	Put
892	LAZLAZARD LTD	96,035	$682K	0.32%
893	FXEINVESCO CURRENCYSHARES EURO	506,033	$681K	0.32%	Put
894	FITBFIFTH THIRD BANCORP	1,745,786	$678K	0.32%	Put
895	—MELLANOX TECHNOLOGIES LTD	879,654	$678K	0.32%
896	OLNOLIN CORP	2,093,468	$678K	0.32%	Put
897	ALGALAMO GROUP INC	7,624	$677K	0.32%
898	SDYSPDR SER TR	2,211,120	$674K	0.32%
899	ADCAGREE REALTY CORP	10,898	$674K	0.32%
900	JOBSUSD51JOB INC	58,631	$674K	0.32%

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