Who Owns PFO?
Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated — Institutional Ownership & 13F Holdings
$9.26
+0.06 (+0.60%)
Market Cap
$125.2M
Shares Outstanding
13,077,326
Institutional Holders
45
Total Inst. Value
$26.8M
% of Float Held
—
QoQ Holder Change
+16
Institutional data as of Q1 2025
New Positions
10
Closed Positions
4
Increased
10
Decreased
11
Institutional Ownership Trend
Top 10 Institutional Holders(Q1 2025)
| # | Fund | Value | Shares |
|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | $5.6M | 608,217 |
| 2 | CIBC Private Wealth Group LLC | $5.0M | 588,511 |
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | $2.2M | 243,417 |
| 4 | Private Advisor Group, LLC | $1.7M | 188,163 |
| 5 | Matisse CapitalNew | $1.6M | 170,775 |
| 6 | MORGAN STANLEY | $1.3M | 135,772 |
| 7 | Ewing Morris & Co. Investment Partners Ltd. | $1.0M | 75,690 |
| 8 | Noble Wealth Management PBC | $938K | 101,698 |
| 9 | Cambridge Investment Research Advisors, Inc. | $640K | 69,389 |
| 10 | D.A. DAVIDSON & CO. | $586K | 63,527 |
Biggest Buyers & Sellers This Quarter
Top Buyers
| Fund | Shares Added | Value |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | +65K | $5.6M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | +51K | $2.2M |
| Matisse CapitalNew | +171K | $1.6M |
| Noble Wealth Management PBC | +18K | $938K |
| WELLS FARGO & COMPANY/MN | +10K | $406K |
Top Sellers
| Fund | Shares Removed | Value |
|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | -37K | $26K |
| AQR Arbitrage LLC | -16K | $237K |
| LPL Financial LLC | -14K | $330K |
| Summit X, LLC | -8K | $575K |
| Consolidated Portfolio Review Corp | -8K | $473K |
Related Stocks
Frequently Asked Questions
How many institutional investors hold PFO?
As of Q1 2025, 45 institutional investors report holding PFO (Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated) in their 13F filings.
Which hedge fund owns the most PFO?
The largest institutional holder of PFO is SIT INVESTMENT ASSOCIATES INC with $5.6M in shares.
Are institutions buying or selling PFO?
This quarter, 10 institutions opened new positions in PFO and 4 closed their positions.
What is 13F institutional ownership?
SEC Form 13F is a quarterly report filed by institutional investment managers with over $100M in qualifying assets. It discloses their US equity holdings, providing transparency into what the largest investors are buying and selling.
How often is institutional ownership data updated?
13F filings are due 45 days after each calendar quarter end (May 15, Aug 14, Nov 14, Feb 14). Data is updated on HedgeTrace as new filings are processed.