TOCQUEVILLE ASSET MANAGEMENT L.P. Q3 2018 Filing

Filed November 13, 2018

Portfolio Value

$7.9B

Holdings

821

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (821 positions)

#	Stock	Shares	Value	% Portfolio
1	COPConocoPhillips	12,754	$987K	0.01%
2	—East Asia Minerals Corp	13,404,893	$985K	0.01%
3	—Nielsen Hldgs Plc Shs Eur	35,000	$968K	0.01%
4	—JPMorgan Chase & VAR 99 Due 1	950,000	$957K	0.01%
5	DBXDropbox Inc. Cl A	35,350	$948K	0.01%
6	MIDDMiddleby Corporation	7,320	$947K	0.01%
7	—Grubhub Inc	6,830	$947K	0.01%
8	IXUSIShares Tr Core MSCI Total Int	15,710	$947K	0.01%
9	AOSA.O. Smith Corporation	17,640	$941K	0.01%
10	LITELumentum Holdings Inc	15,650	$938K	0.01%
11	MOSMosaic Co	28,725	$933K	0.01%
12	VETVermilion Energy Inc	28,250	$931K	0.01%
13	RGNXREGENXBIO Inc.	12,245	$924K	0.01%
14	CDEVEURCentennial Resource Dev Inc Cl	42,100	$920K	0.01%
15	MYGNMyriad Genetics Inc	20,000	$920K	0.01%
16	—Nickel Creek Platinum Corp	12,379,201	$910K	0.01%
17	VYGRVoyager Therapeutics Inc	47,575	$900K	0.01%
18	IRIngersoll-Rand PLC	8,740	$894K	0.01%
19	SEESealed Air Corporation	22,190	$891K	0.01%
20	—GCI Liberty Inc PFD Ser A	35,218	$885K	0.01%
21	—The Delafield Fund	38,733	$883K	0.01%
22	CRSPCRISPR Therapeutics AG	19,885	$882K	0.01%
23	A4SAmeriprise Financial, Inc.	5,968	$881K	0.01%
24	SCSCScansource Inc.	21,885	$873K	0.01%
25	TIFEURTiffany & Co New	6,690	$863K	0.01%
26	ONCBeigene Ltd	4,990	$859K	0.01%
27	ABJAABB Ltd F ADR	35,902	$848K	0.01%
28	GGGGraco Inc	17,851	$827K	0.01%
29	PBIPitney Bowes Inc	116,500	$825K	0.01%
30	SPOTSpotify Technology SA	4,560	$825K	0.01%
31	ETSYEtsy Inc.	16,045	$824K	0.01%
32	WSMWilliams Sonoma Inc	12,475	$820K	0.01%
33	—Medidata Solutions, Inc.	10,950	$803K	0.01%
34	ABMDEURAbiomed Inc	1,770	$796K	0.01%
35	CITCintas	4,000	$791K	0.01%
36	SBSWSibanye Gold ADR	313,918	$782K	0.01%
37	WTWWillis Towers Watson Plcltd Co	5,534	$780K	0.01%
38	VKTXViking Therapeutics Inc	44,400	$773K	0.01%
39	AMDAdvanced Micro Devices, Inc.	25,000	$772K	0.01%
40	STAAStaar Surgical Co.	15,775	$757K	0.01%
41	BBYBest Buy Inc	9,484	$753K	0.01%
42	IWFiShares Russell 1000 Growth Fu	4,807	$750K	0.01%
43	SSBUSDSouth St Corp	9,060	$743K	0.01%
44	LYBLyondellbasell Inds F Class A	7,239	$742K	0.01%
45	TYLTyler Technologies Inc	2,975	$729K	0.01%
46	MEDMedifast Inc.	3,275	$726K	0.01%
47	PFFiShares U.S. Preferred Stock E	19,486	$724K	0.01%
48	—Sequential Brands Group Inc.	429,200	$717K	0.01%
49	CDNSCadence Design Systems Inc.	15,789	$716K	0.01%
50	ZBHZimmer Biomet Hldgs Inc	5,435	$715K	0.01%
51	ROSTRoss Stores Inc.	7,200	$714K	0.01%
52	AWMSkyworks Solutions Inc	7,600	$689K	0.01%
53	EFGIshares MSCI EAFE Growth Index	8,475	$679K	0.01%
54	IACIEURIAC/Interactivecorp	3,115	$675K	0.01%
55	TDThe Toronto-Dominion Bank	11,100	$675K	0.01%
56	TEAMAtlassian Corp Plc	7,000	$673K	0.01%
57	—Arch Coal Inc Cl A	7,514	$672K	0.01%
58	VEEVVeeva Systems, Inc Cl A	6,146	$669K	0.01%
59	—Nestle SA	8,000	$667K	0.01%
60	CLSCA INC COM	15,100	$667K	0.01%
61	—Audentes Therapeutics Inc	16,750	$663K	0.01%
62	MTNVail Resorts Inc	2,400	$659K	0.01%
63	PHMPulte Group Inc.	26,551	$658K	0.01%
64	RFRegions Financial Corporation	35,759	$656K	0.01%
65	MTCHEURMatch Group	11,295	$654K	0.01%
66	KSSKohls Corp	8,719	$650K	0.01%
67	EEFTEuronet Services Inc.	6,475	$649K	0.01%
68	STXSeagate Technology	13,695	$648K	0.01%
69	PEGPublic Service Enterprise Grou	12,173	$643K	0.01%
70	BXUSDBlackstone Group LP	16,775	$639K	0.01%
71	—PNC FINANCIA 6.125 PFD PFD SE	23,700	$638K	0.01%
72	FEYECHFFireeye Inc	37,550	$638K	0.01%
73	VENVentas Inc.	11,675	$635K	0.01%
74	MERIXMerger Fund Institutional Cl	37,779	$633K	0.01%
75	ICPTUSDIntercept Pharmaceuticals Inc	5,000	$632K	0.01%
76	SDYSPDR S&P Dividend ETF	6,449	$632K	0.01%
77	MDGLMadrigal Pharmaceuticals Inc.	2,890	$619K	0.01%
78	ROLRollins Inc.	10,057	$610K	0.01%
79	CTXSEURCitrix Sys Inc	5,473	$608K	0.01%
80	ATVIEURActivision Blizzard, Inc.	7,300	$607K	0.01%
81	TPLUSDTexas Pac Ld Tr Sub Ctf Prop I	701	$605K	0.01%
82	TNDMTandem Diabetes Care Inc	14,050	$602K	0.01%
83	URIUnited Rentals	3,675	$601K	0.01%
84	SYFSynchrony Finl	19,275	$599K	0.01%
85	CHRWC. H. Robinson Worldwide, Inc.	6,100	$597K	0.01%
86	GDDYThe GoDaddy Group Inc	7,150	$596K	0.01%
87	MCOMoody's Corporation	3,555	$594K	0.01%
88	EDITEditas Medicine Inc.	18,225	$580K	0.01%
89	OMEROmeros Corp	23,700	$579K	0.01%
90	AMEAmetek Inc.	7,300	$578K	0.01%
91	ZSZscaler Inc.	14,120	$576K	0.01%
92	PEGAPegasystems Inc	9,175	$574K	0.01%
93	NDQPowerShares QQQ	3,075	$571K	0.01%
94	FICOFair Isaac Corporation	2,500	$571K	0.01%
95	FIWFirst Tr Exchange Traded Fd Wt	11,200	$570K	0.01%
96	DPZDominos Pizza Inc Com	1,925	$567K	0.01%
97	KIMKimco Realty Corp COM	33,457	$560K	0.01%
98	NTLAIntellia Therapeutics Inc	19,450	$557K	0.01%
99	DXCDXC Technology Co.	5,886	$550K	0.01%
100	CDKCDK Global Inc	8,757	$548K	0.01%

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