Sigma Planning Corp Q3 2021 Filing
Filed October 28, 2021
Portfolio Value
$3.3T
Holdings
1,354
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (1,354 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1201 | QDFFLEXSHARES TR | 3,993 | $222.0M | 0.01% | |
| 1202 | SLRCSLR INVESTMENT CORP | 11,605 | $222.0M | 0.01% | |
| 1203 | RKTROCKET COS INC | 13,831 | $222.0M | 0.01% | |
| 1204 | PWVINVESCO EXCHANGE TRADED FD T | 4,994 | $222.0M | 0.01% | |
| 1205 | PHPARKER-HANNIFIN CORP | 789 | $221.0M | 0.01% | |
| 1206 | PFXFVANECK ETF TRUST | 10,434 | $221.0M | 0.01% | |
| 1207 | ICEINTERCONTINENTAL EXCHANGE IN | 1,922 | $221.0M | 0.01% | |
| 1208 | LYVLIVE NATION ENTERTAINMENT IN | 2,429 | $221.0M | 0.01% | |
| 1209 | KIOKKR INCOME OPPORTUNITIES FD | 13,436 | $220.0M | 0.01% | |
| 1210 | IETCISHARES U S ETF TR | 3,952 | $220.0M | 0.01% | |
| 1211 | CHWYCHEWY INC | 3,210 | $219.0M | 0.01% | |
| 1212 | LBTYBLIBERTY GLOBAL PLC | 7,300 | $218.0M | 0.01% | |
| 1213 | POOLPOOL CORP | 501 | $218.0M | 0.01% | |
| 1214 | URTHISHARES INC | 1,718 | $217.0M | 0.01% | |
| 1215 | SONYSONY GROUP CORPORATION | 1,951 | $216.0M | 0.01% | |
| 1216 | JCIJOHNSON CTLS INTL PLC | 3,154 | $215.0M | 0.01% | |
| 1217 | XMHQINVESCO EXCHANGE TRADED FD T | 2,825 | $215.0M | 0.01% | |
| 1218 | AG8AGILENT TECHNOLOGIES INC | 1,366 | $215.0M | 0.01% | |
| 1219 | MASMASCO CORP | 3,857 | $214.0M | 0.01% | |
| 1220 | SUISUN CMNTYS INC | 1,155 | $214.0M | 0.01% | |
| 1221 | OMCOMNICOM GROUP INC | 2,959 | $214.0M | 0.01% | |
| 1222 | NXPINXP SEMICONDUCTORS N V | 1,085 | $213.0M | 0.01% | |
| 1223 | GGNGAMCO GLOBAL GOLD NAT RES & | 57,047 | $213.0M | 0.01% | |
| 1224 | PNWPINNACLE WEST CAP CORP | 2,948 | $213.0M | 0.01% | |
| 1225 | EAGGISHARES TR | 3,837 | $212.0M | 0.01% | |
| 1226 | ERTHINVESCO EXCHANGE TRADED FD T | 3,354 | $212.0M | 0.01% | |
| 1227 | XJPIXNUVEEN PFD & INCOME TERM FD | 8,550 | $212.0M | 0.01% | |
| 1228 | PAYCPAYCOM SOFTWARE INC | 425 | $211.0M | 0.01% | |
| 1229 | FANGDIAMONDBACK ENERGY INC | 2,230 | $211.0M | 0.01% | |
| 1230 | TOKECAMBRIA ETF TR | 14,944 | $210.0M | 0.01% | |
| 1231 | XAODXABERDEEN TOTAL DYNAMIC DIVD | 21,471 | $209.0M | 0.01% | |
| 1232 | PFFDGLOBAL X FDS | 8,118 | $209.0M | 0.01% | |
| 1233 | IWCISHARES TR | 1,451 | $209.0M | 0.01% | |
| 1234 | RQICOHEN & STEERS QUALITY INCOM | 14,004 | $209.0M | 0.01% | |
| 1235 | ASHASHLAND GLOBAL HLDGS INC | 2,330 | $208.0M | 0.01% | |
| 1236 | —ECHO GLOBAL LOGISTICS INC | 4,365 | $208.0M | 0.01% | |
| 1237 | EWWISHARES INC | 4,320 | $208.0M | 0.01% | |
| 1238 | XAWPXABERDEEN GLOBAL PREMIER PPTY | 34,123 | $207.0M | 0.01% | |
| 1239 | CHRCHURCHILL DOWNS INC | 862 | $207.0M | 0.01% | |
| 1240 | SPYDSPDR SER TR | 5,297 | $207.0M | 0.01% | |
| 1241 | FDNIFIRST TR EXCHANGE TRADED FD | 5,166 | $207.0M | 0.01% | |
| 1242 | RYROYAL BK CDA | 2,071 | $206.0M | 0.01% | |
| 1243 | BG3BIG 5 SPORTING GOODS CORP | 8,955 | $206.0M | 0.01% | |
| 1244 | PWRQUANTA SVCS INC | 1,801 | $205.0M | 0.01% | |
| 1245 | TLRYEURTILRAY INC | 18,116 | $205.0M | 0.01% | |
| 1246 | BLFSBIOLIFE SOLUTIONS INC | 4,850 | $205.0M | 0.01% | |
| 1247 | VMOINVESCO MUN OPPORTUNITY TR | 14,945 | $205.0M | 0.01% | |
| 1248 | WDCWESTERN DIGITAL CORP. | 3,615 | $204.0M | 0.01% | |
| 1249 | MITKMITEK SYS INC | 11,000 | $204.0M | 0.01% | |
| 1250 | SNYSANOFI | 4,202 | $203.0M | 0.01% | |
| 1251 | TAPMOLSON COORS BEVERAGE CO | 4,374 | $203.0M | 0.01% | |
| 1252 | ELLAUDER ESTEE COS INC | 673 | $202.0M | 0.01% | |
| 1253 | PAUGINNOVATOR ETFS TR | 6,880 | $201.0M | 0.01% | |
| 1254 | HOLXHOLOGIC INC | 2,724 | $201.0M | 0.01% | |
| 1255 | RITMNEW RESIDENTIAL INVT CORP | 18,305 | $201.0M | 0.01% | |
| 1256 | RSRELIANCE STEEL & ALUMINUM CO | 1,414 | $201.0M | 0.01% | |
| 1257 | DRSKETF SER SOLUTIONS | 7,000 | $200.0M | 0.01% | |
| 1258 | ETENERGY TRANSFER L P | 20,833 | $200.0M | 0.01% | |
| 1259 | BCXBLACKROCK RES & COMMODITIES | 22,148 | $198.0M | 0.01% | |
| 1260 | AVKADVENT CONV & INCOME FD | 10,597 | $191.0M | 0.01% | |
| 1261 | FGENEURFIBROGEN INC | 18,625 | $190.0M | 0.01% | |
| 1262 | PSEC 6.375 03/01/25PROSPECT CAP CORP | 175,000 | $189.0M | 0.01% | |
| 1263 | ANGI1EURANGI INC | 14,750 | $182.0M | 0.01% | |
| 1264 | GEVOGEVO INC | 26,900 | $179.0M | 0.01% | |
| 1265 | XEFRXEATON VANCE SR FLTNG RTE TR | 12,074 | $176.0M | 0.01% | |
| 1266 | SWN1EURSOUTHWESTERN ENERGY CO | 31,625 | $175.0M | 0.01% | |
| 1267 | BRYBERRY CORP | 24,080 | $174.0M | 0.01% | |
| 1268 | NADNUVEEN QUALITY MUNCP INCOME | 11,103 | $173.0M | 0.01% | |
| 1269 | IEZISHARES TR | 12,486 | $171.0M | 0.01% | |
| 1270 | —POINT BIOPHARMA GLOBAL INC | 21,865 | $168.0M | 0.01% | |
| 1271 | CIMCHIMERA INVT CORP | 11,206 | $166.0M | 0.00% | |
| 1272 | ETBEATON VANCE TAX MNGED BUY WR | 10,272 | $164.0M | 0.00% | |
| 1273 | FXNFIRST TR EXCHANGE TRADED FD | 14,199 | $163.0M | 0.00% | |
| 1274 | ZMX1WIDEPOINT CORP | 30,800 | $162.0M | 0.00% | |
| 1275 | RLJRLJ LODGING TR | 10,907 | $162.0M | 0.00% | |
| 1276 | GOGLGOLDEN OCEAN GROUP LTD | 14,953 | $161.0M | 0.00% | |
| 1277 | GABGABELLI EQUITY TR INC | 23,236 | $155.0M | 0.00% | |
| 1278 | SABRSABRE CORP | 13,079 | $155.0M | 0.00% | |
| 1279 | TEN1TENNECO INC | 10,700 | $153.0M | 0.00% | |
| 1280 | NOKNOKIA CORP | 27,965 | $152.0M | 0.00% | Call |
| 1281 | —AULT GLOBAL HOLDINGS INC | 61,900 | $150.0M | 0.00% | |
| 1282 | —NUVEEN INTER DURATION MUN TE | 10,200 | $150.0M | 0.00% | |
| 1283 | VETVERMILION ENERGY INC | 14,900 | $148.0M | 0.00% | |
| 1284 | AGENEURAGENUS INC | 27,400 | $144.0M | 0.00% | Call |
| 1285 | VTRSVIATRIS INC | 10,015 | $136.0M | 0.00% | |
| 1286 | TIGRUP FINTECH HLDG LTD | 12,400 | $131.0M | 0.00% | |
| 1287 | RWTREDWOOD TR INC | 10,000 | $129.0M | 0.00% | |
| 1288 | SIRIEURSIRIUS XM HOLDINGS INC | 20,500 | $125.0M | 0.00% | |
| 1289 | BBBLACKBERRY LTD | 12,596 | $123.0M | 0.00% | |
| 1290 | MFAUSDMFA FINL INC | 26,621 | $122.0M | 0.00% | |
| 1291 | POWWAMMO INC | 19,000 | $117.0M | 0.00% | |
| 1292 | IGRCBRE CLARION GLOBAL REAL EST | 14,052 | $117.0M | 0.00% | |
| 1293 | —CONTEXTLOGIC INC | 21,150 | $115.0M | 0.00% | |
| 1294 | HLHECLA MNG CO | 20,710 | $114.0M | 0.00% | |
| 1295 | —VIVOPOWER INTERNATIONAL PLC | 20,100 | $114.0M | 0.00% | |
| 1296 | AEFABERDEEN EMRG MRKTS EQT INM | 13,277 | $110.0M | 0.00% | |
| 1297 | —ORGANIGRAM HLDGS INC | 47,878 | $110.0M | 0.00% | |
| 1298 | TWOEURTWO HBRS INVT CORP | 17,157 | $109.0M | 0.00% | |
| 1299 | JFRNUVEEN FLOATING RATE INCOME | 10,348 | $104.0M | 0.00% | |
| 1300 | —VIRNETX HLDG CORP | 26,200 | $103.0M | 0.00% | Call |