Sigma Planning Corp Q3 2017 Filing
Filed November 6, 2017
Portfolio Value
$1.2T
Holdings
839
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (839 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 801 | SIRIEURSIRIUS XM HLDGS INC | 23,300 | $129.0M | 0.01% | |
| 802 | DRDDRDGOLD LIMITED | 32,479 | $125.0M | 0.01% | |
| 803 | MQ8MAG SILVER CORP | 10,830 | $122.0M | 0.01% | |
| 804 | CBAYUSDCYMABAY THERAPEUTICS INC | 15,000 | $121.0M | 0.01% | |
| 805 | KGCKINROSS GOLD CORP | 28,634 | $121.0M | 0.01% | |
| 806 | —MCEWEN MNG INC | 61,742 | $120.0M | 0.01% | |
| 807 | —GOLDEN STAR RES LTD CDA | 153,970 | $118.0M | 0.01% | |
| 808 | —SPRINT CORP | 15,167 | $118.0M | 0.01% | |
| 809 | CCOCAMECO CORP | 11,855 | $115.0M | 0.01% | |
| 810 | BCSBARCLAYS PLC | 10,920 | $113.0M | 0.01% | |
| 811 | PBTPERMIAN BASIN RTY TR | 12,985 | $113.0M | 0.01% | |
| 812 | JPCNUVEEN PFD & INCM OPPORTNYS | 10,500 | $111.0M | 0.01% | |
| 813 | GOGLGOLDEN OCEAN GROUP LTD | 13,947 | $109.0M | 0.01% | |
| 814 | —RITE AID CORP | 51,995 | $102.0M | 0.01% | |
| 815 | —ALPINE GLOBAL PREMIER PPTYS | 14,943 | $99.0M | 0.01% | |
| 816 | —DDR CORP | 10,465 | $96.0M | 0.01% | |
| 817 | MHFWESTERN ASSET MUN HI INCM FD | 11,340 | $88.0M | 0.01% | |
| 818 | SANBANCO SANTANDER SA | 12,334 | $86.0M | 0.01% | |
| 819 | SJTSAN JUAN BASIN RTY TR | 10,838 | $85.0M | 0.01% | |
| 820 | —CONFORMIS INC | 23,710 | $83.0M | 0.01% | |
| 821 | AGIALAMOS GOLD INC NEW | 10,458 | $71.0M | 0.01% | |
| 822 | —ENSCO PLC | 11,736 | $70.0M | 0.01% | |
| 823 | —TICC CAPITAL CORP | 10,200 | $70.0M | 0.01% | |
| 824 | NATNORDIC AMERICAN TANKERS LIMI | 13,057 | $70.0M | 0.01% | |
| 825 | KOPNKOPIN CORP | 13,000 | $54.0M | 0.00% | |
| 826 | DHYCREDIT SUISSE HIGH YLD BND F | 17,521 | $50.0M | 0.00% | |
| 827 | XXII22ND CENTY GROUP INC | 17,350 | $48.0M | 0.00% | |
| 828 | YRIYAMANA GOLD INC | 18,108 | $48.0M | 0.00% | |
| 829 | —REEDS INC | 20,589 | $45.0M | 0.00% | |
| 830 | —INSIGNIA SYS INC | 40,300 | $44.0M | 0.00% | |
| 831 | SENS1GBPSENSEONICS HLDGS INC | 13,700 | $44.0M | 0.00% | |
| 832 | —BIODELIVERY SCIENCES INTL IN | 14,472 | $43.0M | 0.00% | |
| 833 | —AURIS MED HLDG AG | 43,000 | $35.0M | 0.00% | |
| 834 | ATATLANTIC PWR CORP | 13,036 | $32.0M | 0.00% | |
| 835 | PLUNPLUG POWER INC | 11,876 | $31.0M | 0.00% | |
| 836 | —PROSPECT CAPITAL CORPORATION | 20,000 | $21.0M | 0.00% | |
| 837 | U6ZURANIUM ENERGY CORP | 14,113 | $19.0M | 0.00% | |
| 838 | PGFUSDPENGROWTH ENERGY CORP | 16,278 | $17.0M | 0.00% | |
| 839 | LINTA 4 11/15/29LIBERTY MEDIA CORP | 20,000 | $13.0M | 0.00% |
PreviousPage 9 of 9