Sigma Planning Corp Q3 2017 Filing

Filed November 6, 2017

Portfolio Value

$1.2T

Holdings

839

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (839 positions)

#StockSharesValue% PortfolioType
701
HRLHORMEL FOODS CORP
7,239$233.0M0.02%
702
PXGBXPRAXAIR INC
1,661$232.0M0.02%
703
HEQJOHN HANCOCK HDG EQ & INC FD
13,155$232.0M0.02%
704
TTWOTAKE-TWO INTERACTIVE SOFTWAR
2,255$231.0M0.02%
705
DPZDOMINOS PIZZA INC
1,156$230.0M0.02%
706
HIGHLAND FDS I
12,548$230.0M0.02%
707
POWERSHARES ETF TRUST
4,476$230.0M0.02%
708
CHWCALAMOS GBL DYN INCOME FUND
25,480$230.0M0.02%
709
DGRWWISDOMTREE TR
6,009$229.0M0.02%
710
IGVISHARES TR
1,560$228.0M0.02%
711
IXNISHARES TR
1,593$227.0M0.02%
712
CREDIT SUISSE NASSAU BRH
2,325$227.0M0.02%
713
ILTBISHARES
3,545$226.0M0.02%
714
IYCISHARES TR
1,371$225.0M0.02%
715
CPBCAMPBELL SOUP CO
4,800$225.0M0.02%
716
MVTBLACKROCK MUNIVEST FD II INC
14,448$224.0M0.02%
717
ALLIANZGI NFJ DIVID INT & PR
16,711$224.0M0.02%
718
PIMCO DYNMIC CREDIT AND MRT
9,726$224.0M0.02%
719
GPCGENUINE PARTS CO
2,332$223.0M0.02%
720
VIOOVANGUARD ADMIRAL FDS INC
1,643$223.0M0.02%
721
SENIOR HSG PPTYS TR
11,399$223.0M0.02%
722
FPIFARMLAND PARTNERS INC
24,719$223.0M0.02%
723
MIC2EURMACQUARIE INFRASTRUCTURE COR
3,058$221.0M0.02%
724
SPYGSPDR SERIES TRUST
1,783$221.0M0.02%
725
GFNEW GERMANY FD INC
11,774$219.0M0.02%
726
TRIANGLE CAP CORP
15,324$219.0M0.02%
727
JFRNUVEEN FLOATING RATE INCOME
18,584$218.0M0.02%
728
BHCVALEANT PHARMACEUTICALS INTL
15,230$218.0M0.02%
729
CERNCHFCERNER CORP
3,048$217.0M0.02%
730
AFWALIGN TECHNOLOGY INC
1,165$217.0M0.02%
731
TOLTOLL BROTHERS INC
5,219$216.0M0.02%
732
EXPDEXPEDITORS INTL WASH INC
3,601$216.0M0.02%
733
DESWISDOMTREE TR
2,554$215.0M0.02%
734
TNADIREXION SHS ETF TR
3,319$215.0M0.02%
735
OPPENHEIMER REV WEIGHTD ETF
4,488$215.0M0.02%
736
HIIHUNTINGTON INGALLS INDS INC
943$214.0M0.02%
737
VXUSVANGUARD STAR FD
3,917$214.0M0.02%
738
GNMAISHARES TR
4,277$214.0M0.02%
739
IGTINTERNATIONAL GAME TECHNOLOG
8,702$214.0M0.02%
740
LDPCOHEN & STEERS LTD DUR PFD I
7,955$213.0M0.02%
741
WFC 7.5 PERP LWELLS FARGO CO NEW
162$213.0M0.02%
742
ANDEAVOR
2,062$213.0M0.02%
743
XFDEXFIRST TR DYNAMIC EUROPE EQT
10,966$213.0M0.02%
744
VGSHVANGUARD SCOTTSDALE FDS
3,487$212.0M0.02%
745
AMDADVANCED MICRO DEVICES INC
16,648$212.0M0.02%
746
MARMARRIOTT INTL INC NEW
1,916$211.0M0.02%
747
CIMCHIMERA INVT CORP
11,156$211.0M0.02%
748
GOLDCORP INC NEW
16,207$210.0M0.02%
749
IGEISHARES TR
6,229$210.0M0.02%
750
CYPRESS SEMICONDUCTOR CORP
13,980$210.0M0.02%
751
LADRLADDER CAP CORP
15,143$209.0M0.02%
752
QQEWFIRST TR NAS100 EQ WEIGHTED
3,737$208.0M0.02%
753
S76STORE CAP CORP
8,383$208.0M0.02%
754
SPIRIT RLTY CAP INC NEW
24,249$208.0M0.02%
755
IXJISHARES TR
1,838$207.0M0.02%
756
PEGPUBLIC SVC ENTERPRISE GROUP
4,453$206.0M0.02%
757
MRSHMARSH & MCLENNAN COS INC
2,452$206.0M0.02%
758
AAALCOA CORP
4,420$206.0M0.02%
759
ABMDEURABIOMED INC
1,221$206.0M0.02%
760
EWEDWARDS LIFESCIENCES CORP
1,875$205.0M0.02%
761
DYDYCOM INDS INC
2,377$204.0M0.02%
762
EFGISHARES TR
2,607$202.0M0.02%
763
THOTHOR INDS INC
1,607$202.0M0.02%
764
CLFCLEVELAND CLIFFS INC
28,204$202.0M0.02%Call
765
AQLTISHARES TR
8,018$202.0M0.02%
766
GNWGENWORTH FINL INC
52,412$202.0M0.02%
767
DWDMORGAN STANLEY
4,184$202.0M0.02%
768
SEASEABRIDGE GOLD INC
16,526$202.0M0.02%
769
NSUSDNUSTAR ENERGY LP
4,928$200.0M0.02%
770
POWERSHARES ETF TRUST II
8,334$200.0M0.02%
771
WENWENDYS CO
12,829$199.0M0.02%
772
NYCBEURNEW YORK CMNTY BANCORP INC
15,083$194.0M0.02%
773
AYS1SANDSTORM GOLD LTD
42,590$193.0M0.02%
774
NUVNUVEEN MUN VALUE FD INC
18,781$192.0M0.02%
775
EZPWEZCORP INC
19,870$189.0M0.02%
776
UBS AG LONDON BRH
10,161$187.0M0.02%
777
BOARDWALK PIPELINE PARTNERS
12,697$187.0M0.02%
778
NADNUVEEN QUALITY MUNCP INCOME
12,644$179.0M0.01%
779
PDIPIMCO MUNICIPAL INCOME FD
13,041$178.0M0.01%
780
CHKEURCHESAPEAKE ENERGY CORP
41,169$177.0M0.01%
781
FEYECHFFIREEYE INC
10,409$175.0M0.01%
782
CYS INVTS INC
20,288$175.0M0.01%
783
MFAUSDMFA FINL INC
19,364$170.0M0.01%
784
NUVEEN CR OPPORTUNITIES 2022
17,139$169.0M0.01%
785
MCCUSDMEDLEY CAP CORP
28,051$167.0M0.01%
786
COLONY NORTHSTAR INC
12,766$160.0M0.01%
787
ABERDEEN ASIA PACIFIC INCOM
30,597$158.0M0.01%
788
MANAGED DURATION INVT GRD FU
11,355$157.0M0.01%
789
GGNGAMCO GLOBAL GOLD NAT RES &
28,042$157.0M0.01%
790
BBBLACKBERRY LTD
13,784$154.0M0.01%
791
RFREGIONS FINL CORP NEW
10,040$153.0M0.01%
792
HPEHEWLETT PACKARD ENTERPRISE C
10,168$150.0M0.01%
793
CDECOEUR MNG INC
16,042$147.0M0.01%
794
DEAN FOODS CO NEW
13,542$147.0M0.01%
795
HYTBLACKROCK CORPOR HI YLD FD I
12,923$146.0M0.01%
796
EOIEATON VANCE ENHANCED EQ INC
10,291$144.0M0.01%
797
TAHOE RES INC
26,136$138.0M0.01%
798
BARCLAYS BK PLC
25,444$137.0M0.01%
799
AQMSEURAQUA METALS INC
19,450$133.0M0.01%
800
IMGIAMGOLD CORP
21,328$130.0M0.01%
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