SHUFRO ROSE & CO LLC Q4 2020 Filing
Filed February 3, 2021
Portfolio Value
$1.2T
Holdings
278
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (278 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | OUNZVANECK MERK GOLD TR | 17,617 | $326.0M | 0.03% | |
| 202 | ABTABBOTT LABS | 2,972 | $325.0M | 0.03% | |
| 203 | RDS/AROYAL DUTCH SHELL PLC | 9,200 | $323.0M | 0.03% | |
| 204 | XLKSELECT SECTOR SPDR TR | 2,460 | $320.0M | 0.03% | |
| 205 | NCLHNORWEGIAN CRUISE LINE HLDG L | 12,400 | $315.0M | 0.03% | |
| 206 | BPBP PLC | 15,290 | $314.0M | 0.03% | |
| 207 | EDCONSOLIDATED EDISON INC | 4,336 | $313.0M | 0.03% | |
| 208 | AFGAMERICAN FINL GROUP INC OHIO | 3,550 | $311.0M | 0.03% | |
| 209 | HWMHOWMET AEROSPACE INC | 10,644 | $304.0M | 0.03% | |
| 210 | ICCCIMMUCELL CORP | 50,670 | $301.0M | 0.03% | |
| 211 | SNYSANOFI | 6,180 | $300.0M | 0.03% | |
| 212 | VLYVALLEY NATL BANCORP | 30,700 | $299.0M | 0.03% | |
| 213 | MTUMISHARES TR | 1,849 | $298.0M | 0.02% | |
| 214 | GSLCGOLDMAN SACHS ETF TR | 3,930 | $297.0M | 0.02% | |
| 215 | VLOVALERO ENERGY CORP | 5,203 | $294.0M | 0.02% | |
| 216 | GENCGENCOR INDS INC | 23,608 | $290.0M | 0.02% | |
| 217 | BHBBAR HBR BANKSHARES | 12,609 | $285.0M | 0.02% | |
| 218 | REZISHARES TR | 4,100 | $278.0M | 0.02% | |
| 219 | VEAVANGUARD TAX-MANAGED INTL FD | 5,801 | $274.0M | 0.02% | |
| 220 | NEENEXTERA ENERGY INC | 3,532 | $272.0M | 0.02% | |
| 221 | RANDRAND CAP CORP | 15,444 | $272.0M | 0.02% | |
| 222 | MHNBLACKROCK MUNIHLDGS NY QLTY | 19,200 | $271.0M | 0.02% | |
| 223 | FCTFIRST TR SR FLG RTE INCM FD | 23,100 | $268.0M | 0.02% | |
| 224 | TRNTRINITY INDS INC | 10,000 | $264.0M | 0.02% | |
| 225 | FCOABERDEEN GLOBAL INCOME FD IN | 31,900 | $252.0M | 0.02% | |
| 226 | BDJBLACKROCK ENHANCED EQUITY DI | 29,285 | $248.0M | 0.02% | |
| 227 | ALSALLSTATE CORP | 2,235 | $246.0M | 0.02% | |
| 228 | AZEKAZEK CO INC | 6,300 | $242.0M | 0.02% | Call |
| 229 | MYNBLACKROCK MUNIYIELD N Y QUAL | 18,100 | $241.0M | 0.02% | |
| 230 | DOWDOW INC | 4,333 | $240.0M | 0.02% | |
| 231 | EPDENTERPRISE PRODS PARTNERS L | 12,250 | $240.0M | 0.02% | |
| 232 | NVDANVIDIA CORPORATION | 460 | $240.0M | 0.02% | |
| 233 | BDXBECTON DICKINSON & CO | 950 | $238.0M | 0.02% | |
| 234 | UTFCOHEN & STEERS INFRASTRUCTUR | 9,100 | $235.0M | 0.02% | |
| 235 | NFLXNETFLIX INC | 435 | $235.0M | 0.02% | |
| 236 | MAMASTERCARD INCORPORATED | 639 | $228.0M | 0.02% | |
| 237 | VGMINVESCO TR INVT GRADE MUNS | 16,900 | $223.0M | 0.02% | |
| 238 | SPGIS&P GLOBAL INC | 667 | $219.0M | 0.02% | |
| 239 | BSTZBLACKROCK SCIENCE & TECH TR | 5,911 | $215.0M | 0.02% | |
| 240 | AFLAFLAC INC | 4,818 | $214.0M | 0.02% | |
| 241 | DGDOLLAR GEN CORP NEW | 1,000 | $210.0M | 0.02% | |
| 242 | VMIVALMONT INDS INC | 1,200 | $210.0M | 0.02% | |
| 243 | DEODIAGEO PLC | 1,300 | $206.0M | 0.02% | |
| 244 | ACAARCOSA INC | 3,733 | $205.0M | 0.02% | |
| 245 | HONHONEYWELL INTL INC | 961 | $204.0M | 0.02% | |
| 246 | —S&W SEED CO | 67,000 | $196.0M | 0.02% | |
| 247 | RQICOHEN & STEERS QUALITY INCOM | 14,800 | $184.0M | 0.02% | |
| 248 | NANNUVEEN NEW YORK QLT MUN INC | 13,000 | $184.0M | 0.02% | |
| 249 | WABFWESTERN ASSET MUN PARTNERS F | 11,941 | $179.0M | 0.02% | |
| 250 | TSQTOWNSQUARE MEDIA INC | 25,500 | $170.0M | 0.01% | |
| 251 | NPFINUVEEN PFD & INCM SECURTIES | 17,332 | $169.0M | 0.01% | |
| 252 | RFICOHEN & STEERS TOTAL RETURN | 12,500 | $166.0M | 0.01% | |
| 253 | XJEQXABERDEEN JAPAN EQUITY FD INC | 16,625 | $157.0M | 0.01% | |
| 254 | NUVNUVEEN MUN VALUE FD INC | 13,400 | $149.0M | 0.01% | |
| 255 | EVNEATON VANCE MUNI INCOME TRUS | 10,000 | $134.0M | 0.01% | |
| 256 | VMOINVESCO MUN OPPORTUNITY TR | 10,000 | $128.0M | 0.01% | |
| 257 | CERSCERUS CORP | 16,500 | $114.0M | 0.01% | |
| 258 | OPKOPKO HEALTH INC | 27,500 | $109.0M | 0.01% | Put |
| 259 | EHIWESTERN ASSET GLOBAL HIGH IN | 10,685 | $107.0M | 0.01% | |
| 260 | PEDPEDEVCO CORP | 71,095 | $107.0M | 0.01% | |
| 261 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $106.0M | 0.01% | |
| 262 | CDECOEUR MNG INC | 10,000 | $104.0M | 0.01% | |
| 263 | FFORD MTR CO DEL | 10,922 | $96.0M | 0.01% | |
| 264 | SFESSAFEGUARD SCIENTIFICS INC | 15,100 | $96.0M | 0.01% | |
| 265 | JPCNUVEEN PFD & INCOME OPPORTUN | 10,000 | $95.0M | 0.01% | |
| 266 | RPTUSDRPT REALTY | 10,000 | $87.0M | 0.01% | |
| 267 | AAMEATLANTIC AMERN CORP | 41,992 | $87.0M | 0.01% | |
| 268 | —VIRNETX HLDG CORP | 16,800 | $85.0M | 0.01% | |
| 269 | ACTGACACIA RESH CORP | 20,015 | $79.0M | 0.01% | |
| 270 | PSECPROSPECT CAP CORP | 11,800 | $64.0M | 0.01% | |
| 271 | BKCCUSDBLACKROCK CAP INVT CORP | 21,798 | $59.0M | 0.00% | |
| 272 | ARTWARTS WAY MFG INC | 18,784 | $54.0M | 0.00% | |
| 273 | —MAGAL SECURITY SYS LTD | 12,835 | $50.0M | 0.00% | |
| 274 | PIMPUTNAM MASTER INTER INCOME T | 11,000 | $47.0M | 0.00% | |
| 275 | —BELLICUM PHARMACEUTICALS INC | 12,941 | $46.0M | 0.00% | |
| 276 | —WIRELESS TELECOM GROUP INC | 22,726 | $40.0M | 0.00% | |
| 277 | EQSEQUUS TOTAL RETURN INC | 17,735 | $38.0M | 0.00% | |
| 278 | KWE1RING ENERGY INC | 50,000 | $33.0M | 0.00% |
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