SHUFRO ROSE & CO LLC Q4 2020 Filing
Filed February 3, 2021
Portfolio Value
$1.2T
Holdings
278
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (278 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | XBISPDR SER TR | 8,344 | $1.2B | 0.10% | |
| 102 | GENNORTONLIFELOCK INC | 53,323 | $1.1B | 0.09% | |
| 103 | MDTMEDTRONIC PLC | 9,406 | $1.1B | 0.09% | |
| 104 | UNPUNION PAC CORP | 5,284 | $1.1B | 0.09% | |
| 105 | MPTMEDICAL PPTYS TRUST INC | 50,400 | $1.1B | 0.09% | |
| 106 | HASIHANNON ARMSTRONG SUST INFR C | 16,905 | $1.1B | 0.09% | |
| 107 | CBRECBRE GROUP INC | 16,975 | $1.1B | 0.09% | |
| 108 | NWLINATIONAL WESTN LIFE GROUP IN | 5,153 | $1.1B | 0.09% | |
| 109 | MNRUSDMONMOUTH REAL ESTATE INVT CO | 61,100 | $1.1B | 0.09% | |
| 110 | —VOYA PRIME RATE TR | 235,500 | $1.1B | 0.09% | |
| 111 | SYKSTRYKER CORPORATION | 4,182 | $1.0B | 0.09% | |
| 112 | LANDGLADSTONE LD CORP | 69,200 | $1.0B | 0.08% | |
| 113 | —MANITEX INTL INC | 195,500 | $1.0B | 0.08% | |
| 114 | CVSCVS HEALTH CORP | 14,546 | $993.0M | 0.08% | |
| 115 | GOOGLALPHABET INC | 524 | $918.0M | 0.08% | |
| 116 | MDYSPDR S&P MIDCAP 400 ETF TR | 2,179 | $915.0M | 0.08% | |
| 117 | TRVCCITIGROUP INC | 14,844 | $915.0M | 0.08% | |
| 118 | ALKALASKA AIR GROUP INC | 17,500 | $910.0M | 0.08% | |
| 119 | DGXQUEST DIAGNOSTICS INC | 7,615 | $907.0M | 0.08% | |
| 120 | SCHN1EURSCHNITZER STEEL INDS INC | 28,200 | $900.0M | 0.08% | |
| 121 | 4DHDANA INC | 45,600 | $890.0M | 0.07% | |
| 122 | PFFISHARES TR | 22,085 | $850.0M | 0.07% | |
| 123 | COPCONOCOPHILLIPS | 20,975 | $839.0M | 0.07% | |
| 124 | METAFACEBOOK INC | 3,011 | $822.0M | 0.07% | |
| 125 | KLACKLA CORP | 3,174 | $822.0M | 0.07% | |
| 126 | GSSTGOLDMAN SACHS ETF TR | 15,750 | $800.0M | 0.07% | |
| 127 | GEGENERAL ELECTRIC CO | 71,298 | $770.0M | 0.06% | |
| 128 | BSCOINVESCO EXCH TRD SLF IDX FD | 34,229 | $766.0M | 0.06% | |
| 129 | ENBENBRIDGE INC | 23,693 | $758.0M | 0.06% | |
| 130 | FRDFRIEDMAN INDS INC | 108,991 | $748.0M | 0.06% | |
| 131 | XFRAXBLACKROCK FLOATING RATE INCO | 61,050 | $739.0M | 0.06% | |
| 132 | MPCMARATHON PETE CORP | 17,662 | $730.0M | 0.06% | |
| 133 | IWFISHARES TR | 2,961 | $714.0M | 0.06% | |
| 134 | RTXRAYTHEON TECHNOLOGIES CORP | 9,901 | $708.0M | 0.06% | |
| 135 | BSJM1EURINVESCO EXCH TRD SLF IDX FD | 30,235 | $706.0M | 0.06% | |
| 136 | NDQINVESCO QQQ TR | 2,234 | $701.0M | 0.06% | |
| 137 | 0VVBVIACOMCBS INC | 18,281 | $681.0M | 0.06% | |
| 138 | PPTPUTNAM PREMIER INCOME TR | 145,800 | $678.0M | 0.06% | |
| 139 | XAWFXALLIANCEBERNSTEIN GLOBAL HIG | 57,300 | $674.0M | 0.06% | |
| 140 | BACVERIZON COMMUNICATIONS INC | 11,344 | $666.0M | 0.06% | |
| 141 | SEBSEABOARD CORP DEL | 218 | $661.0M | 0.06% | |
| 142 | OREALTY INCOME CORP | 10,520 | $654.0M | 0.05% | |
| 143 | FLDRFIDELITY MERRIMACK STR TR | 12,800 | $653.0M | 0.05% | |
| 144 | —APOLLO SR FLOATING RATE FD I | 44,500 | $641.0M | 0.05% | |
| 145 | VLGEAVILLAGE SUPER MKT INC | 29,000 | $640.0M | 0.05% | |
| 146 | NYCBEURNEW YORK CMNTY BANCORP INC | 58,050 | $612.0M | 0.05% | |
| 147 | LOANMANHATTAN BRDG CAP INC | 116,125 | $605.0M | 0.05% | |
| 148 | PPIHPERMA-PIPE INTL HLDGS INC | 97,591 | $594.0M | 0.05% | |
| 149 | LNCLINCOLN NATL CORP IND | 11,480 | $578.0M | 0.05% | |
| 150 | NVCRNOVOCURE LTD | 3,300 | $571.0M | 0.05% | Put |
| 151 | IXUSISHARES TR | 8,496 | $571.0M | 0.05% | |
| 152 | LHXL3HARRIS TECHNOLOGIES INC | 3,020 | $571.0M | 0.05% | |
| 153 | QQLVINVESCO EXCH TRD SLF IDX FD | 22,400 | $569.0M | 0.05% | |
| 154 | DWDMORGAN STANLEY | 8,220 | $563.0M | 0.05% | |
| 155 | SPYSPDR S&P 500 ETF TR | 1,504 | $562.0M | 0.05% | |
| 156 | EUSAISHARES INC | 7,713 | $557.0M | 0.05% | |
| 157 | KOCOCA COLA CO | 10,113 | $555.0M | 0.05% | |
| 158 | PEGPUBLIC SVC ENTERPRISE GRP IN | 9,473 | $552.0M | 0.05% | |
| 159 | BABOEING CO | 2,567 | $549.0M | 0.05% | |
| 160 | ILFISHARES TR | 18,490 | $543.0M | 0.05% | |
| 161 | WMTWALMART INC | 3,751 | $541.0M | 0.05% | |
| 162 | VVISA INC | 2,397 | $524.0M | 0.04% | |
| 163 | UPSUNITED PARCEL SERVICE INC | 3,025 | $509.0M | 0.04% | |
| 164 | REGNREGENERON PHARMACEUTICALS | 1,030 | $498.0M | 0.04% | Put |
| 165 | NVSNNOVARTIS AG | 5,168 | $488.0M | 0.04% | |
| 166 | BIVVANGUARD BD INDEX FDS | 5,088 | $472.0M | 0.04% | |
| 167 | HDHOME DEPOT INC | 1,776 | $472.0M | 0.04% | |
| 168 | MCKMCKESSON CORP | 2,700 | $470.0M | 0.04% | |
| 169 | ELVANTHEM INC | 1,425 | $458.0M | 0.04% | |
| 170 | REFRRESEARCH FRONTIERS INC | 162,750 | $457.0M | 0.04% | |
| 171 | BSJLINVESCO EXCH TRD SLF IDX FD | 19,533 | $451.0M | 0.04% | |
| 172 | CMCSACOMCAST CORP NEW | 8,378 | $439.0M | 0.04% | |
| 173 | ICEINTERCONTINENTAL EXCHANGE IN | 3,704 | $427.0M | 0.04% | |
| 174 | PFLPIMCO INCOME STRATEGY FD | 37,100 | $424.0M | 0.04% | |
| 175 | AMEAMETEK INC | 3,474 | $420.0M | 0.04% | |
| 176 | HCSGHEALTHCARE SVCS GROUP INC | 14,575 | $410.0M | 0.03% | |
| 177 | ESGVVANGUARD WORLD FD | 5,800 | $407.0M | 0.03% | |
| 178 | JBLUJETBLUE AWYS CORP | 27,250 | $396.0M | 0.03% | |
| 179 | VTIVANGUARD INDEX FDS | 2,009 | $391.0M | 0.03% | |
| 180 | —IAC INTERACTIVECORP NEW | 2,051 | $388.0M | 0.03% | |
| 181 | TAT&T INC | 13,464 | $387.0M | 0.03% | |
| 182 | BIGGQBIG LOTS INC | 9,000 | $386.0M | 0.03% | |
| 183 | FEIMFREQUENCY ELECTRS INC | 34,161 | $375.0M | 0.03% | |
| 184 | KEXKIRBY CORP | 7,200 | $373.0M | 0.03% | |
| 185 | VWOVANGUARD INTL EQUITY INDEX F | 7,412 | $371.0M | 0.03% | |
| 186 | EFTEATON VANCE FLTING RATE INC | 28,100 | $370.0M | 0.03% | |
| 187 | XEFRXEATON VANCE SR FLTNG RTE TR | 29,000 | $369.0M | 0.03% | |
| 188 | IJRISHARES TR | 3,938 | $362.0M | 0.03% | |
| 189 | PGPROCTER AND GAMBLE CO | 2,597 | $361.0M | 0.03% | |
| 190 | CATCATERPILLAR INC | 1,965 | $358.0M | 0.03% | |
| 191 | MTBM & T BK CORP | 2,786 | $355.0M | 0.03% | |
| 192 | PFNPIMCO INCOME STRATEGY FD II | 35,650 | $354.0M | 0.03% | |
| 193 | GATXGATX CORP | 4,200 | $349.0M | 0.03% | |
| 194 | CVETUSDCOVETRUS INC | 12,100 | $348.0M | 0.03% | |
| 195 | HURCHURCO COMPANIES INC | 11,600 | $348.0M | 0.03% | |
| 196 | BRWTEMPLETON GLOBAL INCOME FD | 63,000 | $347.0M | 0.03% | |
| 197 | GILDGILEAD SCIENCES INC | 5,839 | $340.0M | 0.03% | |
| 198 | KMBKIMBERLY-CLARK CORP | 2,521 | $340.0M | 0.03% | |
| 199 | EXPEEXPEDIA GROUP INC | 2,542 | $337.0M | 0.03% | |
| 200 | SJMSMUCKER J M CO | 2,877 | $333.0M | 0.03% |