SHUFRO ROSE & CO LLC Q4 2016 Filing
Filed February 8, 2017
Portfolio Value
$895.6B
Holdings
264
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (264 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | AMEAMETEK INC NEW | 6,050 | $294.0M | 0.03% | |
| 202 | AAALCOA CORP | 10,423 | $293.0M | 0.03% | |
| 203 | HPTUSDHOSPITALITY PPTYS TR | 9,100 | $289.0M | 0.03% | |
| 204 | XEFRXEATON VANCE SR FLTNG RTE TR | 19,550 | $288.0M | 0.03% | |
| 205 | SNYSANOFI | 7,000 | $283.0M | 0.03% | |
| 206 | GOOGALPHABET INC | 362 | $279.0M | 0.03% | |
| 207 | ABTABBOTT LABS | 7,200 | $277.0M | 0.03% | |
| 208 | —ERA GROUP INC | 16,300 | $277.0M | 0.03% | |
| 209 | KNKNOWLES CORP | 16,400 | $274.0M | 0.03% | |
| 210 | XJEQXABERDEEN JAPAN EQUITY FD INC | 36,950 | $272.0M | 0.03% | |
| 211 | GILDGILEAD SCIENCES INC | 3,800 | $272.0M | 0.03% | |
| 212 | ICCCIMMUCELL CORP | 44,191 | $263.0M | 0.03% | |
| 213 | AALAMERICAN AIRLS GROUP INC | 5,567 | $260.0M | 0.03% | |
| 214 | —TERRAVIA HLDGS INC | 224,100 | $258.0M | 0.03% | |
| 215 | FCTFIRST TR SR FLG RTE INCM FD | 18,600 | $257.0M | 0.03% | |
| 216 | UTFCOHEN & STEERS INFRASTRUCTUR | 13,200 | $256.0M | 0.03% | |
| 217 | SWZSWISS HELVETIA FD INC | 24,564 | $251.0M | 0.03% | |
| 218 | GSKGLAXOSMITHKLINE PLC | 6,500 | $250.0M | 0.03% | |
| 219 | ESEVERSOURCE ENERGY | 4,400 | $243.0M | 0.03% | |
| 220 | REFRRESEARCH FRONTIERS INC | 132,750 | $242.0M | 0.03% | |
| 221 | PEOEXELON CORP | 6,800 | $241.0M | 0.03% | |
| 222 | FFORD MTR CO DEL | 19,708 | $239.0M | 0.03% | |
| 223 | DWDMORGAN STANLEY | 5,600 | $237.0M | 0.03% | |
| 224 | —POWERSHARES QQQ TRUST | 1,952 | $231.0M | 0.03% | |
| 225 | BDJBLACKROCK ENHANCED EQT DIV T | 28,385 | $231.0M | 0.03% | |
| 226 | PSXPHILLIPS 66 | 2,650 | $229.0M | 0.03% | |
| 227 | —PANDORA MEDIA INC | 17,500 | $228.0M | 0.03% | |
| 228 | LOANMANHATTAN BRIDGE CAPITAL INC | 29,925 | $227.0M | 0.03% | |
| 229 | JBLUJETBLUE AIRWAYS CORP | 10,050 | $225.0M | 0.03% | |
| 230 | —RAMCO-GERSHENSON PPTYS TR | 13,500 | $224.0M | 0.03% | |
| 231 | VTNINVESCO TR INVT GRADE NY MUN | 16,800 | $223.0M | 0.02% | |
| 232 | PHGKONINKLIJKE PHILIPS N V | 7,204 | $220.0M | 0.02% | |
| 233 | WSMWILLIAMS SONOMA INC | 4,500 | $218.0M | 0.02% | |
| 234 | LBRDALIBERTY BROADBAND CORP | 3,001 | $217.0M | 0.02% | |
| 235 | MHNBLACKROCK MUNIHLDGS NY QLTY | 16,000 | $215.0M | 0.02% | |
| 236 | WABFWESTERN ASST MN PRT FD INC | 14,037 | $209.0M | 0.02% | |
| 237 | GOOGLALPHABET INC | 263 | $208.0M | 0.02% | |
| 238 | KELKELLOGG CO | 2,780 | $205.0M | 0.02% | |
| 239 | OREALTY INCOME CORP | 3,500 | $201.0M | 0.02% | |
| 240 | HONHONEYWELL INTL INC | 1,730 | $200.0M | 0.02% | |
| 241 | PRAPROASSURANCE CORP | 3,565 | $200.0M | 0.02% | |
| 242 | NUVNUVEEN MUN VALUE FD INC | 17,000 | $163.0M | 0.02% | |
| 243 | AAMEATLANTIC AMERN CORP | 38,050 | $156.0M | 0.02% | |
| 244 | —ABERDEEN ASIA PACIFIC INCOM | 32,800 | $152.0M | 0.02% | |
| 245 | ALOTASTRONOVA INC | 10,004 | $143.0M | 0.02% | |
| 246 | —HARRIS & HARRIS GROUP INC | 98,500 | $136.0M | 0.02% | |
| 247 | XJQCXNUVEEN CR STRATEGIES INCM FD | 15,300 | $135.0M | 0.02% | |
| 248 | LPGDORIAN LPG LTD | 16,000 | $131.0M | 0.01% | |
| 249 | FEIMFREQUENCY ELECTRS INC | 11,691 | $126.0M | 0.01% | |
| 250 | —RTI SURGICAL INC | 38,500 | $125.0M | 0.01% | |
| 251 | —TICC CAPITAL CORP | 17,500 | $116.0M | 0.01% | |
| 252 | MSDMORGAN STANLEY EMER MKTS DEB | 12,450 | $113.0M | 0.01% | |
| 253 | —SYSTEMAX INC | 12,600 | $111.0M | 0.01% | |
| 254 | EHIWESTERN ASSET GLB HI INCOME | 11,102 | $109.0M | 0.01% | |
| 255 | JPCNUVEEN PFD INCOME OPPRTNY FD | 11,000 | $108.0M | 0.01% | |
| 256 | —ARALEZ PHARMACEUTICALS INC | 21,487 | $95.0M | 0.01% | |
| 257 | —MITCHAM INDS INC | 21,600 | $90.0M | 0.01% | |
| 258 | ARTWARTS WAY MFG INC | 17,775 | $60.0M | 0.01% | |
| 259 | —MAGAL SECURITY SYS LTD | 11,335 | $57.0M | 0.01% | |
| 260 | EQSEQUUS TOTAL RETURN INC | 17,735 | $36.0M | 0.00% | |
| 261 | —ERIN ENERGY CORP | 11,126 | $34.0M | 0.00% | |
| 262 | —MFC BANCORP LTD | 16,150 | $31.0M | 0.00% | |
| 263 | —MCEWEN MNG INC | 10,000 | $29.0M | 0.00% | |
| 264 | —CEL SCI CORP | 10,000 | $1.0M | 0.00% |
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