SHUFRO ROSE & CO LLC Q4 2016 Filing

Filed February 8, 2017

Portfolio Value

$895.6B

Holdings

264

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (264 positions)

#StockSharesValue% PortfolioType
101
CVSCVS HEALTH CORP
14,807$1.2B0.13%
102
DISDISNEY WALT CO
11,169$1.2B0.13%
103
UNPUNION PAC CORP
11,200$1.2B0.13%
104
XFRAXBLACKROCK FLOAT RATE OME STR
80,000$1.2B0.13%
105
AGYSAGILYSYS INC
110,895$1.1B0.13%
106
TRVCCITIGROUP INC
19,276$1.1B0.13%
107
HSICSCHEIN HENRY INC
7,350$1.1B0.12%
108
SEBSEABOARD CORP
280$1.1B0.12%
109
FRDFRIEDMAN INDS INC
164,320$1.1B0.12%
110
ALAIR LEASE CORP
31,475$1.1B0.12%
111
OMEGA PROTEIN CORP
43,100$1.1B0.12%
112
EXPRESS SCRIPTS HLDG CO
15,633$1.1B0.12%
113
NCLHNORWEGIAN CRUISE LINE HLDGS
23,700$1.0B0.11%
114
WASHINGTON PRIME GROUP NEW
92,490$963.0M0.11%
115
MDYSPDR S&P MIDCAP 400 ETF TR
3,170$956.0M0.11%
116
VLOVALERO ENERGY CORP NEW
13,900$950.0M0.11%
117
WKCWORLD FUEL SVCS CORP
19,866$912.0M0.10%
118
EDCONSOLIDATED EDISON INC
12,240$902.0M0.10%
119
BACVERIZON COMMUNICATIONS INC
16,638$888.0M0.10%
120
DGXQUEST DIAGNOSTICS INC
9,480$871.0M0.10%
121
LBRDKLIBERTY BROADBAND CORP
11,115$823.0M0.09%
122
TAT&T INC
19,355$823.0M0.09%
123
HCSGHEALTHCARE SVCS GRP INC
20,800$815.0M0.09%
124
PEGPUBLIC SVC ENTERPRISE GROUP
18,166$797.0M0.09%
125
PPTPUTNAM PREMIER INCOME TR
158,300$787.0M0.09%
126
RDS/AROYAL DUTCH SHELL PLC
14,419$784.0M0.09%
127
ABJAABB LTD
37,050$781.0M0.09%
128
GISGENERAL MLS INC
12,600$778.0M0.09%
129
TESORO CORP
8,500$743.0M0.08%
130
GTYGETTY RLTY CORP NEW
29,123$742.0M0.08%
131
MDTMEDTRONIC PLC
10,353$737.0M0.08%
132
BHBBAR HBR BANKSHARES
15,241$721.0M0.08%
133
SSDSIMPSON MANUFACTURING CO INC
16,380$717.0M0.08%
134
PDCEUSDPDC ENERGY INC
9,800$711.0M0.08%
135
ILFISHARES TR
23,380$645.0M0.07%
136
TRNTRINITY INDS INC
23,100$641.0M0.07%
137
HARDINGE INC
57,200$634.0M0.07%
138
KOCOCA COLA CO
15,160$629.0M0.07%
139
ULUNILEVER PLC
15,450$629.0M0.07%
140
LYVLIVE NATION ENTERTAINMENT IN
23,526$626.0M0.07%
141
XBISPDR SERIES TRUST
10,200$604.0M0.07%
142
CHTRCHARTER COMMUNICATIONS INC N
2,077$598.0M0.07%
143
ARANTERO RES CORP
25,250$597.0M0.07%
144
COPCONOCOPHILLIPS
11,870$595.0M0.07%
145
SYNGENTA AG
7,390$584.0M0.07%
146
MINMFS INTER INCOME TR
131,110$582.0M0.06%
147
GATXGATX CORP
9,400$579.0M0.06%
148
DEUTSCHE MULTI-MKT INCOME TR
67,000$571.0M0.06%
149
DYHTARGET CORP
7,850$567.0M0.06%
150
ADPAUTOMATIC DATA PROCESSING IN
5,228$537.0M0.06%
151
GOLDFIELD CORP
104,712$534.0M0.06%
152
LM05LIBERTY MEDIA CORP DELAWARE
16,648$522.0M0.06%
153
BWABORGWARNER INC
13,110$517.0M0.06%
154
ITTITT INC
13,342$515.0M0.06%
155
MRKMERCK & CO INC
8,654$509.0M0.06%
156
LNGCHENIERE ENERGY INC
12,000$497.0M0.06%
157
RAND CAP CORP
155,300$491.0M0.05%
158
FUNDSPROTT FOCUS TR INC
70,498$489.0M0.05%
159
BKEBUCKLE INC
21,264$485.0M0.05%
160
MPTMEDICAL PPTYS TRUST INC
39,100$481.0M0.05%
161
ELVANTHEM INC
3,250$467.0M0.05%
162
SPYSPDR S&P 500 ETF TR
2,066$462.0M0.05%
163
CDECOEUR MNG INC
50,400$458.0M0.05%
164
PRGOPERRIGO CO PLC
5,445$453.0M0.05%
165
PFLPIMCO INCOME STRATEGY FUND
42,700$451.0M0.05%
166
IJRISHARES TR
3,132$431.0M0.05%
167
WDCWESTERN DIGITAL CORP
6,333$430.0M0.05%
168
XEVVXEATON VANCE LTD DUR INCOME F
31,200$428.0M0.05%
169
KERYX BIOPHARMACEUTICALS INC
72,700$426.0M0.05%
170
WBAWALGREENS BOOTS ALLIANCE INC
5,100$422.0M0.05%
171
EFTEATON VANCE FLTING RATE INC
27,400$408.0M0.05%
172
LANDGLADSTONE LD CORP
36,200$407.0M0.05%
173
UPSUNITED PARCEL SERVICE INC
3,525$404.0M0.05%
174
GOVERNMENT PPTYS INCOME TR
21,050$401.0M0.04%
175
PFNPIMCO INCOME STRATEGY FUND I
40,000$380.0M0.04%
176
ORBCOMM INC
45,900$380.0M0.04%
177
SALISBURY BANCORP INC
9,875$370.0M0.04%
178
MYNBLACKROCK MUNIYIELD NY QLTY
29,000$368.0M0.04%
179
VGMINVESCO TR INVT GRADE MUNS
28,700$366.0M0.04%
180
BKCCUSDBLACKROCK CAPITAL INVESTMENT
52,500$365.0M0.04%
181
AGGISHARES TR
3,365$364.0M0.04%
182
LAZLAZARD LTD
8,750$360.0M0.04%
183
BRWTEMPLETON GLOBAL INCOME FD
55,400$359.0M0.04%
184
LXPUSDLEXINGTON REALTY TRUST
33,049$357.0M0.04%
185
AFGAMERICAN FINL GROUP INC OHIO
4,000$352.0M0.04%
186
CONSOL ENERGY INC
19,100$348.0M0.04%
187
BKBANK NEW YORK MELLON CORP
7,300$346.0M0.04%
188
KMBKIMBERLY CLARK CORP
3,000$342.0M0.04%
189
35YINTELLIGENT SYS CORP NEW
78,742$334.0M0.04%
190
VOYA PRIME RATE TR
58,000$321.0M0.04%
191
UTXZUNITED TECHNOLOGIES CORP
2,900$318.0M0.04%
192
MOALTRIA GROUP INC
4,650$314.0M0.04%
193
LMEURLEGG MASON INC
10,500$314.0M0.04%
194
NTRSNORTHERN TR CORP
3,500$312.0M0.03%
195
FCXFREEPORT-MCMORAN INC
23,500$310.0M0.03%
196
DHID R HORTON INC
11,350$310.0M0.03%
197
ICEINTERCONTINENTAL EXCHANGE IN
5,500$310.0M0.03%
198
HSBC HLDGS PLC
12,025$303.0M0.03%
199
VSHVISHAY INTERTECHNOLOGY INC
18,200$295.0M0.03%
200
NPFINUVEEN PREFERRED SECURITIES
31,551$294.0M0.03%
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