Rockefeller Capital Management L.P. Q4 2022 Filing

Filed March 6, 2023

Portfolio Value

$19.9M

Holdings

4,244

Report Date

Q4 2022

Filing Type

13F-HR

All Holdings (4,244 positions)

#	Stock	Shares	Value	% Portfolio
101	ARRYARRAY TECHNOLOGIES INC	197,214	$907K	4.56%
102	FSCOFS CREDIT OPPORTUNITIES CORP	192,594	$907K	4.56%
103	IYZISHARES TR	40,430	$906K	4.55%
104	FBTFIRST TR EXCHANGE-TRADED FD	5,883	$906K	4.55%
105	MSOSADVISORSHARES TR	129,546	$905K	4.55%
106	IWRISHARES TR	335,014	$904K	4.54%
107	IGRCBRE GBL REAL ESTATE INC FD	157,490	$902K	4.53%
108	STIPISHARES TR	9,312	$902K	4.53%
109	RSTEM INC	100,895	$902K	4.53%
110	NVSNNOVARTIS AG	213,585	$901K	4.53%
111	ALKALASKA AIR GROUP INC	20,845	$895K	4.50%
112	SILGLOBAL X FDS	31,748	$894K	4.49%
113	ALLYALLY FINL INC	36,534	$893K	4.49%
114	NZFNUVEEN MUNICIPAL CREDIT INC	73,780	$891K	4.48%
115	KRKROGER CO	19,962	$888K	4.46%
116	IBDQISHARES TR	36,481	$887K	4.46%
117	FXLFIRST TR EXCHANGE TRADED FD	9,655	$883K	4.44%
118	IGSBISHARES TR	140,619	$880K	4.42%
119	NSYNICE LTD	4,581	$880K	4.42%
120	FFEBFIRST TR EXCHNG TRADED FD VI	24,750	$880K	4.42%
121	W3UWESTERN UN CO	64,036	$880K	4.42%
122	BBAXJ P MORGAN EXCHANGE TRADED F	17,955	$878K	4.41%
123	FBNDFIDELITY MERRIMACK STR TR	19,409	$873K	4.39%
124	DTHWISDOMTREE TR	24,328	$872K	4.38%
125	JCIJOHNSON CTLS INTL PLC	13,647	$872K	4.38%
126	IHRTIHEARTMEDIA INC	142,250	$871K	4.38%
127	MCDMCDONALDS CORP	470,900	$870K	4.37%
128	MUCBLACKROCK MUNIHLDNGS CALI QL	81,068	$870K	4.37%
129	CCKCROWN HLDGS INC	10,589	$869K	4.37%
130	FDECFIRST TR EXCHNG TRADED FD VI	27,341	$868K	4.36%
131	CHECHEMED CORP NEW	7,055	$866K	4.35%
132	WEPMAGELLAN MIDSTREAM PRTNRS LP	50,332	$866K	4.35%
133	GHIGREYSTONE HOUSING IMPACT INV	49,729	$865K	4.35%
134	NXPINXP SEMICONDUCTORS N V	5,473	$864K	4.34%
135	RSPGINVESCO EXCHANGE TRADED FD T	11,885	$863K	4.34%
136	GBDCGOLUB CAP BDC INC	469,377	$858K	4.31%
137	BSTBLACKROCK SCIENCE & TECHNOLO	30,269	$858K	4.31%
138	NJRNEW JERSEY RES CORP	17,286	$857K	4.31%
139	QQEWFIRST TR NAS100 EQ WEIGHTED	9,652	$856K	4.30%
140	XLESELECT SECTOR SPDR TR	725,051	$852K	4.28%
141	LICYUSDLI-CYCLE HOLDINGS CORP	178,430	$849K	4.27%
142	RCI/BROGERS COMMUNICATIONS INC	18,129	$849K	4.27%
143	DDTOINNOVATOR ETFS TR	31,795	$845K	4.25%
144	PGPROCTER AND GAMBLE CO	566,727	$843K	4.24%
145	CQPCHENIERE ENERGY PARTNERS LP	14,801	$841K	4.23%
146	NUMVNUSHARES ETF TR	28,280	$841K	4.23%
147	OHIOMEGA HEALTHCARE INVS INC	30,113	$841K	4.23%
148	FMCFMC CORP	6,749	$841K	4.23%
149	MASMASCO CORP	18,013	$840K	4.22%
150	XMPTVANECK ETF TRUST	39,081	$839K	4.22%
151	NBIXNEUROCRINE BIOSCIENCES INC	7,021	$838K	4.21%
152	PNCPNC FINL SVCS GROUP INC	127,822	$837K	4.21%
153	ICLNISHARES TR	1,355,235	$834K	4.19%
154	DNAGINKGO BIOWORKS HOLDINGS INC	494,368	$834K	4.19%
155	PSXPHILLIPS 66	304,932	$829K	4.17%
156	IBDRISHARES TR	35,510	$829K	4.17%
157	COFCAPITAL ONE FINL CORP	24,105	$828K	4.16%
158	CGCARLYLE GROUP INC	794,396	$826K	4.15%
159	RMERESMED INC	11,778	$825K	4.15%
160	GPCGENUINE PARTS CO	39,605	$821K	4.13%
161	AALAMERICAN AIRLS GROUP INC	64,238	$816K	4.10%
162	NTLAINTELLIA THERAPEUTICS INC	23,361	$815K	4.10%
163	AREALEXANDRIA REAL ESTATE EQ IN	5,609	$815K	4.10%
164	TRUTRANSUNION	946,267	$813K	4.09%
165	AAONAAON INC	25,569	$813K	4.09%
166	TRNOTERRENO RLTY CORP	14,318	$813K	4.09%
167	AQLTISHARES TR	155,838	$810K	4.07%
168	SYLDCAMBRIA ETF TR	13,647	$809K	4.07%
169	HOODROBINHOOD MKTS INC	99,411	$809K	4.07%
170	DAPRFIRST TR EXCHNG TRADED FD VI	27,490	$809K	4.07%
171	CGWINVESCO EXCH TRADED FD TR II	47,667	$808K	4.06%
172	NEWREURNEW RELIC INC	14,332	$808K	4.06%
173	WSTWEST PHARMACEUTICAL SVSC INC	3,426	$804K	4.04%
174	XLFSELECT SECTOR SPDR TR	1,389,266	$803K	4.04%
175	PXDEURPIONEER NAT RES CO	118,093	$803K	4.04%
176	PSFDPACER FDS TR	33,500	$800K	4.02%
177	SRLNSSGA ACTIVE ETF TR	19,420	$794K	3.99%
178	ONON SEMICONDUCTOR CORP	12,703	$791K	3.98%
179	PFLDETF SER SOLUTIONS	38,182	$791K	3.98%
180	MDIVFIRST TR EXCHANGE-TRADED FD	52,889	$791K	3.98%
181	DOCHEALTHPEAK PROPERTIES INC	31,501	$789K	3.97%
182	VCLTVANGUARD SCOTTSDALE FDS	10,385	$786K	3.95%
183	QCLNFIRST TR EXCHANGE-TRADED FD	16,606	$783K	3.94%
184	FRCBFIRST REP BK SAN FRANCISCO C	6,392	$777K	3.90%
185	JPCNUVEEN PFD & INCOME OPPORTUN	106,764	$777K	3.90%
186	BACVERIZON COMMUNICATIONS INC	1,107,031	$775K	3.90%
187	XELXCEL ENERGY INC	206,207	$774K	3.89%
188	DHSWISDOMTREE TR	9,002	$774K	3.89%
189	GMABGENMAB A/S	18,198	$770K	3.87%
190	EWWISHARES INC	15,572	$769K	3.86%
191	EMLCVANECK ETF TRUST	31,781	$769K	3.86%
192	THWTEKLA WORLD HEALTHCARE FD	52,445	$768K	3.86%
193	MCOMOODYS CORP	2,760	$768K	3.86%
194	BKRBAKER HUGHES COMPANY	26,017	$767K	3.85%
195	GMGENERAL MTRS CO	400,509	$766K	3.85%
196	HRIHERC HLDGS INC	5,799	$763K	3.83%
197	EFGISHARES TR	22,074	$761K	3.82%
198	IBDSISHARES TR	32,570	$761K	3.82%
199	IVWISHARES TR	442,894	$760K	3.82%
200	AMGNAMGEN INC	276,255	$759K	3.81%

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