Who Owns AAM Low Duration Preferred and Income Securities ETF (PFLD)?Hedge Fund & Institutional Holders

$19.55-0.05 (-0.24%)Financial ServicesNYSE_ARCA

Institutional Holders

50

as of Q4 2025

Total Institutional Value

$8.400024000220001e+148T

% of Float Held

—

QoQ Change in Holders

+15 / -2

Price History

$19.39$19.90$20.41$20.91$21.42Sep 24Jun 25Mar 26

PFLD — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
RAINEY & RANDALL WEALTH ADVISORS INC.New Position+574K+$11.3M
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCNew Position+369K+$7.3M
Teucrium Investment Advisors, LLCNew Position+294K+$5.7M
AllSquare Wealth Management LLCNew Position+192K+$3.8M
Janney Montgomery Scott LLCNew Position+80K+$1.0M
ENVESTNET ASSET MANAGEMENT INCNew Position+59K+$1.0M
COMMONWEALTH EQUITY SERVICES, LLCNew Position+96K+$1.0M
HB Wealth Management, LLCNew Position+42K+$828K
Alpine Bank Wealth ManagementNew Position+42K+$813K
National Wealth Management Group, LLCNew Position+23K+$441K
Ameritas Advisory Services, LLCNew Position+21K+$416K
Global Financial Private Client, LLCNew Position+21K+$416K
Oregon Pacific Wealth Management, LLCNew Position+18K+$356K
J.W. COLE ADVISORS, INC.New Position+15K+$289K
PRIVATE TRUST CO NANew Position+13K+$255K

PFLD — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
MORGAN STANLEYDecreased-811K-$100.7B
WELLS FARGO & COMPANY/MNDecreased-156K-$50.5B
LPL Financial LLCDecreased-214K-$18.8B
RAYMOND JAMES FINANCIAL INCDecreased-35K-$10.5B
OSAIC HOLDINGS, INC.Decreased-136K-$9.3B
Cetera Investment AdvisersDecreased-68K-$5.0B
Sound Income Strategies, LLCDecreased-10K-$4.8B
Bleakley Financial Group, LLCDecreased-80K-$2.5B
STIFEL FINANCIAL CORPDecreased-19K-$2.0B
Kestra Advisory Services, LLCDecreased-26K-$1.5B
Coppell Advisory Solutions LLCDecreased-34K-$1.1B
KESTRA PRIVATE WEALTH SERVICES, LLCDecreased-11K-$936.7M
BANK OF AMERICA CORP /DE/Closed Position-18K-$361.4M
Creative PlanningDecreased-2K-$271.9M
SUSQUEHANNA INTERNATIONAL GROUP, LLPClosed Position-10K-$205.0M

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1MORGAN STANLEY4,306,795$84.0M0.01%Share
2WELLS FARGO & COMPANY/MN1,268,740$24.0M0.00%Share
3WELLS FARGO & COMPANY/MN1,142,698$22.0M0.00%Share
4LPL Financial LLC741,076$14.0M0.00%Share
5RAINEY & RANDALL WEALTH ADVISORS INC.573,661$11.3M1.84%Share
6ROYAL BANK OF CANADA492,226$9.0M0.00%Share
7WEALTH ENHANCEMENT ADVISORY SERVICES, LLC369,417$7.3M0.01%Share
8RAYMOND JAMES FINANCIAL INC377,622$7.0M0.00%Share
9JANE STREET GROUP, LLC387,330$7.0M0.00%Share
10OSAIC HOLDINGS, INC.334,365$6.0M0.01%Share
11Teucrium Investment Advisors, LLC293,586$5.7M6.31%Share
12Cambridge Investment Research Advisors, Inc.256,223$5.0M0.01%Share
13L2 Asset Management, LLC296,996$5.0M0.67%Share
14Sound Income Strategies, LLC231,677$4.6M0.22%Share
15AllSquare Wealth Management LLC191,732$3.8M1.99%Share
16CAPTRUST FINANCIAL ADVISORS168,446$3.0M0.01%Share
17Cetera Investment Advisers188,194$3.0M0.00%Share
18Gotham Asset Management, LLC113,924$2.0M0.01%Share
19RAYMOND JAMES FINANCIAL INC121,375$2.0M0.00%Share
20STIFEL FINANCIAL CORP80,302$1.0M0.00%Share
21Janney Montgomery Scott LLC79,942$1.0M0.00%Share
22ENVESTNET ASSET MANAGEMENT INC58,764$1.0M0.00%Share
23COMMONWEALTH EQUITY SERVICES, LLC95,785$1.0M0.00%Share
24Bleakley Financial Group, LLC45,750$895K0.02%Share
25HB Wealth Management, LLC42,361$828K0.01%Share
26Alpine Bank Wealth Management41,599$813K0.12%Share
27KESTRA PRIVATE WEALTH SERVICES, LLC36,483$713K0.01%Share
28National Wealth Management Group, LLC22,565$441K0.15%Share
29Ameritas Advisory Services, LLC21,278$416K0.02%Share
30Global Financial Private Client, LLC21,287$416K0.15%Share
31Coppell Advisory Solutions LLC20,779$409K0.04%Share
32Oregon Pacific Wealth Management, LLC18,213$356K0.37%Share
33Concorde Asset Management, LLC17,250$337K0.13%Share
34COMERICA BANK15,211$297K0.00%Share
35J.W. COLE ADVISORS, INC.14,783$289K0.01%Share
36PRIVATE TRUST CO NA13,075$255K0.02%Share
37UBS Group AG10,472$204K0.00%Share
38AE Wealth Management LLC2,350$45K0.00%Share
39MassMutual Private Wealth & Trust, FSB1,720$33K0.00%Share
40WEBSTER BANK, N. A.1,364$26K0.00%Share
41Farther Finance Advisors, LLC1,245$24K0.00%Share
42COMERICA BANK1,000$19K0.00%Share
43Allworth Financial LP533$10K0.00%Share
44LRI Investments, LLC223$4K0.00%Share
45CoreCap Advisors, LLC100$1K0.00%Share
46CITADEL ADVISORS LLC40,696$00.00%Share
47&PARTNERS27,488$00.00%Share
48ROYAL BANK OF CANADA1,378$00.00%Share
49Creative Planning12,017$00.00%Share
50Private Advisor Group, LLC14,527$00.00%Share

PFLD Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 202564$236.5M+24
Q3 202540$232.2B-22
Q2 202562$156.4B-1
Q1 202563$279.2B+7
Q4 202456$9.4T+15
Q3 202441$173.1T+3
Q2 202438$142.5T+3
Q1 202435$100.1T—

Similar Stocks by Institutional Ownership

1306.T

NEXT FUNDS TOPIX Exchange Traded Fund

152100.KS

PLUS 200

102780.KS

Kodex Samsung Group

1591.T

NEXT FUNDS JPX-Nikkei Index 400 Exchange Traded Fund

VOO

Vanguard S&P 500 ETF

OAKI

Oakmark International Large Cap ETF

BCTK

Baron Technology ETF

JPM

JPMorgan Chase & Co.

As of Q4 2025, 50 institutional investors hold PFLD (AAM Low Duration Preferred and Income Securities ETF). The largest holder is MORGAN STANLEY with $84.0M in shares. This quarter, 15 institutions opened new positions and 2 closed their positions.

Frequently Asked Questions

How many hedge funds own PFLD?

As of Q4 2025, 50 institutional investors report holding PFLD (AAM Low Duration Preferred and Income Securities ETF) in their 13F filings.

Who is the largest institutional holder of PFLD?

The largest institutional holder of PFLD is MORGAN STANLEY with $84.0M in shares.

Is institutional ownership of PFLD increasing or decreasing?

This quarter, 15 institutions opened new positions in PFLD and 2 closed their positions.