Rockefeller Capital Management L.P. Q3 2023 Filing

Filed November 14, 2023

Portfolio Value

$25.9B

Holdings

1,484

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (1,484 positions)

#	Stock	Shares	Value	% Portfolio
601	CWBSPDR SER TR	66,689	$4.0M	0.02%
602	EFAXSPDR INDEX SHS FDS	120,700	$4.0M	0.02%
603	FMAYFIRST TR EXCHNG TRADED FD VI	115,112	$4.0M	0.02%
604	NACNUVEEN CA QUALTY MUN INCOME	503,089	$4.0M	0.02%
605	ARKKARK ETF TR	115,302	$4.0M	0.02%
606	XLGINVESCO EXCHANGE TRADED FD T	146,949	$4.0M	0.02%
607	SOFISOFI TECHNOLOGIES INC	619,690	$4.0M	0.02%
608	AVUVAMERICAN CENTY ETF TR	59,940	$4.0M	0.02%
609	KMBKIMBERLY-CLARK CORP	32,530	$3.9M	0.01%
610	FSLRFIRST SOLAR INC	24,710	$3.9M	0.01%
611	MCHPMICROCHIP TECHNOLOGY INC.	51,655	$3.5M	0.01%
612	PRFINVESCO EXCHANGE TRADED FD T	111,121	$3.5M	0.01%
613	MCOMOODYS CORP	12,063	$3.5M	0.01%
614	SGOVISHARES TR	37,961	$3.5M	0.01%
615	WELLWELLTOWER INC	42,995	$3.4M	0.01%
616	USX1UNITED STATES STL CORP NEW	131,365	$3.4M	0.01%
617	ADSKAUTODESK INC	17,752	$3.4M	0.01%
618	ITOTISHARES TR	41,389	$3.3M	0.01%
619	BSYBENTLEY SYS INC	67,420	$3.3M	0.01%
620	ULUNILEVER PLC	68,628	$3.3M	0.01%
621	NXPINXP SEMICONDUCTORS N V	19,861	$3.2M	0.01%
622	TRVTRAVELERS COMPANIES INC	19,710	$3.2M	0.01%
623	PWRQUANTA SVCS INC	19,003	$3.2M	0.01%
624	ACWVISHARES INC	40,854	$3.2M	0.01%
625	TTTRANE TECHNOLOGIES PLC	20,312	$3.2M	0.01%
626	AIRAAR CORP	58,811	$3.1M	0.01%
627	LADLITHIA MTRS INC	11,323	$3.1M	0.01%
628	BEBLOOM ENERGY CORP	269,622	$3.1M	0.01%
629	HALHALLIBURTON CO	80,132	$3.1M	0.01%
630	MTZMASTEC INC	52,366	$3.1M	0.01%
631	ABXBARRICK GOLD CORP	231,111	$3.1M	0.01%
632	TDIVFIRST TR EXCHANGE-TRADED FD	57,828	$3.1M	0.01%
633	CPCANADIAN PACIFIC KANSAS CITY	42,274	$3.1M	0.01%
634	EDCONSOLIDATED EDISON INC	40,522	$3.1M	0.01%
635	AGCOAGCO CORP	25,942	$3.1M	0.01%
636	IQLTISHARES TR	113,955	$3.1M	0.01%
637	HYDVANECK ETF TRUST	64,694	$3.1M	0.01%
638	IBKRINTERACTIVE BROKERS GROUP IN	45,392	$3.0M	0.01%
639	OEFISHARES TR	18,737	$3.0M	0.01%
640	CRSPCRISPR THERAPEUTICS AG	74,474	$3.0M	0.01%
641	MOSMOSAIC CO NEW	112,091	$3.0M	0.01%
642	DUHPDIMENSIONAL ETF TRUST	148,477	$3.0M	0.01%
643	LHLABORATORY CORP AMER HLDGS	18,286	$3.0M	0.01%
644	VOOGVANGUARD ADMIRAL FDS INC	15,039	$3.0M	0.01%
645	EXECHESAPEAKE ENERGY CORP	43,562	$3.0M	0.01%
646	MUNIPIMCO ETF TR	65,056	$3.0M	0.01%
647	HUBGHUB GROUP INC	41,450	$3.0M	0.01%
648	ENQENTEGRIS INC	32,217	$3.0M	0.01%
649	MPLXMPLX LP	97,093	$3.0M	0.01%
650	CPTCAMDEN PPTY TR	32,184	$3.0M	0.01%
651	PDDPDD HOLDINGS INC	37,945	$3.0M	0.01%
652	VRTVERTIV HOLDINGS CO	88,134	$3.0M	0.01%
653	PAYXPAYCHEX INC	27,475	$3.0M	0.01%
654	ABEVAMBEV SA	1,249,513	$3.0M	0.01%
655	USRTISHARES TR	84,549	$3.0M	0.01%
656	LTHM1EURLIVENT CORP	203,688	$3.0M	0.01%
657	FPEIFIRST TR EXCH TRADED FD III	224,012	$3.0M	0.01%
658	CXCEMEX SAB DE CV	516,176	$3.0M	0.01%
659	COLBCOLUMBIA BKG SYS INC	167,700	$3.0M	0.01%
660	IXJISHARES TR	38,724	$3.0M	0.01%
661	USIGISHARES TR	66,929	$3.0M	0.01%
662	FEXFIRST TR LRGE CP CORE ALPHA	43,157	$3.0M	0.01%
663	KEYKEYCORP	361,348	$3.0M	0.01%
664	BMEZBLACKROCK HEALTH SCIENCES TE	239,707	$3.0M	0.01%
665	PZAINVESCO EXCH TRADED FD TR II	171,444	$3.0M	0.01%
666	YMARFIRST TR EXCHNG TRADED FD VI	173,709	$3.0M	0.01%
667	RDIVINVESCO EXCH TRADED FD TR II	101,067	$3.0M	0.01%
668	XETYXEATON VANCE TAX-MANAGED DIVE	267,237	$3.0M	0.01%
669	SPABSPDR SER TR	125,298	$3.0M	0.01%
670	FAPRFIRST TR EXCHNG TRADED FD VI	107,100	$3.0M	0.01%
671	SNASNAP ON INC	13,984	$3.0M	0.01%
672	RUMRUMBLE INC	697,936	$3.0M	0.01%
673	EPPISHARES INC	80,177	$3.0M	0.01%
674	XARSPDR SER TR	29,368	$3.0M	0.01%
675	FXIISHARES TR	136,266	$3.0M	0.01%
676	SPHQINVESCO EXCHANGE TRADED FD T	72,438	$3.0M	0.01%
677	DSTXETF SER SOLUTIONS	142,987	$3.0M	0.01%
678	FTSLFIRST TR EXCHANGE-TRADED FD	73,331	$3.0M	0.01%
679	AVLVAMERICAN CENTY ETF TR	62,408	$3.0M	0.01%
680	FLRFLUOR CORP NEW	90,112	$3.0M	0.01%
681	BIVVANGUARD BD INDEX FDS	53,886	$3.0M	0.01%
682	VPLVANGUARD INTL EQUITY INDEX F	59,679	$3.0M	0.01%
683	SPYGSPDR SER TR	64,939	$3.0M	0.01%
684	AYATLANTICA SUSTAINABLE INFR P	161,884	$3.0M	0.01%
685	BUFRFIRST TR EXCHNG TRADED FD VI	135,661	$3.0M	0.01%
686	EWUISHARES TR	98,321	$3.0M	0.01%
687	XGDVXGABELLI DIVID & INCOME TR	179,501	$3.0M	0.01%
688	TDTFFLEXSHARES TR	133,528	$3.0M	0.01%
689	ABALLIANCEBERNSTEIN HLDG L P	126,325	$3.0M	0.01%
690	RSTEM INC	816,295	$3.0M	0.01%
691	JPXAEROVIRONMENT INC	35,828	$3.0M	0.01%
692	VRPINVESCO EXCH TRADED FD TR II	154,134	$3.0M	0.01%
693	INMDINMODE LTD	124,760	$3.0M	0.01%
694	CSQCALAMOS STRATEGIC TOTAL RETU	278,568	$3.0M	0.01%
695	OKTAOKTA INC	38,460	$2.8M	0.01%
696	FMBFIRST TR EXCH TRADED FD III	66,221	$2.6M	0.01%
697	VTHRVANGUARD SCOTTSDALE FDS	15,149	$2.6M	0.01%
698	TERTERADYNE INC	34,476	$2.6M	0.01%
699	WBAWALGREENS BOOTS ALLIANCE INC	153,554	$2.5M	0.01%
700	SUSUNCOR ENERGY INC NEW	98,493	$2.4M	0.01%

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