Rockefeller Capital Management L.P. Q2 2021 Filing

Filed August 10, 2021

Portfolio Value

$17.8M

Holdings

3,553

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (3,553 positions)

#	Stock	Shares	Value	% Portfolio
101	CFAVICTORY PORTFOLIOS II	12,156	$866K	4.88%
102	DCIDONALDSON INC	13,635	$866K	4.88%
103	TOTLSSGA ACTIVE ETF TR	17,886	$865K	4.87%
104	CCOCAMECO CORP	45,150	$865K	4.87%
105	INGNINOGEN INC	340,464	$862K	4.86%
106	HALHALLIBURTON CO	37,234	$860K	4.84%
107	CWHCAMPING WORLD HLDGS INC	20,956	$858K	4.83%
108	JPMJPMORGAN CHASE & CO	862,820	$857K	4.83%
109	WTSWATTS WATER TECHNOLOGIES INC	5,862	$855K	4.82%
110	DGRWWISDOMTREE TR	14,313	$854K	4.81%
111	CRLCHARLES RIV LABS INTL INC	2,311	$854K	4.81%
112	TWSTTWIST BIOSCIENCE CORP	6,408	$853K	4.81%
113	CINFCINCINNATI FINL CORP	7,315	$852K	4.80%
114	STTSTATE STR CORP	10,378	$852K	4.80%
115	BDJBLACKROCK ENHANCED EQUITY DI	83,810	$848K	4.78%
116	SPTLSPDR SER TR	20,533	$848K	4.78%
117	URAGLOBAL X FDS	40,012	$848K	4.78%
118	BACVERIZON COMMUNICATIONS INC	1,200,482	$847K	4.77%
119	FMXFOMENTO ECONOMICO MEXICANO S	10,028	$847K	4.77%
120	SPOTSPOTIFY TECHNOLOGY S A	3,074	$846K	4.77%
121	AQN.TOALGONQUIN PWR UTILS CORP	56,823	$845K	4.76%
122	DOCHEALTHPEAK PROPERTIES INC	25,356	$844K	4.75%
123	SRCLSTERICYCLE INC	314,431	$844K	4.75%
124	NULVNUSHARES ETF TR	22,317	$842K	4.74%
125	AQLTISHARES TR	16,159	$840K	4.73%
126	SHVISHARES TR	105,447	$840K	4.73%
127	CHECHEMED CORP NEW	70,953	$838K	4.72%
128	COOCOOPER COS INC	2,110	$835K	4.70%
129	FEFIRSTENERGY CORP	22,393	$833K	4.69%
130	FMBFIRST TR EXCH TRADED FD III	14,556	$833K	4.69%
131	ITMVANECK VECTORS ETF TR	66,183	$833K	4.69%
132	TRI4EURTHOMSON REUTERS CORP.	8,370	$831K	4.68%
133	DFACDIMENSIONAL ETF TRUST	93,446	$808K	4.55%
134	UPSUNITED PARCEL SERVICE INC	226,524	$807K	4.55%
135	HYHGPROSHARES TR	12,750	$805K	4.53%
136	—NIKOLA CORP	44,537	$804K	4.53%
137	FMAYFIRST TR EXCHNG TRADED FD VI	22,205	$803K	4.52%
138	OMGBPOUTSET MED INC	16,018	$800K	4.51%
139	FTCFIRST TRUST LRGCP GWT ALPHAD	7,286	$799K	4.50%
140	DXJWISDOMTREE TR	13,109	$799K	4.50%
141	BCSFBAIN CAP SPECIALTY FIN INC	52,127	$797K	4.49%
142	ALSNALLISON TRANSMISSION HLDGS I	20,045	$796K	4.48%
143	ETSYETSY INC	3,866	$795K	4.48%
144	VEUVANGUARD INTL EQUITY INDEX F	183,646	$795K	4.48%
145	ZZILLOW GROUP INC	6,485	$792K	4.46%
146	SDOGALPS ETF TR	14,956	$791K	4.46%
147	HSYHERSHEY CO	4,532	$789K	4.44%
148	THWTEKLA WORLD HEALTHCARE FD	48,000	$789K	4.44%
149	—QUEENS GAMBIT GROWTH CAPITAL	80,982	$787K	4.43%
150	APHAMPHENOL CORP NEW	11,492	$785K	4.42%
151	—MYOVANT SCIENCES LTD	34,500	$785K	4.42%
152	SOXXISHARES TR	1,728	$785K	4.42%
153	VCSHVANGUARD SCOTTSDALE FDS	193,510	$784K	4.42%
154	FXDFIRST TR EXCHANGE TRADED FD	12,892	$782K	4.41%
155	SMOGVANECK VECTORS ETF TR	4,857	$782K	4.41%
156	ZBHZIMMER BIOMET HOLDINGS INC	12,609	$780K	4.40%
157	CSLCARLISLE COS INC	4,068	$778K	4.38%
158	XBGYXBLACKROCK ENHANCED INTL DIV	118,032	$773K	4.35%
159	PBEINVESCO EXCHANGE TRADED FD T	10,000	$773K	4.35%
160	FTXRFIRST TR EXCHANGE-TRADED FD	22,728	$772K	4.35%
161	VTVVANGUARD INDEX FDS	184,146	$772K	4.35%
162	PRFINVESCO EXCHANGE TRADED FD T	4,804	$770K	4.34%
163	—AMERICA FIRST MULTIFAMILY IN	114,000	$768K	4.33%
164	SYLDCAMBRIA ETF TR	12,000	$768K	4.33%
165	ZSZSCALER INC	3,561	$768K	4.33%
166	RSPHINVESCO EXCHANGE TRADED FD T	2,616	$766K	4.32%
167	OLLIOLLIES BARGAIN OUTLET HLDGS	9,099	$765K	4.31%
168	VWOVANGUARD INTL EQUITY INDEX F	653,628	$765K	4.31%
169	MSFTMICROSOFT CORP	2,800,008	$759K	4.27%
170	AQLTISHARES TR	654,737	$758K	4.27%
171	IGHGPROSHARES TR	9,900	$757K	4.26%
172	NVSTENVISTA HOLDINGS CORPORATION	17,463	$754K	4.25%
173	NVGNUVEEN AMT FREE MUN CR INC F	42,185	$753K	4.24%
174	LIILENNOX INTL INC	20,972	$753K	4.24%
175	XMESPDR SER TR	17,479	$752K	4.24%
176	FXHFIRST TR EXCHANGE TRADED FD	6,420	$751K	4.23%
177	IBMINTERNATIONAL BUSINESS MACHS	224,161	$750K	4.23%
178	FPXFIRST TR EXCHANGE TRADED FD	5,862	$747K	4.21%
179	USTBVICTORY PORTFOLIOS II	14,384	$746K	4.20%
180	SEESEALED AIR CORP NEW	12,602	$745K	4.20%
181	SSYSSTRATASYS LTD	577,453	$744K	4.19%
182	NEENEXTERA ENERGY INC	722,918	$742K	4.18%
183	KOCOCA COLA CO	637,150	$742K	4.18%
184	—ORBCOMM INC	2,450,846	$741K	4.17%
185	ULSTSSGA ACTIVE ETF TR	18,200	$736K	4.15%
186	PDIPIMCO DYNAMIC INCOME FD	25,513	$735K	4.14%
187	—QUANTUM FINTECH ACQUISTIN CO	73,150	$733K	4.13%
188	CALFPACER FDS TR	16,430	$732K	4.12%
189	FABFIRST TR MULTI CP VAL ALPHA	10,308	$732K	4.12%
190	ILMNILLUMINA INC	8,150	$728K	4.10%
191	MHDBLACKROCK MUNIHOLDINGS FD IN	43,441	$728K	4.10%
192	AQLTISHARES TR	987,863	$723K	4.07%
193	DDDUPONT DE NEMOURS INC	49,872	$723K	4.07%
194	EMLCVANECK VECTORS ETF TR	23,049	$723K	4.07%
195	EWYISHARES INC	7,764	$723K	4.07%
196	AEMAGNICO EAGLE MINES LTD	960,309	$722K	4.07%
197	IYHISHARES TR	2,643	$720K	4.06%
198	AMGNAMGEN INC	139,893	$719K	4.05%
199	FXNFIRST TR EXCHANGE TRADED FD	63,018	$719K	4.05%
200	PROPROS HOLDINGS INC	486,096	$718K	4.05%

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