RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2018 Filing

Filed February 14, 2019

Portfolio Value

$1.7B

Holdings

292

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (292 positions)

#	Stock	Shares	Value	% Portfolio
1	—CM SEVEN STAR ACQUISITION CO	300,000	$120.0M	7.15%
2	—BLACK RIDGE ACQUISITION CORP	300,000	$102.0M	6.08%
3	—PENSARE ACQUISITION CORP	349,994	$98.0M	5.84%
4	—MUDRICK CAP ACQUISITION CORP	200,000	$92.0M	5.48%
5	—TWELVE SEAS INVESTMENT COMPA	225,000	$79.0M	4.71%
6	—UNION ACQUISITION CORP	200,000	$78.0M	4.65%
7	—OPES ACQUISITION CORP	250,000	$74.0M	4.41%
8	—U S WELL SVCS INC	150,000	$74.0M	4.41%
9	—BIG ROCK PARTNERS ACQUISI CO	239,998	$72.0M	4.29%
10	—LEGACY ACQUISITION CORP	200,000	$68.0M	4.05%
11	—KBL MERGER CORP IV	230,000	$64.0M	3.81%
12	—TWELVE SEAS INVESTMENT COMPA	225,000	$61.0M	3.64%
13	XEMDXWESTERN ASSET EMRG MKT DEBT	4,745,389	$58.3M	3.47%
14	XNEAXNUVEEN AMT FREE QLTY MUN INC	4,587,230	$56.5M	3.37%
15	NADNUVEEN QUALITY MUNCP INCOME	4,504,071	$56.3M	3.36%
16	—HL ACQUISITIONS CORP	125,000	$56.0M	3.34%
17	—THUNDER BRIDGE ACQUISITION L	150,000	$56.0M	3.34%
18	—UNION ACQUISITION CORP	200,000	$52.0M	3.10%
19	XEVVXEATON VANCE LTD DUR INCOME F	4,284,716	$51.1M	3.05%
20	—MODERN MEDIA ACQUISITION	230,000	$48.0M	2.86%
21	—PENSARE ACQUISITION CORP	174,997	$44.0M	2.62%
22	—PHUNWARE INC	200,000	$44.0M	2.62%
23	—TIBERIUS ACQUISITION CORP	125,000	$44.0M	2.62%
24	HIOWESTERN ASSET HIGH INCM OPP	9,857,102	$43.4M	2.59%
25	—LF CAP ACQUISITION CORP	100,000	$43.0M	2.56%
26	—CM SEVEN STAR ACQUISITION CO	150,000	$43.0M	2.56%
27	—TRIDENT ACQUISITIONS CORP	150,000	$42.0M	2.50%
28	—GORDON POINTE ACQUISITION CO	175,000	$42.0M	2.50%
29	—HL ACQUISITIONS CORP	125,000	$38.0M	2.26%
30	—BISON CAP ACQUISITION CORP	125,000	$38.0M	2.26%
31	HFROHIGHLAND FLOATNG RATE OPPRT SHS BEN INT	2,981,262	$37.4M	2.23%
32	—BIG ROCK PARTNERS ACQUISI CO	119,999	$36.0M	2.15%
33	—TRINITY MERGER CORP	96,000	$35.0M	2.09%
34	—TOTTENHAM ACQUISITION I LTD	118,000	$35.0M	2.09%
35	GHYPGIM GLOBAL SHORT DURATION H	2,665,065	$34.7M	2.07%
36	—GREENLAND ACQUISITIN CORPORA	75,000	$34.0M	2.03%
37	XJQCXNUVEEN CR STRATEGIES INCM FD	4,585,542	$33.7M	2.01%
38	—VOYA PRIME RATE TR	7,322,554	$33.5M	2.00%
39	BTZBLACKROCK CR ALLCTN INC TR	2,951,458	$33.0M	1.97%
40	—ALLEGRO MERGER CORP	100,000	$33.0M	1.97%
41	VVRINVESCO SR INCOME TR	8,161,369	$31.7M	1.89%
42	BRWTEMPLETON GLOBAL INCOME FD	4,975,797	$30.3M	1.81%
43	—BLACK RIDGE ACQUISITION CORP	100,000	$30.0M	1.79%
44	—ALLEGRO MERGER CORP	100,000	$30.0M	1.79%
45	—MODERN MEDIA ACQUISITION	115,000	$29.0M	1.73%
46	BWGBRANDYWINEGBL GLBAL INM OPRT	2,721,981	$28.5M	1.70%
47	FSICUSDFS KKR CAPITAL CORP	5,082,671	$27.1M	1.61%
48	—GOLDMAN SACHS MLP ENERGY REN	3,535,824	$25.4M	1.52%
49	HYTBLACKROCK CORPOR HI YLD FD I	2,670,242	$24.9M	1.48%
50	TRYBARINGS BDC INC	2,694,179	$24.3M	1.45%
51	—TOTTENHAM ACQUISITION I LTD	118,000	$24.0M	1.43%
52	—CONSTELLATION ALPHA CAP CORP	120,000	$23.0M	1.37%
53	EHIWESTERN ASSET GLB HI INCOME	2,596,051	$21.4M	1.28%
54	—KBL MERGER CORP IV	230,000	$21.0M	1.25%
55	NACNUVEEN CA QUALTY MUN INCOME	1,636,505	$20.5M	1.22%
56	—INVESCO DYNAMIC CR OPP FD	1,973,650	$20.3M	1.21%
57	BTTBLACKROCK MUN 2030 TAR TERM	994,367	$20.2M	1.20%
58	VMOINVESCO MUN OPPORTUNITY TR	1,772,634	$19.6M	1.17%
59	—TORTOISE MLP FD INC	1,522,524	$18.3M	1.09%
60	—CONSTELLATION ALPHA CAP CORP	120,000	$18.0M	1.07%
61	—SMAAASH ENTERTAINMENT INC	97,950	$18.0M	1.07%
62	WIWWESTERN AST INFL LKD OPP & I	1,737,430	$17.6M	1.05%
63	ISDPGIM SHORT DURATION HIGH YIE	1,333,953	$17.5M	1.04%
64	TEITEMPLETON EMERG MKTS INCOME	1,766,328	$16.9M	1.01%
65	CLMCORNERSTONE STRATEGIC VALUE	1,440,368	$15.9M	0.95%
66	NVGNUVEEN AMT FREE MUN CR INC F	1,119,142	$15.4M	0.92%
67	NPFINUVEEN PFD & INCM SECURTIES	1,840,177	$15.2M	0.91%
68	DSUBLACKROCK DEBT STRAT FD INC	1,523,271	$15.0M	0.90%
69	—BISON CAP ACQUISITION CORP	62,500	$15.0M	0.89%
70	—GREENLAND ACQUISITIN CORPORA	75,000	$15.0M	0.89%
71	NXDTNEXPOINT STRATEGIC OPORTUNT	740,087	$14.8M	0.88%
72	XAWFXALLIANCEBERNSTEIN GBL HGH IN	1,318,973	$14.0M	0.83%
73	XEADXWELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD	1,882,676	$13.8M	0.82%
74	HYIWESTERN ASSET HGH YLD DFNDFD	1,018,228	$13.5M	0.80%
75	BITBLACKROCK MULTI-SECTOR INC T	858,753	$13.4M	0.80%
76	—ALLIANZGI CON INCM 2024 TARG	1,638,055	$13.3M	0.79%
77	FPFFIRST TR INTER DUR PFD & IN	659,495	$13.1M	0.78%
78	—HUNTER MARITIME ACQUISITION	75,001	$13.0M	0.77%
79	RABROOKFIELD REAL ASSETS INCOM SHS BEN INT	678,557	$12.9M	0.77%
80	KYNKAYNE ANDERSN MLP MIDS INVT	955,706	$12.7M	0.75%
81	—DELAWARE ENHANCED GBL DIV &	1,432,166	$12.0M	0.72%
82	AVKADVENT CLAYMORE CV SECS & IN	949,955	$11.9M	0.71%
83	—ALLIANZGI NFJ DIVID INT & PR	1,091,523	$11.6M	0.69%
84	JLSNUVEEN MTG OPPORTUNITY TERM	508,640	$11.4M	0.68%
85	GLOCLOUGH GLOBAL OPPORTUNITIES	1,381,305	$11.4M	0.68%
86	—ALLIANCE CALIF MUN INCOME FD	828,329	$11.3M	0.67%
87	IIMINVESCO VALUE MUN INCOME TR	836,168	$11.2M	0.67%
88	JFRNUVEEN FLOATING RATE INCOME	1,159,810	$10.8M	0.64%
89	NMZNUVEEN MUN HIGH INCOME OPP F	896,361	$10.3M	0.61%
90	FTFFRANKLIN LTD DURATION INC TR	1,110,807	$10.1M	0.60%
91	MSDMORGAN STANLEY EMER MKTS DEB	1,204,525	$9.9M	0.59%
92	ASGLIBERTY ALL-STAR GROWTH FD I	2,202,598	$9.6M	0.57%
93	XEFRXEATON VANCE SR FLTNG RTE TR COM	772,523	$9.6M	0.57%
94	XFRAXBLACKROCK FLOAT RATE OME STR	772,207	$9.1M	0.54%
95	NRKNUVEEN NEW YORK AMT QLT MUNI	780,967	$9.1M	0.54%
96	ARDCARES DYNAMIC CR ALLOCATION F	657,922	$9.1M	0.54%
97	NZFNUVEEN MUNICIPAL CREDIT INC	676,225	$9.0M	0.54%
98	—GARRISON CAP INC	1,330,952	$8.8M	0.52%
99	XMUIXBLACKROCK MUNI INTER DR FD I	689,502	$8.7M	0.52%
100	JGHNUVEEN GLOBAL HIGH INCOME FD	600,198	$8.2M	0.49%

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