RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2018 Filing
Filed February 14, 2019
Portfolio Value
$1.7T
Holdings
292
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (292 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | XEMDXWESTERN ASSET EMRG MKT DEBT | 4,745,389 | $58.3B | 3.47% | |
| 2 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 4,587,230 | $56.5B | 3.37% | |
| 3 | NADNUVEEN QUALITY MUNCP INCOME | 4,504,071 | $56.3B | 3.36% | |
| 4 | XEVVXEATON VANCE LTD DUR INCOME F | 4,284,716 | $51.1B | 3.05% | |
| 5 | HIOWESTERN ASSET HIGH INCM OPP | 9,857,102 | $43.4B | 2.59% | |
| 6 | HFROHIGHLAND FLOATNG RATE OPPRT SHS BEN INT | 2,981,262 | $37.4B | 2.23% | |
| 7 | GHYPGIM GLOBAL SHORT DURATION H | 2,665,065 | $34.7B | 2.07% | |
| 8 | XJQCXNUVEEN CR STRATEGIES INCM FD | 4,585,542 | $33.7B | 2.01% | |
| 9 | —VOYA PRIME RATE TR | 7,322,554 | $33.5B | 2.00% | |
| 10 | BTZBLACKROCK CR ALLCTN INC TR | 2,951,458 | $33.0B | 1.97% | |
| 11 | VVRINVESCO SR INCOME TR | 8,161,369 | $31.7B | 1.89% | |
| 12 | BRWTEMPLETON GLOBAL INCOME FD | 4,975,797 | $30.3B | 1.81% | |
| 13 | BWGBRANDYWINEGBL GLBAL INM OPRT | 2,721,981 | $28.5B | 1.70% | |
| 14 | FSICUSDFS KKR CAPITAL CORP | 5,082,671 | $27.1B | 1.61% | |
| 15 | —GOLDMAN SACHS MLP ENERGY REN | 3,535,824 | $25.4B | 1.52% | |
| 16 | HYTBLACKROCK CORPOR HI YLD FD I | 2,670,242 | $24.9B | 1.48% | |
| 17 | TRYBARINGS BDC INC | 2,694,179 | $24.3B | 1.45% | |
| 18 | EHIWESTERN ASSET GLB HI INCOME | 2,596,051 | $21.4B | 1.28% | |
| 19 | NACNUVEEN CA QUALTY MUN INCOME | 1,636,505 | $20.5B | 1.22% | |
| 20 | —INVESCO DYNAMIC CR OPP FD | 1,973,650 | $20.3B | 1.21% | |
| 21 | BTTBLACKROCK MUN 2030 TAR TERM | 994,367 | $20.2B | 1.20% | |
| 22 | VMOINVESCO MUN OPPORTUNITY TR | 1,772,634 | $19.6B | 1.17% | |
| 23 | —TORTOISE MLP FD INC | 1,522,524 | $18.3B | 1.09% | |
| 24 | WIWWESTERN AST INFL LKD OPP & I | 1,737,430 | $17.6B | 1.05% | |
| 25 | ISDPGIM SHORT DURATION HIGH YIE | 1,333,953 | $17.5B | 1.04% | |
| 26 | TEITEMPLETON EMERG MKTS INCOME | 1,766,328 | $16.9B | 1.01% | |
| 27 | CLMCORNERSTONE STRATEGIC VALUE | 1,440,368 | $15.9B | 0.95% | |
| 28 | NVGNUVEEN AMT FREE MUN CR INC F | 1,119,142 | $15.4B | 0.92% | |
| 29 | NPFINUVEEN PFD & INCM SECURTIES | 1,840,177 | $15.2B | 0.91% | |
| 30 | DSUBLACKROCK DEBT STRAT FD INC | 1,523,271 | $15.0B | 0.90% | |
| 31 | NXDTNEXPOINT STRATEGIC OPORTUNT | 740,087 | $14.8B | 0.88% | |
| 32 | XAWFXALLIANCEBERNSTEIN GBL HGH IN | 1,318,973 | $14.0B | 0.83% | |
| 33 | XEADXWELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD | 1,882,676 | $13.8B | 0.82% | |
| 34 | HYIWESTERN ASSET HGH YLD DFNDFD | 1,018,228 | $13.5B | 0.80% | |
| 35 | BITBLACKROCK MULTI-SECTOR INC T | 858,753 | $13.4B | 0.80% | |
| 36 | —ALLIANZGI CON INCM 2024 TARG | 1,638,055 | $13.3B | 0.79% | |
| 37 | FPFFIRST TR INTER DUR PFD & IN | 659,495 | $13.1B | 0.78% | |
| 38 | RABROOKFIELD REAL ASSETS INCOM SHS BEN INT | 678,557 | $12.9B | 0.77% | |
| 39 | KYNKAYNE ANDERSN MLP MIDS INVT | 955,706 | $12.7B | 0.75% | |
| 40 | —DELAWARE ENHANCED GBL DIV & | 1,432,166 | $12.0B | 0.72% | |
| 41 | AVKADVENT CLAYMORE CV SECS & IN | 949,955 | $11.9B | 0.71% | |
| 42 | —ALLIANZGI NFJ DIVID INT & PR | 1,091,523 | $11.6B | 0.69% | |
| 43 | JLSNUVEEN MTG OPPORTUNITY TERM | 508,640 | $11.4B | 0.68% | |
| 44 | GLOCLOUGH GLOBAL OPPORTUNITIES | 1,381,305 | $11.4B | 0.68% | |
| 45 | —ALLIANCE CALIF MUN INCOME FD | 828,329 | $11.3B | 0.67% | |
| 46 | IIMINVESCO VALUE MUN INCOME TR | 836,168 | $11.2B | 0.67% | |
| 47 | JFRNUVEEN FLOATING RATE INCOME | 1,159,810 | $10.8B | 0.64% | |
| 48 | NMZNUVEEN MUN HIGH INCOME OPP F | 896,361 | $10.3B | 0.61% | |
| 49 | FTFFRANKLIN LTD DURATION INC TR | 1,110,807 | $10.1B | 0.60% | |
| 50 | MSDMORGAN STANLEY EMER MKTS DEB | 1,204,525 | $9.9B | 0.59% | |
| 51 | ASGLIBERTY ALL-STAR GROWTH FD I | 2,202,598 | $9.6B | 0.57% | |
| 52 | XEFRXEATON VANCE SR FLTNG RTE TR COM | 772,523 | $9.6B | 0.57% | |
| 53 | XFRAXBLACKROCK FLOAT RATE OME STR | 772,207 | $9.1B | 0.54% | |
| 54 | NRKNUVEEN NEW YORK AMT QLT MUNI | 780,967 | $9.1B | 0.54% | |
| 55 | ARDCARES DYNAMIC CR ALLOCATION F | 657,922 | $9.1B | 0.54% | |
| 56 | NZFNUVEEN MUNICIPAL CREDIT INC | 676,225 | $9.0B | 0.54% | |
| 57 | —GARRISON CAP INC | 1,330,952 | $8.8B | 0.52% | |
| 58 | XMUIXBLACKROCK MUNI INTER DR FD I | 689,502 | $8.7B | 0.52% | |
| 59 | JGHNUVEEN GLOBAL HIGH INCOME FD | 600,198 | $8.2B | 0.49% | |
| 60 | —EAGLE GRWTH & INCOME OPPTY F | 641,706 | $8.1B | 0.48% | |
| 61 | SPYSPDR S&P 500 ETF TR | 31,826 | $7.9B | 0.47% | |
| 62 | MQYBLACKROCK MUNIYIELD QLTY FD | 651,607 | $7.8B | 0.47% | |
| 63 | JMTNUVEEN MTG OPPTY TERM FD 2 | 343,595 | $7.6B | 0.45% | |
| 64 | VLTINVESCO HIGH INCOME TR II | 589,602 | $7.3B | 0.44% | |
| 65 | NHSNEUBERGER BERMAN HGH YLD FD | 739,342 | $7.2B | 0.43% | |
| 66 | AFBALLIANCEBERNSTEIN NATL MUNI | 585,009 | $7.0B | 0.42% | |
| 67 | —NUVEEN INTER DURATION MN TMF | 557,013 | $6.9B | 0.41% | |
| 68 | —MORGAN STANLEY EMER MKTS FD | 424,446 | $6.9B | 0.41% | |
| 69 | PMOPUTNAM MUN OPPORTUNITIES TR | 608,056 | $6.8B | 0.41% | |
| 70 | EVFEATON VANCE SR INCOME TR | 1,143,562 | $6.8B | 0.41% | |
| 71 | —VIRTUS TOTAL RETURN FUND INC | 803,287 | $6.8B | 0.41% | |
| 72 | FUNDSPROTT FOCUS TR INC | 1,169,632 | $6.7B | 0.40% | |
| 73 | EFTEATON VANCE FLTING RATE INC | 521,958 | $6.6B | 0.39% | |
| 74 | —BLACKROCK 2022 GBL INCM OPP | 785,137 | $6.6B | 0.39% | |
| 75 | GDOWESTERN ASSET GLOBAL CP DEFI | 431,956 | $6.4B | 0.38% | |
| 76 | NBBNUVEEN TAXABLE MUNICPL INCM | 333,427 | $6.4B | 0.38% | |
| 77 | HIXWESTERN ASSET HIGH INCM FD I | 1,115,404 | $6.4B | 0.38% | |
| 78 | PRFINVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 | 61,419 | $6.2B | 0.37% | |
| 79 | —NUVEEN EMERGING MKTS DEBT 20 | 810,852 | $6.2B | 0.37% | |
| 80 | XEVMXEATON VANCE CALIF MUN BD FD | 609,567 | $6.0B | 0.36% | |
| 81 | —PIMCO DYNMIC CREDIT AND MRT | 285,357 | $6.0B | 0.36% | |
| 82 | AEFABERDEEN EMRG MRKTS EQT INM | 937,448 | $6.0B | 0.35% | |
| 83 | BLWBLACKROCK LTD DURATION INC T | 443,757 | $6.0B | 0.35% | |
| 84 | —DREYFUS STRATEGIC MUNS INC | 829,202 | $5.9B | 0.35% | |
| 85 | CRFCORNERSTONE TOTAL RTRN FD IN | 533,982 | $5.8B | 0.35% | |
| 86 | BGTBLACKROCK FLOATING RATE INCO | 505,691 | $5.8B | 0.35% | |
| 87 | PCFHIGH INCOME SECS FD | 646,600 | $5.8B | 0.34% | |
| 88 | TLIWESTERN ASSET CORPORATE LN F | 632,111 | $5.6B | 0.34% | |
| 89 | —BLACKROCK NY MUNI INC QLTY T | 464,189 | $5.6B | 0.33% | |
| 90 | XBFZXBLACKROCK CALIF MUN INCOME T | 436,028 | $5.2B | 0.31% | |
| 91 | MHIPIONEER MUN HIGH INCOME TR | 463,244 | $5.0B | 0.30% | |
| 92 | XNCMXNUVEEN CALIFORNIA AMT QLT MU | 387,985 | $4.9B | 0.29% | |
| 93 | —FIRST TR SR FLOATING RATE 20 | 572,459 | $4.7B | 0.28% | |
| 94 | —SPECIAL OPPORTUNITIES FD INC PFD | 191,280 | $4.7B | 0.28% | |
| 95 | —NUVEEN CONNECTICUT QLTY MUN | 405,674 | $4.6B | 0.27% | |
| 96 | MCRMFS CHARTER INCOME TR | 615,676 | $4.5B | 0.27% | |
| 97 | —NUVEEN INT DUR QUAL MUN TRM | 365,287 | $4.5B | 0.27% | |
| 98 | —LAZARD WORLD DIVID & INCOME | 533,362 | $4.5B | 0.27% | |
| 99 | BCSFBAIN CAP SPECIALTY FIN INC | 256,678 | $4.4B | 0.26% | |
| 100 | —ABERDEEN ASIA PACIFIC INCOM | 1,112,348 | $4.3B | 0.26% |
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