RIVERNORTH CAPITAL MANAGEMENT, LLC Q2 2019 Filing

Filed August 14, 2019

Portfolio Value

$2.3B

Holdings

243

Report Date

Q2 2019

Filing Type

13F-HR

All Holdings (243 positions)

#	Stock	Shares	Value	% Portfolio
1	—NEW MTN FIN CORP	5,000,000	$517.9M	22.55%
2	—BLACKROCK TCP CAPITAL CORP	2,500,000	$251.8M	10.97%
3	HIOWESTERN ASSET HIGH INCM OPP	12,322,229	$63.1M	2.75%
4	NADNUVEEN QUALITY MUNCP INCOME	4,174,688	$58.4M	2.54%
5	XEVVXEATON VANCE LTD DUR INCOME F	4,553,627	$57.6M	2.51%
6	XEMDXWESTERN ASSET EMRG MKT DEBT	3,907,885	$56.0M	2.44%
7	XNEAXNUVEEN AMT FREE QLTY MUN INC	3,235,916	$44.7M	1.95%
8	HFROHIGHLAND INCOME FUND HIGHLAND INCOME	3,218,154	$44.4M	1.94%
9	—INVESCO DYNAMIC CR OPP FD	3,573,515	$39.8M	1.73%
10	XJQCXNUVEEN CR STRATEGIES INCM FD	4,878,057	$38.6M	1.68%
11	—VOYA PRIME RATE TR	7,871,360	$37.5M	1.63%
12	VVRINVESCO SR INCOME TR	8,672,976	$37.4M	1.63%
13	GHYPGIM GLOBAL HIGH YIELD FD IN	2,569,502	$37.1M	1.62%
14	EHIWESTERN ASSET GLB HI INCOME	3,704,662	$36.8M	1.60%
15	BTZBLACKROCK CR ALLCTN INC TR	2,691,270	$34.9M	1.52%
16	BWGBRANDYWINEGBL GLBAL INM OPRT	2,969,643	$34.9M	1.52%
17	BRWTEMPLETON GLOBAL INCOME FD	5,488,809	$34.8M	1.52%
18	TRYBARINGS BDC INC	3,002,031	$29.5M	1.29%
19	WIWWESTERN AST INFL LKD OPP & I	2,399,134	$26.8M	1.17%
20	ISDPGIM HIGH YIELD BOND FUND IN	1,479,862	$21.6M	0.94%
21	JLSNUVEEN MTG OPPORTUNITY TERM	728,725	$16.9M	0.74%
22	—GOLDMAN SACHS MLP ENERGY REN	2,021,466	$16.9M	0.73%
23	JFRNUVEEN FLOATING RATE INCOME	1,615,433	$15.9M	0.69%
24	—ALLIANZGI NFJ DIVID INT & PR	1,245,879	$15.4M	0.67%
25	NHSNEUBERGER BERMAN HGH YLD FD	1,287,219	$15.1M	0.66%
26	PMOPUTNAM MUN OPPORTUNITIES TR	1,184,776	$15.0M	0.65%
27	DSUBLACKROCK DEBT STRAT FD INC	1,374,028	$14.8M	0.64%
28	CLMCORNERSTONE STRATEGIC VALUE	1,229,863	$14.3M	0.62%
29	HIXWESTERN ASSET HIGH INCM FD I	2,037,554	$14.2M	0.62%
30	EFTEATON VANCE FLTING RATE INC	1,036,167	$14.0M	0.61%
31	HYIWESTERN ASSET HGH YLD DFNDFD	897,738	$13.4M	0.59%
32	XEADXWELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD	1,600,773	$13.2M	0.57%
33	BITBLACKROCK MULTI-SECTOR INC T	713,525	$12.5M	0.54%
34	XEFRXEATON VANCE SR FLTNG RTE TR	912,090	$11.9M	0.52%
35	VMOINVESCO MUN OPPORTUNITY TR	962,129	$11.8M	0.52%
36	XAWFXALLIANCEBERNSTEIN GBL HGH IN	950,498	$11.2M	0.49%
37	AVKADVENT CLAYMORE CV SECS & IN	739,943	$11.1M	0.49%
38	VLTINVESCO HIGH INCOME TR II	761,920	$11.1M	0.48%
39	FDDFIRST TR HIGH INCOME L/S FD	734,235	$11.0M	0.48%
40	NACNUVEEN CA QUALTY MUN INCOME	759,258	$11.0M	0.48%
41	GLOCLOUGH GLOBAL OPPORTUNITIES	1,164,418	$10.9M	0.47%
42	SPYSPDR S&P 500 ETF TR TR UNIT	34,521	$10.1M	0.44%
43	XFRAXBLACKROCK FLOAT RATE OME STR	769,532	$9.9M	0.43%
44	NRKNUVEEN NEW YORK AMT QLT MUNI	709,952	$9.3M	0.40%
45	JGHNUVEEN GLOBAL HIGH INCOME FD	600,198	$9.3M	0.40%
46	—DELAWARE ENHANCED GBL DIV &	928,114	$9.2M	0.40%
47	KYNKAYNE ANDERSN MLP MIDS INVT	593,236	$9.1M	0.40%
48	MYIBLACKROCK MUNIYIELD QLTY FD	683,169	$9.0M	0.39%
49	FTFFRANKLIN LTD DURATION INC T	926,675	$8.9M	0.39%
50	ARDCARES DYNAMIC CR ALLOCATION F	579,607	$8.8M	0.38%
51	FSICUSDFS KKR CAPITAL CORP	1,381,016	$8.2M	0.36%
52	—NUVEEN OHIO QLTY MUN INCOME	541,758	$8.1M	0.35%
53	MSDMORGAN STANLEY EMER MKTS DEB	854,901	$8.0M	0.35%
54	NVGNUVEEN AMT FREE MUN CR INC F	488,781	$7.8M	0.34%
55	—GARRISON CAP INC	1,107,708	$7.6M	0.33%
56	—TORTOISE MIDSTRM ENERGY FD I	563,096	$7.6M	0.33%
57	XPHDXPIONEER FLOATING RATE TR	698,749	$7.5M	0.33%
58	XBFZXBLACKROCK CALIF MUN INCOME T	562,054	$7.4M	0.32%
59	PRFINVESCO EXCHANGE TRADED FD T FTSE RAFI 1000	61,419	$7.2M	0.31%
60	TLIWESTERN ASSET CORPORATE LN F	748,387	$7.2M	0.31%
61	BLWBLACKROCK LTD DURATION INC T	475,181	$7.1M	0.31%
62	CRFCORNERSTONE TOTAL RTRN FD IN	626,669	$7.1M	0.31%
63	EVFEATON VANCE SR INCOME TR	1,093,265	$6.8M	0.30%
64	MUCBLACKROCK MUNIHLDNGS CALI QL	497,741	$6.8M	0.30%
65	—ALLIANZGI CON INCM 2024 TARG	696,518	$6.4M	0.28%
66	HYTBLACKROCK CORPOR HI YLD FD I	575,184	$6.2M	0.27%
67	—NEUBERGER BRMAN CLIFRN MUNI	439,887	$6.0M	0.26%
68	—BLACKROCK MUNIYIELD CALI QLT	413,935	$5.9M	0.26%
69	EIMEATON VANCE MUN BD FD	470,617	$5.8M	0.25%
70	AFBALLIANCEBERNSTEIN NATL MUNI	430,309	$5.8M	0.25%
71	—BLACKROCK NY MUNI INC QLTY T	394,886	$5.2M	0.23%
72	XEVMXEATON VANCE CALIF MUN BD FD	459,351	$5.1M	0.22%
73	—NUVEEN NORTH CAROLINA QLTY M	379,343	$5.1M	0.22%
74	TEITEMPLETON EMERG MKTS INCOME	489,237	$5.0M	0.22%
75	FCTFIRST TR SR FLG RTE INCM FD	416,898	$5.0M	0.22%
76	XXHYBXXNEW AMER HIGH INCOME FD INC	562,448	$5.0M	0.22%
77	—SPECIAL OPPORTUNITIES FD INC	191,280	$4.8M	0.21%
78	JMTNUVEEN MTG OPPTY TERM FD 2	214,107	$4.8M	0.21%
79	—NUVEEN GEORGIA QLTY MUN INC	388,155	$4.8M	0.21%
80	BGTBLACKROCK FLOATING RATE INCO	385,337	$4.8M	0.21%
81	NEANUVEEN SR INCOME FD	794,079	$4.7M	0.20%
82	—EATON VANCE TAX MNGD BUY WRI	491,514	$4.6M	0.20%
83	—NUVEEN CONNECTICUT QLTY MUN COM	353,826	$4.6M	0.20%
84	AEFABERDEEN EMRG MRKTS EQT INM	600,996	$4.4M	0.19%
85	—NEUBERGER BRMAN NY MUNI FD I	356,455	$4.4M	0.19%
86	—ALLIANCE CALIF MUN INCOME FD	288,140	$4.3M	0.19%
87	SPESPECIAL OPPORTUNITIES FD INC	309,130	$4.3M	0.19%
88	PXHINVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG	187,653	$4.1M	0.18%
89	FUNDSPROTT FOCUS TR INC	568,256	$3.8M	0.17%
90	—LAZARD WORLD DIVID & INCOME	373,077	$3.7M	0.16%
91	XNCMXNUVEEN CALIFORNIA AMT QLT MU	249,010	$3.6M	0.16%
92	BYMBLACKROCK MUNICIPL INC QLTY	263,978	$3.6M	0.16%
93	NEANUVEEN FLTNG RTE INCM OPP FD	371,777	$3.6M	0.16%
94	GDOWESTERN ASSET GLOBAL CP DEFI	209,028	$3.6M	0.16%
95	—NUVEEN INTER DURATION MN TMF	264,842	$3.6M	0.15%
96	—NUVEEN INT DUR QUAL MUN TRM	256,877	$3.4M	0.15%
97	—EAGLE GRWTH & INCOME OPPTY F	215,886	$3.3M	0.14%
98	MHIPIONEER MUN HIGH INCOME TR	268,982	$3.3M	0.14%
99	—PROFICIENT ALPHA ACQUSTN COR	325,000	$3.3M	0.14%
100	—LEISURE ACQUISITION CORP	306,594	$3.1M	0.14%

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