RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2018 Filing

Filed May 15, 2018

Portfolio Value

$1.3B

Holdings

181

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (181 positions)

#	Stock	Shares	Value	% Portfolio
1	XEMDXWESTERN ASSET EMRG MKT DEBT	3,892,264	$56.6M	4.20%
2	XNEAXNUVEEN AMT FREE QLTY MUN INC	3,587,173	$46.6M	3.47%
3	XEVVXEATON VANCE LTD DUR INCOME F	3,368,912	$43.9M	3.26%
4	HIOWESTERN ASSET HIGH INCM OPP	9,023,372	$43.4M	3.23%
5	USALIBERTY ALL STAR EQUITY FD	6,273,997	$38.5M	2.86%
6	BTZBLACKROCK CR ALLCTN INC TR	2,954,815	$37.4M	2.78%
7	HYTBLACKROCK CORPOR HI YLD FD I	3,507,621	$37.1M	2.76%
8	—ALPINE TOTAL DYNAMIC DIVID F	4,128,193	$36.9M	2.74%
9	XJQCXNUVEEN CR STRATEGIES INCM FD	4,360,713	$34.6M	2.57%
10	GLOCLOUGH GLOBAL OPPORTUNITIES	2,690,950	$28.8M	2.14%
11	NADNUVEEN QUALITY MUNCP INCOME	2,144,819	$28.2M	2.09%
12	BRWTEMPLETON GLOBAL INCOME FD	4,347,815	$27.8M	2.07%
13	BWGBRANDYWINEGBL GLBAL INM OPRT	2,139,638	$27.6M	2.05%
14	VVRINVESCO SR INCOME TR	6,091,346	$26.8M	1.99%
15	TEITEMPLETON EMERG MKTS INCOME	2,289,252	$25.9M	1.92%
16	HFROHIGHLAND FLOATNG RATE OPPRT	1,591,553	$25.4M	1.89%
17	—PRUDENTIAL GLB SHT DUR HG YL	1,830,148	$25.4M	1.89%
18	—VOYA PRIME RATE TR	4,594,084	$23.9M	1.78%
19	WIWWESTERN ASSET CLYM INFL OPP	1,958,859	$22.2M	1.65%
20	EHIWESTERN ASSET GLB HI INCOME	2,248,627	$21.2M	1.57%
21	RABROOKFIELD REAL ASSETS INCOM	958,541	$20.9M	1.55%
22	—INVESCO DYNAMIC CR OPP FD	1,725,921	$20.2M	1.50%
23	NXDTNEXPOINT STRATEGIC OPORTUNT	769,204	$17.7M	1.31%
24	KYNKAYNE ANDERSON MLP INVT CO	1,056,569	$17.4M	1.29%
25	SPYSPDR S&P 500 ETF TR	55,719	$14.7M	1.09%
26	—DELAWARE ENHANCED GBL DIV &	1,269,399	$14.7M	1.09%
27	—ALLIANZGI NFJ DIVID INT & PR	1,148,018	$14.6M	1.08%
28	—PRUDENTIAL SHT DURATION HG Y	1,027,780	$14.5M	1.08%
29	BITBLACKROCK MULTI-SECTOR INC T	836,494	$14.0M	1.04%
30	UTGREAVES UTIL INCOME FD	495,542	$14.0M	1.04%
31	VWOVANGUARD INTL EQUITY INDEX F	291,859	$13.7M	1.02%
32	HYIWESTERN ASSET HGH YLD DFNDFD	935,650	$13.7M	1.02%
33	EDDMORGAN STANLEY EM MKTS DM DE	1,701,272	$13.3M	0.99%
34	DSUBLACKROCK DEBT STRAT FD INC	1,135,754	$13.2M	0.98%
35	—MANAGED DURATION INVT GRD FU	949,919	$12.9M	0.96%
36	—ALLIANZGI CON INCM 2024 TARG	1,388,048	$12.8M	0.95%
37	—FIRST TR SR FLOATING RATE 20	1,353,833	$12.7M	0.94%
38	VLTINVESCO HIGH INCOME TR II	825,764	$11.5M	0.85%
39	PRFUSDPOWERSHARES ETF TRUST	100,632	$11.1M	0.82%
40	—VIRTUS TOTAL RETURN FUND INC	916,372	$10.3M	0.76%
41	—GARRISON CAP INC	1,259,445	$10.2M	0.76%
42	MSDMORGAN STANLEY EMER MKTS DEB	1,068,402	$10.0M	0.75%
43	ARDCARES DYNAMIC CR ALLOCATION F	589,760	$9.6M	0.71%
44	XWIAXWESTERN ASSET CLYM INFL SEC	830,178	$9.6M	0.71%
45	CEFCENTRAL FD CDA LTD	694,364	$9.2M	0.68%
46	FUNDSPROTT FOCUS TR INC	1,164,832	$9.1M	0.67%
47	JLSNUVEEN MTG OPPORTUNITY TERM	377,174	$9.0M	0.67%
48	FSICUSDFS INVT CORP	1,173,759	$8.5M	0.63%
49	JMTNUVEEN MTG OPPTY TERM FD 2	367,124	$8.3M	0.62%
50	—DELAWARE INVTS DIV & INCOME	776,608	$8.2M	0.61%
51	HIXWESTERN ASSET HIGH INCM FD I	1,208,520	$7.9M	0.59%
52	TYTRI CONTL CORP	297,938	$7.8M	0.58%
53	—CORPORATE CAP TR INC	452,541	$7.6M	0.57%
54	JGHNUVEEN GLOBAL HIGH INCOME FD	471,457	$7.6M	0.56%
55	ARCCARES CAP CORP	475,494	$7.5M	0.56%
56	XEADXWELLS FARGO INCOME OPPORTUNI	937,570	$7.5M	0.56%
57	—POWERSHARES ETF TR II	307,565	$7.2M	0.54%
58	TYGEURTORTOISE ENERGY INFRA CORP	284,843	$7.1M	0.53%
59	EVFEATON VANCE SR INCOME TR	988,898	$6.7M	0.50%
60	XGLQXCLOUGH GLOBAL EQUITY FD	510,760	$6.7M	0.50%
61	BTTBLACKROCK MUN 2030 TAR TERM	291,413	$6.2M	0.46%
62	BGBBLACKSTONE GSO STRATEGIC CR	383,818	$6.1M	0.45%
63	MCRMFS CHARTER INCOME TR	743,051	$6.0M	0.45%
64	NHSNEUBERGER BERMAN HGH YLD FD	541,317	$6.0M	0.45%
65	XMUIXBLACKROCK MUNI INTER DR FD I	459,578	$6.0M	0.45%
66	AVKADVENT CLAYMORE CV SECS & IN	399,079	$6.0M	0.45%
67	RMTROYCE MICRO-CAP TR INC	625,809	$5.9M	0.44%
68	—NUVEEN EMERGING MKTS DEBT 20	634,898	$5.7M	0.42%
69	—EAGLE GRWTH & INCOME OPPTY F	376,871	$5.7M	0.42%
70	VEAVANGUARD TAX MANAGED INTL FD	126,277	$5.6M	0.42%
71	—NUVEEN INT DUR QUAL MUN TRM	438,324	$5.5M	0.41%
72	—DEUTSCHE MULTI-MKT INCOME TR	623,179	$5.5M	0.41%
73	—SPECIAL OPPORTUNITIES FD INC	191,280	$4.9M	0.36%
74	—ABERDEEN ASIA PACIFIC INCOM	1,024,590	$4.9M	0.36%
75	—MORGAN STANLEY TRUSTS	246,874	$4.6M	0.35%
76	—ADVENT CLAY CONV SEC INC FD	810,003	$4.5M	0.34%
77	AFBALLIANCEBERNSTEIN NATL MUNI	345,284	$4.3M	0.32%
78	—MORGAN STANLEY EMER MKTS FD	231,319	$4.3M	0.32%
79	—ADVENT CLAYMORE ENH GRW & IN	510,904	$4.0M	0.30%
80	—ONE MADISON CORP	400,000	$4.0M	0.30%
81	NUVNUVEEN MUN VALUE FD INC	404,451	$3.8M	0.28%
82	—PENSARE ACQUISITION CORP	389,994	$3.8M	0.28%
83	GAMGENERAL AMERN INVS INC	110,023	$3.7M	0.27%
84	BLWBLACKROCK LTD DURATION INC T	225,861	$3.4M	0.25%
85	MCNMADISON CVRED CALL & EQ STR	437,710	$3.2M	0.24%
86	—HENNESSY CAP ACQUSTON CORP I	310,904	$3.1M	0.23%
87	—EATON VANCE FLTNG RATE 2022	327,258	$3.0M	0.23%
88	—LEISURE ACQUISITION CORP	306,600	$3.0M	0.23%
89	—OHA INVT CORP	2,149,690	$3.0M	0.22%
90	GDXVANECK VECTORS ETF TR	135,594	$3.0M	0.22%
91	PHKPIMCO HIGH INCOME FD	388,789	$2.9M	0.22%
92	—HAYMAKER ACQUISITION CORP	295,000	$2.9M	0.22%
93	—CM SEVEN STAR ACQUISITION CO	300,000	$2.9M	0.22%
94	—NUVEEN INTER DURATION MN TMF	217,684	$2.7M	0.20%
95	RCSPIMCO STRATEGIC INCOME FD IN	281,056	$2.6M	0.19%
96	—OPES ACQUISITION CORP	250,000	$2.5M	0.19%
97	—ALLIANZGI EQUITY & CONV INCO	121,316	$2.5M	0.19%
98	—BIG ROCK PARTNERS ACQUISI CO	240,000	$2.5M	0.18%
99	—AMERICAN CAP SR FLOATING LTD	212,648	$2.4M	0.18%
100	NESRNATIONAL ENERGY SERVICES REU	230,000	$2.3M	0.17%

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