Oxbow Advisors, LLC Q4 2019 Filing
Filed February 6, 2020
Portfolio Value
$865.4B
Holdings
301
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (301 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | TLTiShares Trust Barclays 20 Year | 762,010 | $103.2B | 11.93% | |
| 2 | SHYIShares Barclays 1-3 Yr Treasu | 360,668 | $30.5B | 3.53% | |
| 3 | EMOClearbridge Energy MLP Total R | 3,249,537 | $27.9B | 3.23% | |
| 4 | EPDEnterprise Products Partners L | 905,300 | $25.5B | 2.95% | |
| 5 | NADNuveen Quality Advantage Muni | 1,230,684 | $18.0B | 2.08% | |
| 6 | —Tallgrass Energy LP | 769,455 | $17.0B | 1.97% | |
| 7 | XNEAXNuveen Amt Free Quality Muni I | 1,157,901 | $16.7B | 1.92% | |
| 8 | AAPLApple Inc | 55,406 | $16.3B | 1.88% | |
| 9 | MSFTMicrosoft Corp | 99,474 | $15.7B | 1.81% | |
| 10 | NZFNuveen Enhanced Muni Credit Op | 828,757 | $13.6B | 1.57% | |
| 11 | XOMExxon Mobil Corp | 162,460 | $11.3B | 1.31% | |
| 12 | MNRLUSDBrigham Minerals Inc | 528,012 | $11.3B | 1.31% | |
| 13 | GS F PERP DGold Sachs Flt Non-Cum Perp Pf | 484,967 | $11.2B | 1.29% | |
| 14 | BAC 7.25 PERP LBank of America Series L Pfd 7 | 7,642 | $11.1B | 1.28% | |
| 15 | NVGNuveen Enhanced AMT L&N Muni C | 654,240 | $10.9B | 1.26% | |
| 16 | AVGO 8 09/30/22 ABroadcom Inc 8 Pfd Ser A Mand | 8,925 | $10.5B | 1.21% | |
| 17 | JNJJohnson & Johnson | 66,624 | $9.7B | 1.12% | |
| 18 | RSPInvesco S&P 500 Eqwt ETF | 83,440 | $9.7B | 1.12% | |
| 19 | NPFINuveen Quality Pfd Income Fd 2 | 951,405 | $9.5B | 1.10% | |
| 20 | GOOGAlphabet Inc Non Voting Cap St | 7,024 | $9.4B | 1.09% | |
| 21 | MPTMedical Properties Trust Inc | 423,371 | $8.9B | 1.03% | |
| 22 | UNHUnitedhealth Group Inc | 28,021 | $8.2B | 0.95% | |
| 23 | —Center Coast MLP & Infrastruct | 1,274,636 | $8.1B | 0.93% | |
| 24 | NSRGYNestle SA Spons ADR Repstg Reg | 73,299 | $7.9B | 0.92% | |
| 25 | WFC 7.5 PERP LWells Fargo & CO 7.5 Prp Cnv | 5,465 | $7.9B | 0.92% | |
| 26 | MPLXMplx LP Com Unit Rpstg Limited | 310,056 | $7.9B | 0.91% | |
| 27 | GGNGamco Glbl Gold Natural Resour | 1,731,967 | $7.6B | 0.88% | |
| 28 | —Tortoise MLP Fd Inc | 683,276 | $7.5B | 0.87% | |
| 29 | RWT 5.625 07/15/24Redwood Trust Inc | 7,263,000 | $7.4B | 0.85% | |
| 30 | —Aberdeen Asia Pacific Income F | 1,697,455 | $7.2B | 0.83% | |
| 31 | JPCNuveen Multi-Strategy Income A | 684,468 | $7.2B | 0.83% | |
| 32 | MS 6.875 PERP FMorgan Stan Fix/Flt Non-Cum Pe | 244,324 | $6.9B | 0.80% | |
| 33 | VENVentas Inc | 117,849 | $6.8B | 0.79% | |
| 34 | PAGPPlains GP Holdings LP | 340,688 | $6.5B | 0.75% | |
| 35 | TELTe Connectivity Ltd | 64,240 | $6.2B | 0.71% | |
| 36 | DIAXNuveen Dow 30 Dynamic Overwrit | 343,050 | $6.1B | 0.70% | |
| 37 | KMIKinder Morgan Inc Del | 279,837 | $5.9B | 0.68% | |
| 38 | CMCSAComcast Corp New Cl A | 129,047 | $5.8B | 0.67% | |
| 39 | GNTGamco Natural Resources Gold & | 964,603 | $5.7B | 0.66% | |
| 40 | BANXStonecastle Financial Corp | 257,302 | $5.7B | 0.66% | |
| 41 | MCOMoodys Corp | 24,078 | $5.7B | 0.66% | |
| 42 | AQLTIShares Dow Jones Select Div I | 52,674 | $5.6B | 0.64% | |
| 43 | —Regions Fin. A Non-Cum Perp Pf | 215,291 | $5.5B | 0.64% | |
| 44 | TRVCCitigroup Inc New | 64,500 | $5.2B | 0.60% | |
| 45 | BDXBecton Dickinson & Co | 18,206 | $5.0B | 0.57% | |
| 46 | PFEPfizer Incorporated | 123,475 | $4.8B | 0.56% | |
| 47 | DFPFlaherty & Crumrine Dynamic Pf | 178,514 | $4.8B | 0.55% | |
| 48 | JPSTJPMorgan ETF Ultra-Short Incom | 93,314 | $4.7B | 0.54% | |
| 49 | KEY 5.65 PERP FKeycorp Perp Pfd 5.65 NonCum 1 | 170,402 | $4.6B | 0.53% | |
| 50 | ELVAnthem Inc | 14,516 | $4.4B | 0.51% | |
| 51 | BKNGBooking Holdings Inc | 2,128 | $4.4B | 0.50% | |
| 52 | SPGSimon Property Group Inc | 29,089 | $4.3B | 0.50% | |
| 53 | PAAPlains All American Pipeline L | 234,220 | $4.3B | 0.50% | |
| 54 | AMZNAmazon.Com Inc | 2,310 | $4.3B | 0.49% | |
| 55 | METAFacebook Inc Class A | 20,109 | $4.1B | 0.48% | |
| 56 | CHKPCheck Point Software Technolog | 36,625 | $4.1B | 0.47% | |
| 57 | W3UWestern Union Co | 144,238 | $3.9B | 0.45% | |
| 58 | BACBank of America Corp | 107,209 | $3.8B | 0.44% | |
| 59 | TPRTapestry Inc | 139,635 | $3.8B | 0.44% | |
| 60 | KKRKKR & Co Inc | 128,615 | $3.8B | 0.43% | |
| 61 | WMBWilliams Companies Inc | 156,570 | $3.7B | 0.43% | |
| 62 | BABAAlibaba Grp Holding ADR Ltd Sp | 17,120 | $3.6B | 0.42% | |
| 63 | NEMNewmont Goldcorp Corp | 82,524 | $3.6B | 0.41% | |
| 64 | EBAeBay Inc | 99,270 | $3.6B | 0.41% | |
| 65 | VVisa Inc Cl A | 18,428 | $3.5B | 0.40% | |
| 66 | TCEHYTencent Holdings Ltd Unsp ADR | 71,097 | $3.4B | 0.39% | |
| 67 | TAT&T Inc | 85,966 | $3.4B | 0.39% | |
| 68 | EIMEaton Vance Municipal Bond Fd | 255,475 | $3.3B | 0.38% | |
| 69 | DLTRDollar Tree Inc | 33,920 | $3.2B | 0.37% | |
| 70 | ABXBarrick Gold Corp | 162,742 | $3.0B | 0.35% | |
| 71 | DISWalt Disney Company | 20,351 | $2.9B | 0.34% | |
| 72 | ADIAnalog Devices Inc | 24,670 | $2.9B | 0.34% | |
| 73 | MS F PERP +AMorgan Stanley Pfd Ser A Perp/ | 129,967 | $2.9B | 0.34% | |
| 74 | INTCIntel Corp | 48,065 | $2.9B | 0.33% | |
| 75 | DISCAUSDDiscovery Communications Inc C | 86,090 | $2.8B | 0.33% | |
| 76 | DBLDoubleline Opportunistic Cr Fd | 135,101 | $2.8B | 0.32% | |
| 77 | PHParker-Hannifin Corp | 13,529 | $2.8B | 0.32% | |
| 78 | ADPAutomatic Data Processing Inc | 16,189 | $2.8B | 0.32% | |
| 79 | CHTRCharter Communications Inc | 5,631 | $2.7B | 0.32% | |
| 80 | MMM3M Company | 15,478 | $2.7B | 0.32% | |
| 81 | HONHoneywell International Inc | 15,319 | $2.7B | 0.31% | |
| 82 | ORCLOracle Corp | 50,255 | $2.7B | 0.31% | |
| 83 | WSMWilliams Sonoma Inc | 35,268 | $2.6B | 0.30% | |
| 84 | EMOClearbridge Energy MLP Fund | 227,410 | $2.6B | 0.30% | |
| 85 | EXPEExpedia Inc | 23,206 | $2.5B | 0.29% | |
| 86 | CTSHCognizant Technology Solutions | 40,365 | $2.5B | 0.29% | |
| 87 | —Merchants Bancorp Fx/Flt A Per | 91,065 | $2.5B | 0.29% | |
| 88 | RHHBYRoche Hldgs Ltd Spons ADR | 60,384 | $2.5B | 0.28% | |
| 89 | CLFCleveland-Cliffs Inc New | 288,340 | $2.4B | 0.28% | |
| 90 | —Tristate Cap. Fix/Flt Pfd A Pe | 89,300 | $2.4B | 0.27% | |
| 91 | AVKAdvent Claymore Convertible & | 151,580 | $2.4B | 0.27% | |
| 92 | HN9Hanesbrands Inc | 154,383 | $2.3B | 0.26% | |
| 93 | WFCWells Fargo & Co New | 42,460 | $2.3B | 0.26% | |
| 94 | XFEBFirst Trust III ETF Preferred | 108,115 | $2.2B | 0.25% | |
| 95 | —Gaslog Partners Fix/Flt Pfd A | 85,495 | $2.2B | 0.25% | |
| 96 | MOAltria Group Inc | 41,297 | $2.1B | 0.24% | |
| 97 | —Nustar Logistics L.P. Due 2043 | 79,905 | $2.1B | 0.24% | |
| 98 | ABFLTrimtabs Tr ETF All Cap US Fre | 51,976 | $2.0B | 0.24% | |
| 99 | PYPLPaypal Holdings Inc | 18,704 | $2.0B | 0.23% | |
| 100 | JPMJPMorgan Chase & Co | 13,406 | $1.9B | 0.22% |
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