NorthRock Partners, LLC Q4 2021 Filing

Filed February 7, 2022

Portfolio Value

$1.3B

Holdings

337

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (337 positions)

#	Stock	Shares	Value	% Portfolio	Type
301	EMREMERSON ELEC CO	2,421	$225K	0.02%
302	7HPHP INC	5,935	$224K	0.02%
303	SHWSHERWIN WILLIAMS CO	637	$224K	0.02%
304	VLOVALERO ENERGY CORP	2,967	$223K	0.02%
305	PHPARKER-HANNIFIN CORP	696	$221K	0.02%
306	LULULULULEMON ATHLETICA INC	561	$220K	0.02%
307	VYMVANGUARD WHITEHALL FDS	1,952	$219K	0.02%
308	VCELVERICEL CORP	5,495	$216K	0.02%
309	FISFIDELITY NATL INFORMATION SV	1,953	$213K	0.02%
310	VTVVANGUARD INDEX FDS	1,441	$212K	0.02%
311	KEYKEYCORP	9,111	$211K	0.02%
312	SNPSSYNOPSYS INC	564	$208K	0.02%
313	MGMMGM RESORTS INTERNATIONAL	4,616	$207K	0.02%
314	COFCAPITAL ONE FINL CORP	1,421	$206K	0.02%
315	RMERESMED INC	783	$204K	0.02%
316	BSXBOSTON SCIENTIFIC CORP	4,795	$204K	0.02%
317	CBCHUBB LIMITED	1,044	$202K	0.02%
318	GILDGILEAD SCIENCES INC	2,768	$201K	0.02%
319	PXDEURPIONEER NAT RES CO	1,101	$200K	0.01%
320	UTFCOHEN & STEERS INFRASTRUCTUR	7,010	$200K	0.01%
321	WRKUSDWESTROCK CO	4,502	$200K	0.01%
322	DDDUPONT DE NEMOURS INC	2,474	$200K	0.01%
323	LUMNLUMEN TECHNOLOGIES INC	12,074	$152K	0.01%
324	SRNESORRENTO THERAPEUTICS INC	25,000	$116K	0.01%
325	GGRPGLIMPSE GROUP INC	10,061	$99K	0.01%
326	HIMSHIMS & HERS HEALTH INC	10,275	$67K	0.01%
327	WKHSEURWORKHORSE GROUP INC	15,000	$65K	0.00%
328	—VIACOMCBS INC	2,000	$60K	0.00%	Call
329	—WESTROCK CO	1,000	$44K	0.00%	Call
330	LPTXEURLEAP THERAPEUTICS INC	11,915	$39K	0.00%
331	NGDNEW GOLD INC CDA	22,556	$34K	0.00%
332	—CASTLIGHT HEALTH INC	18,390	$28K	0.00%
333	—VYANT BIO INC	18,832	$25K	0.00%
334	—CALYXT INC	10,000	$21K	0.00%
335	—RITE AID CORP	1,200	$18K	0.00%	Call
336	—MIND MEDICINE MINDMED INC	10,781	$15K	0.00%
337	—EROS STX GLOBAL CORPORATION	3,000	$1K	0.00%	Call

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