NorthRock Partners, LLC
CIK: 0001632097Latest portfolio: $5.9B · Q4 2025
Holdings
600
Total Value
$5.9B
New Positions
55
Closed Positions
302
Top Holdings
View All 600 Holdings →| # | Stock | Shares | Value | % Portfolio | Change | Type |
|---|---|---|---|---|---|---|
| 1 | JMTGJ P MORGAN EXCHANGE TRADED F | 9,072,433 | $463.0M | 7.81% | +788K | |
| 2 | VOOVANGUARD INDEX FDS | 554,355 | $347.0M | 5.86% | +86K | |
| 3 | SPYMSPDR SERIES TRUST | 3,809,436 | $305.0M | 5.15% | +112K | |
| 4 | VGSHVANGUARD SCOTTSDALE FDS | 4,732,147 | $277.0M | 4.67% | +342K | |
| 5 | SPYVSPDR SERIES TRUST | 4,417,191 | $250.0M | 4.22% | -19,488 | |
| 6 | NDQINVESCO QQQ TR | 375,518 | $230.0M | 3.88% | +71K | |
| 7 | SPYGSPDR SERIES TRUST | 2,095,412 | $223.0M | 3.76% | -37,780 | |
| 8 | SGOVISHARES TR | 2,019,427 | $202.0M | 3.41% | +137K | |
| 9 | AAPLAPPLE INC | 743,454 | $201.0M | 3.39% | -117,097 | Put |
| 10 | SPYSPDR S&P 500 ETF TR | 290,392 | $197.0M | 3.32% | -15,553 | Put |
| 11 | HEFAISHARES TR | 2,712,794 | $112.0M | 1.89% | +919K | |
| 12 | IWBISHARES TR | 298,766 | $111.0M | 1.87% | +218K | |
| 13 | MDYVSPDR SERIES TRUST | 1,303,671 | $110.0M | 1.86% | -16,967 | |
| 14 | MDYGSPDR SERIES TRUST | 1,054,792 | $97.0M | 1.64% | -2,995 | |
| 15 | IGFISHARES TR | 1,444,781 | $88.0M | 1.48% | NEW | |
| 16 | ROUSLATTICE STRATEGIES TR | 1,339,244 | $77.0M | 1.30% | -300,647 | |
| 17 | SLYVSPDR SERIES TRUST | 781,673 | $71.0M | 1.20% | -6,526 | |
| 18 | MSFTMICROSOFT CORP | 149,175 | $71.0M | 1.20% | -27,444 | Call |
| 19 | IWRISHARES TR | 718,922 | $69.0M | 1.16% | +185K | |
| 20 | EFAISHARES TR | 682,820 | $65.0M | 1.10% | +372K | |
| 21 | SLYGSPDR SERIES TRUST | 660,442 | $62.0M | 1.05% | +112 | |
| 22 | NVDANVIDIA CORPORATION | 322,853 | $60.0M | 1.01% | NEW | Call |
| 23 | JMSTJ P MORGAN EXCHANGE TRADED F | 1,184,016 | $60.0M | 1.01% | +147K | |
| 24 | IEMGISHARES INC | 849,669 | $57.0M | 0.96% | +282K | |
| 25 | IUSBISHARES TR | 1,162,266 | $54.0M | 0.91% | +274K |
Quarterly Changes
New Positions
Increased Positions
Sector Breakdown
Financial ServicesNaN% ($InfinityT)
Technology0.0% ($2.010007100060001e+122T)
Unknown0.0% ($2.30000280002e+82T)
Industrials0.0% ($1.0000500030003e+78T)
Healthcare0.0% ($1.4000700060004e+71T)
Consumer Defensive0.0% ($2.700023000110001e+51T)
Consumer Cyclical0.0% ($2.6000190006000298e+48T)
Communication Services0.0% ($2.000019000110005e+37T)
Utilities0.0% ($10001000100000.0T)
Energy0.0% ($6000500010.0T)
Basic Materials0.0% ($300000000.0T)
Real Estate0.0% ($1000.0T)
Filing History
| Quarter | Filing Date | Portfolio Value | Holdings |
|---|---|---|---|
| Q4 2025 | Feb 17, 2026 | $5.9B | 619 |
| Q3 2025 | Nov 14, 2025 | $5.5T | 871 |
| Q2 2025 | Jul 25, 2025 | $3.9T | 910 |
| Q1 2025 | May 8, 2025 | $3.0T | 852 |
| Q4 2024 | Feb 14, 2025 | $3.1T | 593 |
| Q3 2024 | Oct 30, 2024 | $1131.6T | 368 |
| Q2 2024 | Aug 6, 2024 | $1116.2T | 387 |
| Q1 2024 | May 7, 2024 | $1181.8T | 411 |
| Q4 2023 | Feb 8, 2024 | $1071.7T | 387 |
| Q3 2023 | Oct 24, 2023 | $958.6T | 354 |
| Q2 2023 | Aug 2, 2023 | $913.1T | 313 |
| Q1 2023 | May 4, 2023 | $939.4T | 327 |
| Q4 2022 | Feb 1, 2023 | $878.6T | 342 |
| Q3 2022 | Nov 2, 2022 | $860.4B | 300 |
| Q2 2022 | Aug 4, 2022 | $962.1B | 305 |
| Q1 2022 | May 5, 2022 | $1.1T | 337 |
| Q4 2021 | Feb 7, 2022 | $1.3T | 337 |
| Q3 2021 | Nov 12, 2021 | $1.2T | 283 |
| Q2 2021 | Aug 12, 2021 | $1.2T | 257 |
| Q1 2021 | May 11, 2021 | $1.1T | 234 |
| Q4 2020 | Feb 8, 2021 | $1.0T | 233 |
| Q3 2020 | Nov 12, 2020 | $901.6B | 222 |
| Q2 2020 | Aug 11, 2020 | $844.5B | 217 |
| Q1 2020 | May 13, 2020 | $714.0B | 200 |
| Q4 2019 | Feb 12, 2020 | $946.7B | 280 |
| Q3 2019 | Nov 12, 2019 | $733.5B | 207 |
| Q2 2019 | Aug 12, 2019 | $349.7B | 76 |
| Q1 2019 | May 14, 2019 | $379.5B | 90 |
| Q4 2018 | Feb 13, 2019 | $335.4B | 99 |
| Q3 2018 | Nov 13, 2018 | $347.1B | 65 |
| Q2 2018 | Aug 14, 2018 | $293.2B | 60 |
| Q1 2018 | May 15, 2018 | $307.3B | 58 |
| Q4 2017 | Feb 12, 2018 | $313.5B | 56 |
| Q3 2017 | Nov 13, 2017 | $262.8B | 53 |
| Q2 2017 | Aug 11, 2017 | $238.9B | 52 |
| Q1 2017 | May 12, 2017 | $232.2B | 44 |
| Q4 2016 | Feb 10, 2017 | $282.6B | 57 |
| Q3 2016 | Nov 14, 2016 | $233.7B | 51 |
| Q2 2016 | Aug 10, 2016 | $223.4B | 47 |
| Q1 2016 | May 13, 2016 | $192.5B | 49 |
Fund Information
NorthRock Partners, LLC is an institutional investment manager that files 13F reports with the SEC. As of the Q4 2025 filing, the fund reported a portfolio valued at $5.9B across 600 holdings. The largest position is J P MORGAN EXCHANGE TRADED F (JMTG), representing 7.8% of the portfolio. Compared to the previous quarter, the fund opened 71 new positions and closed 320 positions. 13F filings are required quarterly disclosures that provide transparency into the holdings of institutional investment managers with at least $100 million in qualifying assets.