NorthRock Partners, LLC Q4 2019 Filing

Filed February 12, 2020

Portfolio Value

$946.7B

Holdings

280

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (280 positions)

#	Stock	Shares	Value	% Portfolio
1	SPYSPDR S&P 500 ETF TR	4,142,531	$136.1B	14.38%
2	MDLZMONDELEZ INTL INC	25,016,837	$53.3B	5.63%
3	4I1PHILIP MORRIS INTL INC	484,195	$35.8B	3.78%
4	IWFISHARES TR	2,194,030	$35.2B	3.72%
5	SPYVSPDR SERIES TRUST	940,793	$32.8B	3.47%
6	AAPLAPPLE INC	245,858	$32.8B	3.46%
7	SPYGSPDR SERIES TRUST	725,305	$30.4B	3.21%
8	IWDISHARES TR	2,164,853	$29.1B	3.08%
9	MDYVSPDR SERIES TRUST	486,560	$26.7B	2.82%
10	SLYVSPDR SERIES TRUST	376,364	$24.7B	2.61%
11	EFVISHARES TR	451,154	$22.5B	2.38%
12	MOALTRIA GROUP INC	508,765	$20.0B	2.11%
13	SPYDSPDR SERIES TRUST	499,526	$19.7B	2.08%
14	DYHTARGET CORP	513,513	$17.3B	1.83%
15	SLYGSPDR SERIES TRUST	262,566	$16.9B	1.79%
16	MDYGSPDR SERIES TRUST	296,599	$16.9B	1.79%
17	IWPISHARES TR	930,554	$16.3B	1.72%
18	DEMWISDOMTREE TR	320,259	$14.7B	1.55%
19	IWSISHARES TR	872,359	$12.3B	1.30%
20	IVVISHARES TR	36,867	$11.9B	1.26%
21	VTIVANGUARD INDEX FDS	67,928	$11.1B	1.17%
22	HDVISHARES TR	111,203	$10.9B	1.15%
23	IJTISHARES TR	769,287	$10.5B	1.11%
24	A4SAMERIPRISE FINL INC	59,956	$10.0B	1.06%
25	VYMVANGUARD WHITEHALL FDS INC	99,228	$9.3B	0.98%
26	IJSISHARES TR	653,248	$9.2B	0.97%
27	VEUVANGUARD INTL EQUITY INDEX F	136,600	$7.3B	0.78%
28	EFGISHARES TR	81,974	$7.1B	0.75%
29	TAT&T INC	256,727	$7.0B	0.73%
30	MSFTMICROSOFT CORP	70,228	$6.9B	0.73%
31	ACWVISHARES INC	70,309	$6.7B	0.71%
32	VIGVANGUARD GROUP	51,856	$6.5B	0.68%
33	VUGVANGUARD INDEX FDS	30,256	$5.5B	0.58%
34	KHCKRAFT HEINZ CO	644,746	$5.4B	0.57%
35	INTCINTEL CORP	101,120	$5.0B	0.53%
36	IWRISHARES TR	84,075	$5.0B	0.53%
37	VXFVANGUARD INDEX FDS	39,584	$5.0B	0.53%
38	AMZNAMAZON COM INC	55,511	$4.7B	0.50%
39	IJRISHARES TR	82,925	$4.6B	0.49%
40	MBBISHARES TR	46,820	$4.5B	0.48%
41	JNJJOHNSON & JOHNSON	43,794	$4.5B	0.47%
42	BRK/BBERKSHIRE HATHAWAY INC DEL	17,316	$3.9B	0.41%
43	BACVERIZON COMMUNICATIONS INC	107,385	$3.9B	0.41%
44	IDV*ISHARES TR	112,381	$3.8B	0.40%
45	JPMJPMORGAN CHASE & CO	30,127	$3.7B	0.39%
46	CVXCHEVRON CORP NEW	51,691	$3.6B	0.39%
47	UNHUNITEDHEALTH GROUP INC	1,347,680	$3.5B	0.37%
48	PGPROCTER & GAMBLE CO	339,557	$3.4B	0.36%
49	ITOTISHARES TR	46,554	$3.4B	0.36%
50	VGTVANGUARD WORLD FDS	13,602	$3.3B	0.35%
51	SDYSPDR SERIES TRUST	30,369	$3.3B	0.35%
52	ABBVABBVIE INC	36,601	$3.2B	0.34%
53	NDQINVESCO QQQ TR	14,500	$3.1B	0.33%
54	GOOGLALPHABET INC	38,101	$3.0B	0.31%
55	EFAVISHARES TR	39,588	$3.0B	0.31%
56	BABOEING CO	8,978	$2.9B	0.31%
57	CPBCAMPBELL SOUP CO	2,281,271	$2.8B	0.30%
58	BLVVANGUARD BD INDEX FD INC	27,532	$2.8B	0.29%
59	PEPPEPSICO INC	39,610	$2.7B	0.29%
60	XOMEXXON MOBIL CORP	49,493	$2.4B	0.25%
61	IBMINTERNATIONAL BUSINESS MACHS	17,424	$2.3B	0.25%
62	SOSOUTHERN CO	48,564	$2.3B	0.24%
63	BNDVANGUARD BD INDEX FD INC	26,722	$2.2B	0.24%
64	MCDMCDONALDS CORP	25,543	$2.0B	0.21%
65	DISDISNEY WALT CO	29,896	$1.9B	0.20%
66	EPDENTERPRISE PRODS PARTNERS L	66,324	$1.9B	0.20%
67	VYMIVANGUARD WHITEHALL FDS INC	28,671	$1.8B	0.19%
68	HONHONEYWELL INTL INC	20,034	$1.8B	0.19%
69	KOCOCA COLA CO	45,025	$1.8B	0.19%
70	SCHOSCHWAB STRATEGIC TR	33,519	$1.7B	0.18%
71	CSCOCISCO SYS INC	43,877	$1.7B	0.18%
72	BACBANK AMER CORP	47,437	$1.7B	0.18%
73	WBAWALGREENS BOOTS ALLIANCE INC	873,363	$1.6B	0.17%
74	UTXZUNITED TECHNOLOGIES CORP	19,078	$1.6B	0.17%
75	METAFACEBOOK INC	13,322	$1.6B	0.17%
76	BMOBANK MONTREAL QUE	20,492	$1.6B	0.17%
77	VGITVANGUARD SCOTTSDALE FDS	23,449	$1.5B	0.16%
78	SHYISHARES TR	18,016	$1.5B	0.16%
79	AQLTISHARES TR	14,118	$1.5B	0.16%
80	EWEDWARDS LIFESCIENCES CORP	6,336	$1.5B	0.16%
81	VNQVANGUARD INDEX FDS	15,314	$1.4B	0.15%
82	GOOGALPHABET INC	20,483	$1.4B	0.15%
83	IYY*ISHARES TR	8,873	$1.4B	0.15%
84	MMM3M CO	39,983	$1.4B	0.15%
85	BAXBAXTER INTL INC	16,535	$1.4B	0.15%
86	BNDXVANGUARD CHARLOTTE FDS	24,329	$1.4B	0.15%
87	S7VSALLY BEAUTY HLDGS INC	1,093,653	$1.4B	0.14%
88	PFEPFIZER INC	87,917	$1.3B	0.14%
89	VWOVANGUARD INTL EQUITY INDEX F	30,007	$1.3B	0.14%
90	NFLXNETFLIX INC	40,470	$1.3B	0.14%
91	CWBSPDR SERIES TRUST	23,631	$1.3B	0.14%
92	EMBISHARES TR	10,693	$1.2B	0.13%
93	KELKELLOGG CO	17,160	$1.2B	0.13%
94	IWMISHARES TR	7,048	$1.2B	0.12%
95	VOOVANGUARD INDEX FDS	3,917	$1.2B	0.12%
96	ATDALLEGHENY TECHNOLOGIES INC	56,063	$1.2B	0.12%
97	SBUXSTARBUCKS CORP	115,847	$1.1B	0.12%
98	PNCPNC FINL SVCS GROUP INC	15,561	$1.1B	0.11%
99	NVDANVIDIA CORP	4,490	$1.1B	0.11%
100	CMCSACOMCAST CORP NEW	39,984	$1.0B	0.11%

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