NorthRock Partners, LLC Q3 2021 Filing
Filed November 12, 2021
Portfolio Value
$1.2T
Holdings
283
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (283 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 537,463 | $234.0B | 19.12% | |
| 2 | SPYVSPDR SER TR | 2,837,616 | $112.5B | 9.20% | |
| 3 | SPYGSPDR SER TR | 1,281,810 | $83.7B | 6.84% | |
| 4 | MDYVSPDR SER TR | 943,201 | $63.4B | 5.18% | |
| 5 | AAPLAPPLE INC | 427,003 | $60.6B | 4.96% | |
| 6 | SLYVSPDR SER TR | 703,558 | $58.6B | 4.79% | |
| 7 | SLYGSPDR SER TR | 541,566 | $47.9B | 3.91% | |
| 8 | MDYGSPDR SER TR | 603,007 | $46.4B | 3.79% | |
| 9 | MDLZMONDELEZ INTL INC | 706,103 | $41.3B | 3.38% | |
| 10 | DYHTARGET CORP | 174,169 | $39.8B | 3.26% | |
| 11 | IWFISHARES TR | 119,602 | $33.4B | 2.73% | |
| 12 | 4I1PHILIP MORRIS INTL INC | 281,362 | $27.1B | 2.22% | |
| 13 | JPSTJ P MORGAN EXCHANGE-TRADED F | 430,572 | $21.8B | 1.79% | |
| 14 | MOALTRIA GROUP INC | 302,249 | $14.0B | 1.14% | |
| 15 | MSFTMICROSOFT CORP | 45,529 | $12.9B | 1.05% | |
| 16 | VTIVANGUARD INDEX FDS | 55,419 | $12.3B | 1.01% | |
| 17 | A4SAMERIPRISE FINL INC | 43,219 | $11.4B | 0.94% | |
| 18 | IWPISHARES TR | 95,350 | $10.8B | 0.88% | |
| 19 | AMZNAMAZON COM INC | 2,937 | $9.8B | 0.80% | |
| 20 | MYMDMYMD PHARMACEUTICALS INC | 1,354,004 | $9.7B | 0.80% | |
| 21 | OBDCOWL ROCK CAPITAL CORPORATION | 638,737 | $9.3B | 0.76% | |
| 22 | ABBVABBVIE INC | 68,582 | $7.5B | 0.61% | |
| 23 | GOOGLALPHABET INC | 2,701 | $7.3B | 0.60% | |
| 24 | VIGVANGUARD SPECIALIZED FUNDS | 43,724 | $6.8B | 0.56% | |
| 25 | IWDISHARES TR | 34,874 | $5.8B | 0.47% | |
| 26 | JNJJOHNSON & JOHNSON | 32,167 | $5.2B | 0.43% | |
| 27 | VOOVANGUARD INDEX FDS | 12,984 | $5.1B | 0.42% | |
| 28 | INTCINTEL CORP | 90,725 | $4.9B | 0.40% | |
| 29 | TSLATESLA INC | 5,957 | $4.6B | 0.38% | |
| 30 | BRK/BBERKSHIRE HATHAWAY INC DEL | 16,919 | $4.6B | 0.38% | |
| 31 | IJTISHARES TR | 35,179 | $4.6B | 0.37% | |
| 32 | NDQINVESCO QQQ TR | 11,790 | $4.4B | 0.36% | |
| 33 | JPMJPMORGAN CHASE & CO | 25,918 | $4.3B | 0.35% | |
| 34 | KHCKRAFT HEINZ CO | 114,598 | $4.2B | 0.34% | |
| 35 | EFGISHARES TR | 37,448 | $4.0B | 0.33% | |
| 36 | PGPROCTER AND GAMBLE CO | 25,526 | $3.8B | 0.31% | |
| 37 | VXFVANGUARD INDEX FDS | 20,054 | $3.7B | 0.30% | |
| 38 | IBMINTERNATIONAL BUSINESS MACHS | 26,751 | $3.5B | 0.29% | |
| 39 | BABOEING CO | 14,308 | $3.3B | 0.27% | |
| 40 | ABTABBOTT LABS | 26,620 | $3.2B | 0.26% | |
| 41 | METAFACEBOOK INC | 9,245 | $3.2B | 0.26% | |
| 42 | ESTAESTABLISHMENT LABS HLDGS INC | 42,931 | $3.1B | 0.25% | |
| 43 | MCDMCDONALDS CORP | 11,199 | $2.7B | 0.22% | |
| 44 | VUGVANGUARD INDEX FDS | 8,743 | $2.7B | 0.22% | |
| 45 | DISDISNEY WALT CO | 14,972 | $2.6B | 0.21% | |
| 46 | UNHUNITEDHEALTH GROUP INC | 6,392 | $2.5B | 0.21% | |
| 47 | PYPLPAYPAL HLDGS INC | 8,827 | $2.3B | 0.19% | |
| 48 | PEPPEPSICO INC | 14,181 | $2.2B | 0.18% | |
| 49 | BACVERIZON COMMUNICATIONS INC | 40,751 | $2.2B | 0.18% | |
| 50 | SDYSPDR SER TR | 18,375 | $2.2B | 0.18% | |
| 51 | ATDALLEGHENY TECHNOLOGIES INC | 128,796 | $2.1B | 0.18% | |
| 52 | WFCWELLS FARGO CO NEW | 45,538 | $2.1B | 0.17% | |
| 53 | NVDANVIDIA CORPORATION | 9,875 | $2.1B | 0.17% | |
| 54 | NFLXNETFLIX INC | 3,375 | $2.1B | 0.17% | |
| 55 | HONHONEYWELL INTL INC | 9,105 | $2.0B | 0.16% | |
| 56 | MRKMERCK & CO INC | 25,666 | $1.9B | 0.16% | |
| 57 | IYY*ISHARES TR | 17,598 | $1.9B | 0.16% | |
| 58 | SLYSPDR SER TR | 20,005 | $1.9B | 0.15% | |
| 59 | EWEDWARDS LIFESCIENCES CORP | 16,661 | $1.9B | 0.15% | |
| 60 | BACBK OF AMERICA CORP | 43,734 | $1.9B | 0.15% | |
| 61 | BMOBANK MONTREAL QUE | 17,384 | $1.7B | 0.14% | |
| 62 | GOOGALPHABET INC | 649 | $1.7B | 0.14% | |
| 63 | VEUVANGUARD INTL EQUITY INDEX F | 27,735 | $1.7B | 0.14% | |
| 64 | BAXBAXTER INTL INC | 20,609 | $1.7B | 0.14% | |
| 65 | ITWILLINOIS TOOL WKS INC | 8,014 | $1.7B | 0.14% | |
| 66 | GLDSPDR GOLD TR | 10,000 | $1.6B | 0.13% | |
| 67 | SBUXSTARBUCKS CORP | 13,713 | $1.5B | 0.12% | |
| 68 | SCHKSCHWAB STRATEGIC TR | 35,455 | $1.5B | 0.12% | |
| 69 | HDHOME DEPOT INC | 4,153 | $1.5B | 0.12% | |
| 70 | MDYSPDR S&P MIDCAP 400 ETF TR | 3,033 | $1.5B | 0.12% | |
| 71 | HWKNHAWKINS INC | 41,823 | $1.5B | 0.12% | |
| 72 | CSCOCISCO SYS INC | 25,354 | $1.4B | 0.11% | |
| 73 | ARCCARES CAPITAL CORP | 65,703 | $1.4B | 0.11% | |
| 74 | MMM3M CO | 7,474 | $1.3B | 0.11% | |
| 75 | SOSOUTHERN CO | 21,055 | $1.3B | 0.11% | |
| 76 | EZUISHARES INC | 0 | $1.3B | 0.10% | |
| 77 | EFVISHARES TR | 24,297 | $1.2B | 0.10% | |
| 78 | TAT&T INC | 44,502 | $1.2B | 0.10% | |
| 79 | RTXRAYTHEON TECHNOLOGIES CORP | 13,972 | $1.2B | 0.10% | |
| 80 | MDTMEDTRONIC PLC | 9,019 | $1.2B | 0.10% | |
| 81 | XOMEXXON MOBIL CORP | 19,882 | $1.2B | 0.10% | |
| 82 | SYKSTRYKER CORPORATION | 4,480 | $1.2B | 0.10% | |
| 83 | IVVISHARES TR | 2,330 | $1.2B | 0.10% | |
| 84 | PFEPFIZER INC | 27,106 | $1.2B | 0.10% | |
| 85 | KOCOCA COLA CO | 21,916 | $1.2B | 0.09% | |
| 86 | VVISA INC | 4,960 | $1.1B | 0.09% | |
| 87 | COSTCOSTCO WHSL CORP NEW | 2,407 | $1.1B | 0.09% | |
| 88 | NKENIKE INC | 7,620 | $1.1B | 0.09% | |
| 89 | QCOMQUALCOMM INC | 8,344 | $1.1B | 0.09% | |
| 90 | —BARRICK GOLD CORP | 60,000 | $1.1B | 0.09% | |
| 91 | SNOWSNOWFLAKE INC | 3,569 | $1.1B | 0.09% | |
| 92 | CVXCHEVRON CORP NEW | 10,384 | $1.1B | 0.09% | |
| 93 | IYHISHARES TR | 3,644 | $1.1B | 0.09% | |
| 94 | WRAPWRAP TECHNOLOGIES INC | 176,384 | $1.1B | 0.09% | |
| 95 | VONVVANGUARD SCOTTSDALE FDS | 15,306 | $1.1B | 0.09% | |
| 96 | AQLTISHARES TR | 8,444 | $969.0M | 0.08% | |
| 97 | AQLTISHARES TR | 12,674 | $942.0M | 0.08% | |
| 98 | AONAON PLC | 1,452 | $926.0M | 0.08% | |
| 99 | SUSAISHARES TR | 8,076 | $919.0M | 0.08% | |
| 100 | IJRISHARES TR | 8,272 | $903.0M | 0.07% |
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