NorthRock Partners, LLC Q3 2019 Filing

Filed November 12, 2019

Portfolio Value

$733.5B

Holdings

207

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (207 positions)

#	Stock	Shares	Value	% Portfolio
1	SPYSPDR S&P 500 ETF TR	310,562	$92.6B	12.62%
2	IWFISHARES TR	195,151	$31.2B	4.25%
3	IVVISHARES TR	91,448	$27.3B	3.72%
4	HDVISHARES TR	280,212	$26.4B	3.60%
5	IWDISHARES TR	201,989	$25.9B	3.53%
6	VYMVANGUARD WHITEHALL FDS INC	280,869	$24.9B	3.40%
7	4I1PHILIP MORRIS INTL INC	282,167	$21.7B	2.96%
8	ACWVISHARES INC	219,227	$20.8B	2.83%
9	SPYVSPDR SERIES TRUST	637,573	$20.4B	2.78%
10	MDLZMONDELEZ INTL INC	358,341	$19.9B	2.72%
11	IWPISHARES TR	105,088	$14.9B	2.03%
12	DYHTARGET CORP	136,685	$14.6B	1.99%
13	SPYGSPDR SERIES TRUST	344,585	$13.4B	1.83%
14	VEUVANGUARD INTL EQUITY INDEX F	229,490	$11.5B	1.56%
15	AAPLAPPLE INC	50,473	$11.3B	1.54%
16	IWSISHARES TR	125,707	$11.3B	1.54%
17	VUGVANGUARD INDEX FDS	66,521	$11.1B	1.51%
18	MOALTRIA GROUP INC	262,939	$10.9B	1.49%
19	A4SAMERIPRISE FINL INC	73,315	$10.8B	1.47%
20	IWRISHARES TR	188,318	$10.5B	1.44%
21	MDYVSPDR SERIES TRUST	201,962	$10.4B	1.41%
22	VTIVANGUARD INDEX FDS	67,349	$10.2B	1.39%
23	IJRISHARES TR	124,279	$9.7B	1.32%
24	BLVVANGUARD BD INDEX FD INC	92,934	$9.5B	1.30%
25	ITOTISHARES TR	136,519	$9.2B	1.25%
26	IJTISHARES TR	51,269	$9.1B	1.25%
27	SLYVSPDR SERIES TRUST	147,287	$9.0B	1.23%
28	IJSISHARES TR	54,382	$8.2B	1.11%
29	EFAVISHARES TR	104,260	$7.6B	1.04%
30	SLYGSPDR SERIES TRUST	126,500	$7.5B	1.03%
31	MDYGSPDR SERIES TRUST	137,917	$7.4B	1.01%
32	FSICUSDFS KKR CAPITAL CORP	1,122,220	$6.8B	0.92%
33	EFGISHARES TR	81,915	$6.6B	0.90%
34	IDV*ISHARES TR	200,871	$6.2B	0.84%
35	BNDVANGUARD BD INDEX FD INC	66,799	$5.6B	0.77%
36	TAT&T INC	134,092	$5.1B	0.69%
37	SCHOSCHWAB STRATEGIC TR	97,116	$4.9B	0.67%
38	VXFVANGUARD INDEX FDS	42,206	$4.9B	0.67%
39	VIGVANGUARD GROUP	40,761	$4.9B	0.66%
40	VYMIVANGUARD WHITEHALL FDS INC	81,674	$4.9B	0.66%
41	VGITVANGUARD SCOTTSDALE FDS	71,241	$4.8B	0.65%
42	MBBISHARES TR	41,740	$4.5B	0.62%
43	SHYISHARES TR	46,846	$4.0B	0.54%
44	DEMWISDOMTREE TR	94,847	$3.9B	0.53%
45	BNDXVANGUARD CHARLOTTE FDS	65,714	$3.9B	0.53%
46	KHCKRAFT HEINZ CO	134,683	$3.8B	0.51%
47	CWBSPDR SERIES TRUST	70,184	$3.7B	0.50%
48	EMBISHARES TR	32,309	$3.7B	0.50%
49	INTCINTEL CORP	69,673	$3.6B	0.49%
50	MSFTMICROSOFT CORP	25,643	$3.6B	0.49%
51	JNJJOHNSON & JOHNSON	24,330	$3.1B	0.43%
52	BACVERIZON COMMUNICATIONS INC	50,535	$3.0B	0.42%
53	BRK/BBERKSHIRE HATHAWAY INC DEL	14,517	$3.0B	0.41%
54	PGPROCTER & GAMBLE CO	22,777	$2.8B	0.39%
55	JPMJPMORGAN CHASE & CO	23,847	$2.8B	0.38%
56	EFVISHARES TR	57,767	$2.7B	0.37%
57	CVXCHEVRON CORP NEW	22,277	$2.6B	0.36%
58	SDYSPDR SERIES TRUST	23,479	$2.4B	0.33%
59	BABOEING CO	6,314	$2.4B	0.33%
60	ARCCARES CAP CORP	126,327	$2.4B	0.32%
61	EPDENTERPRISE PRODS PARTNERS L	75,498	$2.2B	0.29%
62	AMZNAMAZON COM INC	1,159	$2.0B	0.27%
63	ABBVABBVIE INC	23,454	$1.8B	0.24%
64	GOOGLALPHABET INC	1,417	$1.7B	0.24%
65	HONHONEYWELL INTL INC	10,079	$1.7B	0.23%
66	CSCOCISCO SYS INC	34,291	$1.7B	0.23%
67	PEPPEPSICO INC	11,901	$1.6B	0.22%
68	MCDMCDONALDS CORP	7,509	$1.6B	0.22%
69	VNQVANGUARD INDEX FDS	16,358	$1.5B	0.21%
70	DISDISNEY WALT CO	10,677	$1.4B	0.19%
71	XOMEXXON MOBIL CORP	19,508	$1.4B	0.19%
72	SOSOUTHERN CO	22,281	$1.4B	0.19%
73	BAXBAXTER INTL INC	15,499	$1.4B	0.18%
74	UTXZUNITED TECHNOLOGIES CORP	9,922	$1.4B	0.18%
75	AQLTISHARES TR	13,181	$1.3B	0.18%
76	MMM3M CO	8,084	$1.3B	0.18%
77	VOOVANGUARD INDEX FDS	4,839	$1.3B	0.18%
78	IYY*ISHARES TR	8,556	$1.3B	0.17%
79	HDHOME DEPOT INC	5,415	$1.3B	0.17%
80	IBMINTERNATIONAL BUSINESS MACHS	8,577	$1.2B	0.17%
81	EWEDWARDS LIFESCIENCES CORP	5,559	$1.2B	0.17%
82	ATDALLEGHENY TECHNOLOGIES INC	56,047	$1.1B	0.15%
83	ABTABBOTT LABS	12,931	$1.1B	0.15%
84	VWOVANGUARD INTL EQUITY INDEX F	25,922	$1.0B	0.14%
85	PFEPFIZER INC	27,860	$1.0B	0.14%
86	TXNTEXAS INSTRS INC	7,515	$971.0M	0.13%
87	SUSAISHARES TR	7,645	$945.0M	0.13%
88	HWKNHAWKINS INC	21,856	$929.0M	0.13%
89	KOCOCA COLA CO	16,636	$906.0M	0.12%
90	UNHUNITEDHEALTH GROUP INC	4,052	$881.0M	0.12%
91	SBUXSTARBUCKS CORP	9,691	$857.0M	0.12%
92	VONVVANGUARD SCOTTSDALE FDS	7,055	$793.0M	0.11%
93	VIGIVANGUARD WHITEHALL FDS INC	11,579	$771.0M	0.11%
94	TRVCCITIGROUP INC	11,088	$766.0M	0.10%
95	—LRAD CORP	219,257	$735.0M	0.10%
96	GILDGILEAD SCIENCES INC	11,596	$735.0M	0.10%
97	WHRWHIRLPOOL CORP	4,604	$729.0M	0.10%
98	IVWISHARES TR	4,029	$726.0M	0.10%
99	LYBLYONDELLBASELL INDUSTRIES N	8,056	$721.0M	0.10%
100	CMCSACOMCAST CORP NEW	15,899	$717.0M	0.10%

Page 1 of 3Next