NorthRock Partners, LLC Q2 2021 Filing

Filed August 12, 2021

Portfolio Value

$1.2B

Holdings

257

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (257 positions)

#	Stock	Shares	Value	% Portfolio
101	IYWISHARES TR	7,484	$744K	0.06%
102	HDVISHARES TR	7,708	$744K	0.06%
103	IWRISHARES TR	9,366	$742K	0.06%
104	AONAON PLC	3,081	$736K	0.06%
105	ALSALLSTATE CORP	5,569	$726K	0.06%
106	IHIISHARES TR	12,022	$723K	0.06%
107	TMOTHERMO FISHER SCIENTIFIC INC	1,425	$719K	0.06%
108	IWMISHARES TR	3,121	$716K	0.06%
109	LOWLOWES COS INC	3,683	$714K	0.06%
110	VWOVANGUARD INTL EQUITY INDEX F	13,133	$713K	0.06%
111	DEMWISDOMTREE TR	16,984	$709K	0.06%
112	FEYECHFFIREEYE INC	34,841	$704K	0.06%
113	—PETROS PHARMACEUTICALS INC	219,188	$686K	0.06%
114	CATCATERPILLAR INC	2,952	$643K	0.05%
115	VNQVANGUARD INDEX FDS	6,288	$640K	0.05%
116	GSGOLDMAN SACHS GROUP INC	1,676	$636K	0.05%
117	IEMGISHARES INC	9,449	$633K	0.05%
118	BABAALIBABA GROUP HLDG LTD	2,778	$630K	0.05%
119	MDTMEDTRONIC PLC	5,042	$626K	0.05%
120	VOEVANGUARD INDEX FDS	4,379	$615K	0.05%
121	CMCSACOMCAST CORP NEW	10,623	$606K	0.05%
122	FCXFREEPORT-MCMORAN INC	15,891	$590K	0.05%
123	EFAISHARES TR	7,441	$587K	0.05%
124	GPKGRAPHIC PACKAGING HLDG CO	31,731	$576K	0.05%
125	VBRVANGUARD INDEX FDS	3,309	$575K	0.05%
126	—GOLDEN ARROW MERGER CORP	58,708	$567K	0.05%
127	SMSISMITH MICRO SOFTWARE INC	108,596	$567K	0.05%
128	IBBISHARES TR	3,447	$564K	0.05%
129	DDDUPONT DE NEMOURS INC	7,109	$550K	0.05%
130	DHRDANAHER CORPORATION	2,006	$538K	0.04%
131	AXPAMERICAN EXPRESS CO	3,194	$528K	0.04%
132	VOTVANGUARD INDEX FDS	2,217	$524K	0.04%
133	MAMASTERCARD INCORPORATED	1,427	$521K	0.04%
134	LLYLILLY ELI & CO	2,253	$517K	0.04%
135	PNCPNC FINL SVCS GROUP INC	2,712	$517K	0.04%
136	CRMSALESFORCE COM INC	2,090	$510K	0.04%
137	IVWISHARES TR	6,944	$505K	0.04%
138	FANGDIAMONDBACK ENERGY INC	5,366	$504K	0.04%
139	SNOWSNOWFLAKE INC	2,055	$497K	0.04%
140	PINSPINTEREST INC	6,281	$496K	0.04%
141	TFCTRUIST FINL CORP	8,895	$494K	0.04%
142	VBKVANGUARD INDEX FDS	1,696	$492K	0.04%
143	UPSUNITED PARCEL SERVICE INC	2,341	$487K	0.04%
144	MSIMOTOROLA SOLUTIONS INC	2,243	$486K	0.04%
145	DOCUDOCUSIGN INC	1,704	$476K	0.04%
146	KMBKIMBERLY-CLARK CORP	3,515	$470K	0.04%
147	ORCLORACLE CORP	6,027	$469K	0.04%
148	NVSNNOVARTIS AG	5,111	$466K	0.04%
149	OTTROTTER TAIL CORP	9,494	$463K	0.04%
150	WMTWALMART INC	3,273	$462K	0.04%
151	SHOPSHOPIFY INC	314	$459K	0.04%
152	OEFISHARES TR	2,300	$451K	0.04%
153	XLFSELECT SECTOR SPDR TR	12,251	$449K	0.04%
154	NEENEXTERA ENERGY INC	6,105	$447K	0.04%
155	NTGRNETGEAR INC	11,519	$441K	0.04%
156	VONGVANGUARD SCOTTSDALE FDS	6,250	$436K	0.04%
157	LMTLOCKHEED MARTIN CORP	1,149	$435K	0.04%
158	NCLHNORWEGIAN CRUISE LINE HLDG L	14,481	$426K	0.04%
159	BRK-BBERKSHIRE HATHAWAY INC DEL	1	$419K	0.03%
160	EPDENTERPRISE PRODS PARTNERS L	17,041	$411K	0.03%
161	UNPUNION PAC CORP	1,857	$408K	0.03%
162	DUKDUKE ENERGY CORP NEW	4,125	$407K	0.03%
163	CVSCVS HEALTH CORP	4,860	$405K	0.03%
164	VGTVANGUARD WORLD FDS	1,003	$400K	0.03%
165	TXNTEXAS INSTRS INC	2,051	$394K	0.03%
166	SGENUSDSEAGEN INC	2,457	$388K	0.03%
167	AZNASTRAZENECA PLC	6,460	$387K	0.03%
168	8CWCROWN CASTLE INTL CORP NEW	1,969	$384K	0.03%
169	DEDEERE & CO	1,065	$376K	0.03%
170	PIPRPIPER SANDLER COMPANIES	2,903	$376K	0.03%
171	SLBSCHLUMBERGER LTD	11,631	$372K	0.03%
172	CARRCARRIER GLOBAL CORPORATION	7,583	$369K	0.03%
173	SPTMSPDR SER TR	6,920	$367K	0.03%
174	GILDGILEAD SCIENCES INC	5,313	$366K	0.03%
175	MRSHMARSH & MCLENNAN COS INC	2,556	$360K	0.03%
176	AOMISHARES TR	7,767	$350K	0.03%
177	DWDMORGAN STANLEY	3,814	$350K	0.03%
178	ESTAESTABLISHMENT LABS HLDGS INC	4,000	$349K	0.03%
179	FFORD MTR CO DEL	23,265	$346K	0.03%
180	UUNITY SOFTWARE INC	3,115	$342K	0.03%
181	XELXCEL ENERGY INC	5,139	$339K	0.03%
182	UBERUBER TECHNOLOGIES INC	6,699	$336K	0.03%
183	AMATAPPLIED MATLS INC	2,354	$335K	0.03%
184	BMYBRISTOL-MYERS SQUIBB CO	4,977	$333K	0.03%
185	DIALCOLUMBIA ETF TR I	15,400	$332K	0.03%
186	VEAVANGUARD TAX-MANAGED INTL FD	6,346	$327K	0.03%
187	VHTVANGUARD WORLD FDS	1,323	$327K	0.03%
188	CLCOLGATE PALMOLIVE CO	3,893	$317K	0.03%
189	ESEVERSOURCE ENERGY	3,933	$316K	0.03%
190	EPAMEPAM SYS INC	615	$314K	0.03%
191	PSAPUBLIC STORAGE	1,036	$312K	0.03%
192	DFATDIMENSIONAL ETF TRUST	6,753	$303K	0.03%
193	XLKSELECT SECTOR SPDR TR	2,030	$300K	0.03%
194	BXBLACKSTONE GROUP INC	3,002	$292K	0.02%
195	CICIGNA CORP NEW	1,221	$290K	0.02%
196	VCELVERICEL CORP	5,468	$287K	0.02%
197	USBUS BANCORP DEL	5,024	$286K	0.02%
198	MLB1MERCADOLIBRE INC	182	$284K	0.02%
199	0VVBVIACOMCBS INC	6,195	$280K	0.02%
200	IJHISHARES TR	1,033	$278K	0.02%

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