NEXPOINT ASSET MANAGEMENT, L.P. Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$581.4M

Holdings

174

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (174 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—MAGELLAN HEALTH INC	464,306	$43.9M	7.55%
2	—MEDALLIA INC	1,168,768	$39.6M	6.81%
3	NREFNEXPOINT REAL ESTATE FIN INC	1,683,585	$32.8M	5.64%
4	—STAMPS COM INC	94,817	$31.3M	5.38%
5	NXRTNEXPOINT RESIDENTIAL TR INC	491,389	$30.4M	5.23%
6	CLDRCLOUDERA INC	1,733,912	$27.7M	4.76%
7	NXDTNEXPOINT STRATEGIC OPPORTES	1,825,479	$25.4M	4.37%
8	WSRWHITESTONE REIT	2,269,195	$22.2M	3.82%
9	—CORNERSTONE ONDEMAND INC	377,479	$21.6M	3.72%	Put
10	—LORAL SPACE & COM INC	493,323	$21.2M	3.65%
11	VSTVISTRA CORP	1,192,182	$20.4M	3.51%
12	ETENERGY TRANSFER L P	1,770,862	$17.0M	2.92%
13	—STATE AUTO FINL CORP	257,775	$13.1M	2.26%
14	—MERIDIAN BANCORP INC MD	589,324	$12.2M	2.10%
15	—INOVALON HLDGS INC	301,797	$12.2M	2.09%
16	—ALTABANCORP	240,518	$10.6M	1.83%
17	—CAI INTERNATIONAL INC	167,424	$9.4M	1.61%
18	—ATHENE HOLDING LTD	135,273	$9.3M	1.60%
19	—COLUMBIA PPTY TR INC	381,000	$7.2M	1.25%
20	—ECHO GLOBAL LOGISTICS INC	145,579	$6.9M	1.19%
21	XECEURCIMAREX ENERGY CO	77,056	$6.7M	1.16%
22	TRGPTARGA RES CORP	131,600	$6.5M	1.11%
23	WESWESTERN MIDSTREAM PARTNERS L	288,492	$6.0M	1.04%
24	—QAD INC	63,408	$5.5M	0.95%
25	HRTXHERON THERAPEUTICS INC	499,131	$5.3M	0.92%
26	—SELECT INTERIOR CONCEPTS INC	349,694	$5.0M	0.87%
27	MLB1MERCADOLIBRE INC	3,000	$5.0M	0.87%
28	—BANK COMM HLDGS	322,310	$4.9M	0.84%
29	—CENTURY BANCORPORATION INC	41,193	$4.7M	0.82%
30	—LANDMARK INFRASTRCTUR PARTR	220,593	$3.6M	0.62%
31	HFROHIGHLAND INCOME FD	334,005	$3.6M	0.62%
32	AERIEURAERIE PHARMACEUTICALS INC	309,778	$3.5M	0.61%
33	—RELIANT BANCORP INC	108,037	$3.4M	0.59%
34	—SELECT BANCORP INC NEW	194,248	$3.4M	0.58%
35	—SOCIAL CAPITAL HEDOSOPHA HLD	297,000	$3.0M	0.52%
36	—PARABELLUM ACQUISITION CORP	296,653	$3.0M	0.51%
37	—HEALTH ASSURN ACQUISITION CO	288,800	$2.8M	0.49%
38	—FORUM MERGER IV CORP	288,578	$2.8M	0.48%
39	AVYAUSDAVAYA HLDGS CORP	125,272	$2.5M	0.43%
40	IRTINDEPENDENCE RLTY TR INC	114,000	$2.3M	0.40%
41	—SOCIAL CAPITAL HEDOSOPHA HLD	224,500	$2.3M	0.39%
42	—CORNER GROWTH ACQUISITN CORP	219,996	$2.2M	0.37%
43	—ATLANTIC CAP BANCSHARES INC	71,587	$1.9M	0.33%
44	CEPUCENTRAL PUERTO S A	580,783	$1.8M	0.31%
45	—COUNTY BANCORP INC	48,553	$1.8M	0.30%
46	EPDENTERPRISE PRODS PARTNERS L	78,631	$1.7M	0.29%
47	BLIUSDBERKELEY LTS INC	82,000	$1.6M	0.28%
48	—FIRSTMARK HORIZON ACQUISITIO	157,400	$1.5M	0.27%
49	NEXTNEXTDECADE CORP	534,751	$1.5M	0.26%
50	—GP STRATEGIES CORP	71,471	$1.5M	0.25%
51	NXTCNEXTCURE INC	217,139	$1.5M	0.25%
52	—GREAT WESTERN BANCORP INC	43,240	$1.4M	0.24%
53	—1ST CONSTITUTION BANCORP	59,534	$1.4M	0.24%
54	—VY GLOBAL GROWTH	142,400	$1.4M	0.24%
55	—CONVEY HLDG PARENT INC	165,000	$1.4M	0.24%
56	—DSP GROUPS INC	62,882	$1.4M	0.24%
57	—COHN ROBBINS HOLDINGS CORP	140,020	$1.4M	0.24%
58	—PARATEK PHARMACEUTICALS INC	264,770	$1.3M	0.22%
59	—ALTIMETER GROWTH CORP 2	130,000	$1.3M	0.22%
60	CIOCITY OFFICE REIT INC	70,700	$1.3M	0.22%
61	WMBWILLIAMS COS INC	48,100	$1.2M	0.21%
62	PAMPAMPA ENERGIA S A	67,700	$1.2M	0.20%
63	—CC NEUBERGER PRIN HLDGS II	116,900	$1.1M	0.20%
64	—ARGUS CAPITAL CORP	100,000	$1.0M	0.17%
65	—CORNER GROWTH ACQUISITION CO	103,335	$1.0M	0.17%
66	—MERCURY ECOM ACQUISITION COR	100,172	$1.0M	0.17%
67	—LYDALL INC	14,565	$904K	0.16%
68	—OCEANTECH ACQUISITIONS I COR	90,000	$889K	0.15%
69	—PROPTECH INVESTMENT CORP II	88,144	$864K	0.15%
70	HGLBHIGHLAND GLOBAL ALLOCATION F	88,296	$803K	0.14%
71	CD8CRESUD S A C I F Y A	164,149	$796K	0.14%
72	—CLASS ACCELERATION CORP	81,594	$793K	0.14%
73	AALAMERICAN AIRLS GROUP INC	38,549	$791K	0.14%
74	NTRANATERA INC	7,000	$780K	0.13%
75	—GIGCAPITAL 5 INC	75,400	$775K	0.13%
76	SRNESORRENTO THERAPEUTICS INC	100,000	$763K	0.13%
77	—SINGULAR GENOMICS SYSTEMS IN	67,954	$760K	0.13%
78	ABBVABBVIE INC	7,000	$755K	0.13%
79	QUREUNIQURE NV	23,311	$746K	0.13%
80	TXG10X GENOMICS INC	5,000	$728K	0.13%
81	NKTREURNEKTAR THERAPEUTICS	40,000	$718K	0.12%
82	INOINOVIO PHARMACEUTICALS INC	100,000	$716K	0.12%
83	—CARNEY TECHNOLOGY ACQU CORP	72,109	$705K	0.12%
84	NERVGBPMINERVA NEUROSCIENCES INC	400,000	$696K	0.12%
85	—DATA KNIGHTS ACQUISITION COR	69,220	$696K	0.12%
86	CCIXCHURCHILL CAPITAL CORP V	70,100	$686K	0.12%
87	FMBIUSDFIRST MIDWEST BANCORP DEL	35,763	$680K	0.12%
88	—ONCOSEC MED INC	316,229	$674K	0.12%
89	NTLAINTELLIA THERAPEUTICS INC	5,000	$671K	0.12%
90	—AMERANT BANCORP INC	28,076	$651K	0.11%
91	—MUDRICK CAPITAL ACQU CORP II	65,400	$651K	0.11%
92	—ABEONA THERAPEUTICS INC	578,276	$648K	0.11%
93	—TREBIA ACQUISITION CORP	65,420	$648K	0.11%
94	—PERSHING SQUARE TONTINE HLDG	32,100	$632K	0.11%
95	SGRYSURGERY PARTNERS INC	14,823	$628K	0.11%
96	CNCCENTENE CORP DEL	10,000	$623K	0.11%
97	—PACIFIC MERCANTILE BANCORP	66,429	$612K	0.11%
98	—BONANZA CREEK ENERGY INC	12,559	$602K	0.10%
99	—SIERRA LAKE ACQUISITION CORP	60,000	$598K	0.10%
100	CHRSCOHERUS BIOSCIENCES INC	37,000	$595K	0.10%

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