NATIONS FINANCIAL GROUP INC, /IA/ /ADV Q3 2018 Filing

Filed November 7, 2018

Portfolio Value

$139.5M

Holdings

169

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (169 positions)

#	Stock	Shares	Value	% Portfolio
1	IJHISHARES S&P MIDCAP FUND	48,820	$9.8M	7.04%
2	NDQINVESCO QQQ TRUST	38,340	$7.1M	5.10%
3	IJRISHARES S&P SMALL-CAP FUND	71,218	$6.2M	4.45%
4	AAPLAPPLE INC COM	21,478	$4.8M	3.47%
5	USMVISHARES EDGE MSCI MIN VOL USA ETF	74,778	$4.3M	3.06%
6	BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW	16,820	$3.6M	2.58%
7	VWOVANGUARD FTSE EMERGING MARKETS ETF	86,346	$3.5M	2.54%
8	RDVYFIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUND	100,847	$3.2M	2.28%
9	IVWISHARES S&P 500 GROWTH ETF	17,724	$3.1M	2.25%
10	SPYSPDR S&P 500 ETF	10,310	$3.0M	2.15%
11	UTFCOHEN & STEERS INFRASTRUCTURE COM	100,532	$2.2M	1.59%
12	MTUMISHARES EDGE MSCI USA MOMENTUM FACTOR ETF	17,541	$2.1M	1.50%
13	TIPISHARES TIPS BOND ETF	18,225	$2.0M	1.44%
14	AMZNAMAZON COM INC COM	880	$1.8M	1.26%
15	VEAVANGUARD FTSE DEVELOPED MARKETS ETF	38,533	$1.7M	1.19%
16	BRK-BBERKSHIRE HATHAWAY INC DEL CL A	5	$1.6M	1.15%
17	VOVANGUARD MID-CAP INDEX FUND	9,383	$1.5M	1.10%
18	FBTFIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND	9,597	$1.5M	1.09%
19	BSVVANGUARD SHORT-TERM BOND INDEX FUND	18,299	$1.4M	1.02%
20	XLKTECHNOLOGY SELECT SECTOR SPDR FUND	17,327	$1.3M	0.94%
21	TAT&T INC COM	37,242	$1.3M	0.90%
22	PFEPFIZER INC COM	27,971	$1.2M	0.88%
23	INTCINTEL CORP COM	25,414	$1.2M	0.86%
24	HTDHANCOCK JOHN TAX-ADV DIV INCM COM	51,224	$1.2M	0.86%
25	VNQVANGUARD REAL ESTATE ETF	14,431	$1.2M	0.83%
26	BACVERIZON COMMUNICATIONS INC COM	20,589	$1.1M	0.79%
27	DONWISDOMTREE U.S. MIDCAP DIVIDEND FUND	28,695	$1.1M	0.76%
28	BONDPIMCO ACTIVE BOND EXCHANGE-TRADED FUND	9,900	$1.0M	0.73%
29	LNTALLIANT ENERGY CORP COM	23,516	$1.0M	0.72%
30	IBMINTERNATIONAL BUSINESS MACHS COM	6,487	$981K	0.70%
31	PGPROCTER AND GAMBLE CO COM	11,197	$932K	0.67%
32	CATCATERPILLAR INC DEL COM	6,098	$930K	0.67%
33	SCHXSCHWAB U.S. LARGE-CAP ETF	13,286	$924K	0.66%
34	IJTISHARES S&P SMALL-CAP 600 GROWTH ETF	4,560	$920K	0.66%
35	IVVISHARES CORE S&P 500 ETF	3,133	$917K	0.66%
36	MRKMERCK & CO INC COM	12,872	$913K	0.65%
37	LVLNSPDR S&P REGIONAL BANKING ETF	15,209	$904K	0.65%
38	MSFTMICROSOFT CORP COM	7,615	$871K	0.62%
39	EFAISHARES MSCI EAFE ETF	12,623	$858K	0.61%
40	XLVHEALTH CARE SELECT SECTOR SPDR FUND	8,823	$840K	0.60%
41	VTVVANGUARD VALUE INDEX FUND	7,534	$834K	0.60%
42	IVEISHARES S&P 500 VALUE ETF	7,143	$827K	0.59%
43	EMBISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF	7,661	$826K	0.59%
44	SBUXSTARBUCKS CORP COM	14,189	$807K	0.58%
45	OKEONEOK INC NEW COM	11,535	$782K	0.56%
46	TFISPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF	16,415	$779K	0.56%
47	WMTWALMART INC COM	8,199	$770K	0.55%
48	XOMEXXON MOBIL CORP COM	8,922	$759K	0.54%
49	XLYCONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND	6,414	$752K	0.54%
50	WMWASTE MGMT INC DEL COM	8,255	$746K	0.53%
51	XBOEXBLACKROCK ENHANCED GBL DIV TR COM	66,862	$735K	0.53%
52	FFORD MTR CO DEL COM PAR $0.01	79,266	$733K	0.53%
53	JNJJOHNSON & JOHNSON COM	5,285	$730K	0.52%
54	STTSPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF	20,068	$723K	0.52%
55	UPSUNITED PARCEL SERVICE INC CL B	6,184	$722K	0.52%
56	PEPPEPSICO INC COM	6,388	$714K	0.51%
57	XLEENERGY SELECT SECTOR SPDR FUND	9,077	$688K	0.49%
58	ISCBISHARES MORNINGSTAR SMALL-CAP ETF	3,808	$686K	0.49%
59	VUGVANGUARD GROWTH INDEX FUND	4,239	$683K	0.49%
60	GSLCGOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF	11,526	$677K	0.49%
61	FLOTISHARES FLOATING RATE BOND ETF	13,143	$671K	0.48%
62	—ROCKWELL COLLINS INC COM	4,769	$670K	0.48%
63	ITMVANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL INDEX ETF	28,535	$665K	0.48%
64	VBRVANGUARD SMALL-CAP VALUE INDEX FUND	4,709	$656K	0.47%
65	IWDISHARES RUSSELL 1000 VALUE ETF	5,042	$638K	0.46%
66	BABOEING CO COM	1,708	$635K	0.46%
67	IJJISHARES S&P MID-CAP 400 VALUE ETF	3,782	$633K	0.45%
68	DEDEERE & CO COM	4,126	$620K	0.44%
69	—DOWDUPONT INC COM	9,541	$614K	0.44%
70	IWPISHARES RUSSELL MID-CAP GROWTH ETF	4,329	$587K	0.42%
71	IBBISHARES NASDAQ BIOTECHNOLOGY INDEX FUND	4,734	$577K	0.41%
72	IWSISHARES RUSSELL MID-CAP VALUE ETF	6,305	$569K	0.41%
73	DIAXNUVEEN DOW 30 DYN OVERWRITE SHS	28,500	$564K	0.40%
74	IJKISHARES S&P MID-CAP 400 GROWTH ETF	2,345	$546K	0.39%
75	BUDANHEUSER BUSCH INBEV SA/NV SPONSORED ADR	6,212	$544K	0.39%
76	CVXCHEVRON CORP NEW COM	4,148	$507K	0.36%
77	SHMSPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF	10,632	$507K	0.36%
78	COPCONOCOPHILLIPS COM	6,515	$504K	0.36%
79	VCSHVANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	6,451	$504K	0.36%
80	DISDISNEY WALT CO COM DISNEY	4,279	$500K	0.36%
81	CSXCSX CORP COM	6,738	$499K	0.36%
82	FPXFIRST TRUST US EQUITY OPPORTUNITIES ETF	6,662	$495K	0.35%
83	QCOMQUALCOMM INC COM	6,672	$481K	0.34%
84	CLCOLGATE PALMOLIVE CO COM	7,150	$479K	0.34%
85	SYKSTRYKER CORP COM	2,677	$476K	0.34%
86	AONAON PLC SHS CL A	3,019	$464K	0.33%
87	KMBKIMBERLY CLARK CORP COM	4,023	$457K	0.33%
88	—NUVEEN CR OPPORTUNITIES 2022 COM	47,702	$456K	0.33%
89	WBAWALGREENS BOOTS ALLIANCE INC COM	6,168	$450K	0.32%
90	BPBP PLC SPONSORED ADR	9,700	$447K	0.32%
91	VHTVANGUARD HEALTH CARE INDEX FUND	2,455	$443K	0.32%
92	CELGCELGENE CORP COM	4,949	$443K	0.32%
93	AMGNAMGEN INC COM	2,094	$434K	0.31%
94	VYMVANGUARD HIGH DIVIDEND YIELD INDEX FUND	4,960	$432K	0.31%
95	DKSDICKS SPORTING GOODS INC COM	12,000	$426K	0.31%
96	VTWOVANGUARD RUSSELL 2000 ETF	3,077	$416K	0.30%
97	XRNPXCOHEN & STEERS REIT & PFD INCM COM	20,900	$408K	0.29%
98	NEENEXTERA ENERGY INC COM	2,435	$408K	0.29%
99	HDHOME DEPOT INC COM	1,945	$403K	0.29%
100	ADPAUTOMATIC DATA PROCESSING INC COM	2,674	$403K	0.29%

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