NATIONS FINANCIAL GROUP INC, /IA/ /ADV Q1 2021 Filing

Filed May 14, 2021

Portfolio Value

$439.2M

Holdings

345

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (345 positions)

#	Stock	Shares	Value	% Portfolio
101	ISCBISHARES MORNINGSTAR SMALL-CAP ETF	5,352	$1.2M	0.27%
102	VIGVANGUARD DIVIDEND APPRECIATION INDEX FUND	8,196	$1.2M	0.27%
103	NOCNORTHROP GRUMMAN CORP COM	3,698	$1.2M	0.27%
104	LNTALLIANT ENERGY CORP COM	21,781	$1.2M	0.27%
105	NDAQNASDAQ INC COM	7,994	$1.2M	0.27%
106	VBRVANGUARD SMALL-CAP VALUE INDEX FUND	6,980	$1.2M	0.26%
107	IWSISHARES RUSSELL MID-CAP VALUE ETF	10,500	$1.1M	0.26%
108	IWRISHARES RUSSELL MID-CAP ETF	15,508	$1.1M	0.26%
109	MATWMATTHEWS INTL CORP CL A	28,816	$1.1M	0.26%
110	IWDISHARES RUSSELL 1000 VALUE ETF	7,392	$1.1M	0.25%
111	RWJINVESCO S&P SMALLCAP 600 REVENUE ETF	9,823	$1.1M	0.25%
112	YETIYETI HLDGS INC COM	15,353	$1.1M	0.25%
113	XLGINVESCO S&P 500 TOP 50 ETF	3,713	$1.1M	0.25%
114	TIPISHARES TIPS BOND ETF	8,765	$1.1M	0.25%
115	ENSGENSIGN GROUP INC COM	11,631	$1.1M	0.25%
116	VEEVVEEVA SYS INC CL A COM	4,137	$1.1M	0.25%
117	ABBVABBVIE INC COM	9,727	$1.1M	0.24%
118	NKENIKE INC CL B	7,897	$1.1M	0.24%
119	VCSHVANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	12,626	$1.0M	0.24%
120	LHXL3HARRIS TECHNOLOGIES INC COM	5,106	$1.0M	0.24%
121	MINTPIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND	10,135	$1.0M	0.24%
122	CATCATERPILLAR INC COM	4,418	$1.0M	0.23%
123	MAMASTERCARD INCORPORATED CL A	2,870	$1.0M	0.23%
124	JNKSPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF	9,329	$1.0M	0.23%
125	MRKMERCK & CO INC COM	13,139	$1.0M	0.23%
126	TMOTHERMO FISHER SCIENTIFIC INC COM	2,174	$992K	0.23%
127	SCHESCHWAB EMERGING MARKETS EQUITY ETF	31,180	$991K	0.23%
128	ADBEADOBE SYSTEMS INCORPORATED COM	2,072	$985K	0.22%
129	OZKBANK OZK COM	23,771	$971K	0.22%
130	CEF/USPROTT PHYSICAL GOLD & SILVER TR UNIT	55,548	$965K	0.22%
131	WMWASTE MGMT INC DEL COM	7,417	$957K	0.22%
132	ETSYETSY INC COM	4,717	$951K	0.22%
133	VOOVANGUARD S&P 500 ETF	2,572	$937K	0.21%
134	SPGIS&P GLOBAL INC COM	2,588	$913K	0.21%
135	PEPPEPSICO INC COM	6,425	$909K	0.21%
136	ROPROPER TECHNOLOGIES INC COM	2,242	$904K	0.21%
137	AMGNAMGEN INC COM	3,582	$891K	0.20%
138	TFISPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF	16,936	$875K	0.20%
139	FDXFEDEX CORP COM	3,017	$857K	0.20%
140	SCZISHARES MSCI EAFE SMALL-CAP ETF	11,883	$854K	0.19%
141	CFAVICTORYSHARES U.S. 500 VOLATILITY WTD INDEX FUND	12,702	$852K	0.19%
142	IWMISHARES RUSSELL 2000 ETF	3,807	$841K	0.19%
143	BABOEING CO COM	3,298	$840K	0.19%
144	GDXVANECK VECTORS GOLD MINERS ETF	25,672	$834K	0.19%
145	IBUYAMPLIFY ONLINE RETAIL ETF	6,696	$832K	0.19%
146	IWPISHARES RUSSELL MID-CAP GROWTH ETF	8,097	$826K	0.19%
147	VNQVANGUARD REAL ESTATE ETF	8,992	$826K	0.19%
148	COSTCOSTCO WHSL CORP NEW COM	2,310	$814K	0.19%
149	ENPHENPHASE ENERGY INC COM	4,993	$810K	0.18%
150	XLFICONSUMER STAPLES SELECT SECTOR SPDR FUND	11,818	$807K	0.18%
151	XBOEXBLACKROCK ENHANCED GLOBAL DIVI COM	69,487	$798K	0.18%
152	DKNG1USDDRAFTKINGS INC COM CL A	13,000	$797K	0.18%
153	XNTKSPDR NYSE TECHNOLOGY ETF	5,465	$791K	0.18%
154	AMATAPPLIED MATLS INC COM	5,906	$789K	0.18%
155	RWKINVESCO S&P MIDCAP 400 REVENUE ETF	9,157	$788K	0.18%
156	JPMJPMORGAN CHASE & CO COM	5,176	$788K	0.18%
157	CWBSPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF	9,420	$785K	0.18%
158	—NUVEEN CR OPPORTUNITIES 2022 T COM	93,364	$783K	0.18%
159	IBMINTERNATIONAL BUSINESS MACHS COM	5,839	$778K	0.18%
160	TXNTEXAS INSTRS INC COM	4,106	$776K	0.18%
161	VHTVANGUARD HEALTH CARE INDEX FUND	3,376	$772K	0.18%
162	SHYISHARES 1-3 YEAR TREASURY BOND ETF	8,907	$768K	0.17%
163	IJKISHARES S&P MID-CAP 400 GROWTH ETF	9,768	$766K	0.17%
164	GOOGALPHABET INC CAP STK CL C	366	$758K	0.17%
165	HYGISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF	8,636	$753K	0.17%
166	ZTSZOETIS INC CL A	4,758	$749K	0.17%
167	IRBTQIROBOT CORP COM	5,925	$724K	0.16%
168	RIVRIVERNORTH OPPORTUNITIES FD IN COM	41,378	$722K	0.16%
169	BGBUNGE LIMITED COM	8,989	$713K	0.16%
170	AVGOBROADCOM INC COM	1,523	$706K	0.16%
171	SHMSPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF	14,173	$702K	0.16%
172	4I1PHILIP MORRIS INTL INC COM	7,872	$699K	0.16%
173	MATXMATSON INC COM	10,469	$698K	0.16%
174	NOWSERVICENOW INC COM	1,374	$687K	0.16%
175	STOTSPDR DOUBLELINE SHORT DURATION TOTAL RETURN TACTICAL ETF	13,821	$686K	0.16%
176	NUSCNUVEEN ESG SMALL-CAP ETF	15,945	$686K	0.16%
177	POOLPOOL CORP COM	1,921	$663K	0.15%
178	FFORD MTR CO DEL COM	54,024	$662K	0.15%
179	OLEDUNIVERSAL DISPLAY CORP COM	2,779	$658K	0.15%
180	BFEBINNOVATOR S&P 500 BUFFER ETF - FEBRUARY	22,576	$656K	0.15%
181	MRVLMARVELL TECHNOLOGY INC COM	13,356	$654K	0.15%
182	IBBISHARES NASDAQ BIOTECHNOLOGY INDEX FUND	4,307	$649K	0.15%
183	LVLNSPDR S&P REGIONAL BANKING ETF	9,713	$644K	0.15%
184	IWOISHARES RUSSELL 2000 GROWTH ETF	2,137	$643K	0.15%
185	ITMVANECK VECTORS INTERMEDIATE MUNI ETF	12,512	$641K	0.15%
186	XLEENERGY SELECT SECTOR SPDR FUND	12,947	$635K	0.14%
187	VIPSVIPSHOP HOLDINGS LIMITED SPONSORED ADS A	21,253	$635K	0.14%
188	ENQENTEGRIS INC COM	5,631	$630K	0.14%
189	EPAMEPAM SYS INC COM	1,577	$626K	0.14%
190	METAFACEBOOK INC CL A	2,120	$625K	0.14%
191	HQHTEKLA HEALTHCARE INVS SH BEN INT	25,350	$619K	0.14%
192	DDOMINION ENERGY INC COM	8,124	$617K	0.14%
193	IAUUSDISHARES COMEX GOLD TRUST	37,683	$613K	0.14%
194	PAYCPAYCOM SOFTWARE INC COM	1,643	$608K	0.14%
195	BILSPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF	6,606	$604K	0.14%
196	DIAXNUVEEN DOW 30 DYNAMIC OVERWRIT SHS	36,875	$599K	0.14%
197	IGIBISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF	10,021	$594K	0.14%
198	XMLVINVESCO S&P MIDCAP LOW VOLATILITY ETF	11,298	$592K	0.13%
199	BABAALIBABA GROUP HLDG LTD SPONSORED ADS	2,574	$584K	0.13%
200	ACWIISHARES MSCI ACWI INDEX FUND	6,100	$580K	0.13%

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