Nantahala Capital Management, LLC Q4 2023 Filing
Filed February 14, 2024
Portfolio Value
$1.7B
Holdings
115
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (115 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | XBISPDR SER TR | 3,314,400 | $295.9T | 17712512.00% | Put |
| 2 | IWMISHARES TR | 1,347,969 | $270.6T | 16192776.81% | Put |
| 3 | SLNOSOLENO THERAPEUTICS INC | 2,856,351 | $115.0T | 6880973.32% | |
| 4 | ESTAESTABLISHMENT LABS HLDGS INC | 3,020,154 | $78.2T | 4679867.45% | Call |
| 5 | CASHPATHWARD FINANCIAL INC | 1,059,866 | $56.1T | 3357571.47% | |
| 6 | COSTCOSTCO WHSL CORP NEW | 70,000 | $46.2T | 2765457.75% | Put |
| 7 | IMAIMAX CORP | 2,658,753 | $39.9T | 2390123.48% | Call |
| 8 | HGVHILTON GRAND VACATIONS INC | 921,171 | $37.0T | 2215249.29% | Call |
| 9 | RDNWRUMBLEON INC | 4,416,506 | $36.0T | 2151669.91% | |
| 10 | BVSBIOVENTUS INC | 5,977,471 | $31.5T | 1885386.99% | |
| 11 | EOLSEVOLUS INC | 2,910,849 | $30.7T | 1834511.60% | |
| 12 | PTONPELOTON INTERACTIVE INC | 4,442,939 | $27.1T | 1619422.11% | Call |
| 13 | RDVTRED VIOLET INC | 1,205,678 | $24.1T | 1441059.20% | |
| 14 | CRMTAMERICAS CAR-MART INC | 312,128 | $23.6T | 1415475.77% | |
| 15 | QUREUNIQURE NV | 3,158,027 | $21.4T | 1279607.94% | Call |
| 16 | LYRALYRA THERAPEUTICS INC | 4,050,218 | $21.2T | 1270229.21% | |
| 17 | LXFRLUXFER HLDGS PLC | 1,809,645 | $16.2T | 968285.24% | |
| 18 | ZVRAZEVRA THERAPEUTICS INC | 2,453,405 | $16.1T | 961796.00% | |
| 19 | VMDVIEMED HEALTHCARE INC | 1,952,368 | $15.3T | 917283.87% | |
| 20 | IMTXIMMATICS N.V | 1,413,956 | $14.9T | 891121.02% | |
| 21 | AMRXAMNEAL PHARMACEUTICALS INC | 2,334,397 | $14.2T | 848078.06% | |
| 22 | CDXSCODEXIS INC | 4,592,903 | $14.0T | 838415.93% | |
| 23 | ABEOABEONA THERAPEUTICS INC | 2,770,252 | $13.9T | 830671.73% | Call |
| 24 | KROSKEROS THERAPEUTICS INC | 321,541 | $12.8T | 765165.08% | Call |
| 25 | SNDXSYNDAX PHARMACEUTICALS INC | 565,259 | $12.2T | 731096.44% | Call |
| 26 | NPCENEUROPACE INC | 1,173,677 | $12.1T | 724235.28% | |
| 27 | NDLSUSDNOODLES & CO | 3,744,571 | $11.8T | 705968.06% | |
| 28 | AURAAURA BIOSCIENCES INC | 1,321,860 | $11.7T | 700957.38% | |
| 29 | RHRH | 40,000 | $11.7T | 697816.39% | Call |
| 30 | GDENGOLDEN ENTMT INC | 291,449 | $11.6T | 696521.15% | |
| 31 | RMRRMR GROUP INC | 404,063 | $11.4T | 682703.86% | |
| 32 | RSVRRESERVOIR MEDIA INC | 1,550,797 | $11.1T | 661784.99% | |
| 33 | EHTHEHEALTH INC | 1,241,821 | $10.8T | 648108.76% | Call |
| 34 | ABVXABIVAX SA | 1,010,034 | $10.8T | 646833.04% | |
| 35 | TRMLTOURMALINE BIO INC | 410,907 | $10.8T | 643851.31% | |
| 36 | ENVAENOVA INTL INC | 180,865 | $10.0T | 599270.65% | Call |
| 37 | ILPTINDUSTRIAL LOGISTICS PPTYS T | 1,992,819 | $9.4T | 560580.66% | |
| 38 | VTGNVISTAGEN THERAPEUTICS INC | 1,816,730 | $9.3T | 558889.45% | |
| 39 | CYTKCYTOKINETICS INC | 110,017 | $9.2T | 549751.80% | |
| 40 | HLFHERBALIFE LTD | 600,000 | $9.2T | 547997.02% | Call |
| 41 | AMLXAMYLYX PHARMACEUTICALS INC | 620,110 | $9.1T | 546322.33% | |
| 42 | PAYOPAYONEER GLOBAL INC | 1,747,404 | $9.1T | 544883.27% | |
| 43 | SPRYARS PHARMACEUTICALS INC | 1,596,504 | $8.7T | 523628.15% | |
| 44 | DYNDYNE THERAPEUTICS INC | 642,789 | $8.5T | 511673.01% | |
| 45 | ASRTASSERTIO HOLDINGS INC | 7,619,440 | $8.2T | 487954.42% | |
| 46 | TARSTARSUS PHARMACEUTICALS INC | 375,276 | $7.6T | 454829.09% | |
| 47 | TELATELA BIO INC | 1,097,866 | $7.3T | 434990.47% | |
| 48 | ZMZOOM VIDEO COMMUNICATIONS IN | 100,000 | $7.2T | 430389.54% | Call |
| 49 | DHXDHI GROUP INC | 2,639,687 | $6.8T | 409189.60% | |
| 50 | DXPEDXP ENTERPRISES INC | 201,829 | $6.8T | 407085.72% | |
| 51 | RDIREADING INTL INC | 3,402,203 | $6.5T | 388925.15% | |
| 52 | NSPRINSPIREMD INC | 2,066,456 | $5.8T | 347540.12% | |
| 53 | NNBRNN INC | 1,407,222 | $5.6T | 336895.35% | |
| 54 | ANTXAN2 THERAPEUTICS INC | 248,278 | $5.1T | 304475.67% | |
| 55 | IDYAIDEAYA BIOSCIENCES INC | 139,298 | $5.0T | 296635.59% | |
| 56 | AGSPLAYAGS INC | 566,588 | $4.8T | 285869.21% | |
| 57 | AYXEURALTERYX INC | 99,093 | $4.7T | 279697.90% | |
| 58 | YB4PSAVARA INC | 987,903 | $4.6T | 277897.45% | |
| 59 | PAR 2.875 04/15/26PAR TECHNOLOGY CORP | 3,785,000 | $4.6T | 275536.45% | |
| 60 | XTNTXTANT MED HLDGS INC | 4,000,000 | $4.5T | 270527.14% | |
| 61 | MLKNMILLERKNOLL INC | 167,148 | $4.5T | 266906.69% | |
| 62 | TQ80THERATECHNOLOGIES INC | 2,682,228 | $4.3T | 260065.70% | |
| 63 | VNDAVANDA PHARMACEUTICALS INC | 1,013,251 | $4.3T | 255918.62% | |
| 64 | —OPTINOSE INC | 3,146,921 | $4.1T | 242967.37% | |
| 65 | DRIOEURDARIOHEALTH CORP | 2,336,753 | $4.0T | 240554.59% | |
| 66 | ASPSALTISOURCE PORTFOLIO SOLNS S | 1,064,109 | $3.8T | 226729.76% | |
| 67 | COGTCOGENT BIOSCIENCES INC | 640,936 | $3.8T | 225561.22% | |
| 68 | ALTGALTA EQUIPMENT GROUP INC | 302,509 | $3.7T | 223965.11% | |
| 69 | CLRBUSDCELLECTAR BIOSCIENCES INC | 1,350,578 | $3.7T | 223909.15% | |
| 70 | NVNOENVVENO MEDICAL CORPORATION | 706,319 | $3.6T | 217288.36% | |
| 71 | ELUTELUTIA INC | 1,650,000 | $3.6T | 213309.46% | |
| 72 | SRTSTARTEK INC | 786,913 | $3.5T | 207700.57% | |
| 73 | DNTHDIANTHUS THERAPEUTICS INC | 328,433 | $3.4T | 204433.71% | |
| 74 | AYTUAYTU BIOPHARMA INC | 1,086,812 | $3.1T | 184733.29% | |
| 75 | UNCYUNICYCIVE THERAPEUTICS INC | 3,438,181 | $3.0T | 178554.44% | |
| 76 | GAIAGAIA INC NEW | 915,029 | $2.5T | 147866.91% | |
| 77 | GRPHGRAPHITE BIO INC | 820,971 | $2.2T | 128736.45% | |
| 78 | AVTEAEROVATE THERAPEUTICS INC | 91,188 | $2.1T | 123507.85% | |
| 79 | MAXMEDIAALPHA INC | 180,868 | $2.0T | 120700.47% | |
| 80 | NMTCNEUROONE MED TECHNOLOGIES CO | 1,214,094 | $1.9T | 114810.58% | |
| 81 | PWPPERELLA WEINBERG PARTNERS | 155,709 | $1.9T | 113975.78% | |
| 82 | SSKNSTRATA SKIN SCIENCES INC | 3,128,132 | $1.7T | 102990.94% | |
| 83 | IMTXIMMATICS N.V | 558,977 | $1.6T | 97689.81% | |
| 84 | CN4CONNS INC | 359,371 | $1.6T | 95498.90% | |
| 85 | SELBUSDCARTESIAN THERAPEUTICS INC | 2,234,209 | $1.5T | 92186.55% | |
| 86 | RZLTREZOLUTE INC | 1,537,707 | $1.5T | 91343.25% | |
| 87 | SRLSCULLY ROYALTY LTD | 242,721 | $1.5T | 88615.48% | |
| 88 | TLPHACELRX PHARMACEUTICALS INC | 1,992,519 | $1.5T | 87652.05% | Call |
| 89 | NGNENEUROGENE INC | 72,279 | $1.4T | 83837.50% | |
| 90 | RILYB. RILEY FINANCIAL INC | 62,520 | $1.3T | 78542.35% | |
| 91 | ZYXIQZYNEX INC | 120,000 | $1.3T | 78213.47% | |
| 92 | EAREARGO INC | 495,582 | $1.3T | 76822.35% | |
| 93 | ANEBANEBULO PHARMACEUTICALS INC | 511,073 | $1.2T | 74023.71% | |
| 94 | —CIDARA THERAPEUTICS INC | 1,546,745 | $1.2T | 73504.14% | |
| 95 | FBIOFORTRESS BIOTECH INC | 372,562 | $1.1T | 67117.78% | |
| 96 | TILINSTIL BIO INC | 127,292 | $970.0B | 58053.51% | |
| 97 | SGRPSPAR GROUP INC | 879,189 | $888.0B | 53146.67% | |
| 98 | CUTR 4 06/01/29CUTERA INC | 4,000,000 | $876.0B | 52429.60% | |
| 99 | GOSSGOSSAMER BIO INC | 672,856 | $614.0B | 36747.46% | |
| 100 | FOSLFOSSIL GROUP INC | 405,278 | $591.7B | 35414.28% |
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