MARSHALL WACE, LLP Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$24.1M

Holdings

2,766

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (2,766 positions)

#	Stock	Shares	Value	% Portfolio	Type
3301	IWMDecember 21 Calls on IWM US at 230, American	100	$22K	0.09%	Call
3302	IWMJanuary 22 Puts on IWM US at 223, American	100	$22K	0.09%	Put
3303	JDOctober 21 Puts on JD US at 77, American	300	$22K	0.09%	Put
3304	GILDOctober 21 Calls on GILD US at 71, American	300	$21K	0.09%	Call
3305	ZBRAZEBRA TECH CORP	39,695	$20K	0.08%
3306	SHOPSHOPIFY INC - A	14,792	$20K	0.08%
3307	—MARRONE BIO INNO	22,182	$20K	0.08%
3308	CVXJanuary 22 Calls on CVX US at 105, American	200	$20K	0.08%	Call
3309	ASHROctober 21 Puts on ASHR US at 38, American	500	$19K	0.08%	Put
3310	XWELXPRESSPA GROUP I	12,352	$18K	0.07%
3311	BMYOctober 21 Puts on BMY US at 60, American	300	$18K	0.07%	Put
3312	BMYOctober 21 Calls on BMY US at 62.5, American	300	$18K	0.07%	Call
3313	GOOGLOctober 21 Puts on GOOGL US at 2550, American	6,600	$18K	0.07%	Put
3314	WDCDecember 21 Calls on WDC US at 67.5, American	300	$17K	0.07%	Call
3315	TSLATESLA INC	21,388	$17K	0.07%
3316	AIGOctober 21 Puts on AIG US at 52.5, American	300	$16K	0.07%	Put
3317	AMZNJanuary 22 Puts on AMZN US at 3215, American	4,300	$14K	0.06%	Put
3318	UALJanuary 22 Calls on UAL US at 65, American	300	$14K	0.06%	Call
3319	WMTOctober 21 Calls on WMT US at 146, American	100	$14K	0.06%	Call
3320	TLTOctober 21 Calls on TLT US at 153, American	100	$14K	0.06%	Call
3321	CMGCHIPOTLE MEXICAN	7,640	$14K	0.06%
3322	AMZNJanuary 22 Puts on AMZN US at 3145, American	4,200	$14K	0.06%	Put
3323	AMATOctober 21 Puts on AMAT US at 123, American	100	$13K	0.05%	Put
3324	IBMOctober 21 Calls on IBM US at 143, American	100	$13K	0.05%	Call
3325	AMATOctober 21 Puts on AMAT US at 136, American	100	$13K	0.05%	Put
3326	SAMBOSTON BEER-A	23,631	$12K	0.05%
3327	GDXOctober 21 Puts on GDX US at 29.5, American	400	$12K	0.05%	Put
3328	GOOGLOctober 21 Puts on GOOGL US at 2600, American	4,200	$11K	0.05%	Put
3329	KHCOctober 21 Puts on KHC US at 37, American	300	$11K	0.05%	Put
3330	ISRGINTUITIVE SURGIC	10,645	$11K	0.04%
3331	TMOOctober 21 Calls on TMO US at 620, American	18,000	$10K	0.04%	Call
3332	TSLAOctober 21 Calls on TSLA US at 845, American	11,900	$9K	0.04%	Call
3333	NFLXOctober 21 Calls on NFLX US at 615, American	14,800	$9K	0.04%	Call
3334	ORLYO'REILLY AUTOMOT	14,600	$9K	0.04%
3335	AMZNOctober 21 Calls on AMZN US at 3455, American	2,600	$9K	0.04%	Call
3336	REGNOctober 21 Calls on REGN US at 670, American	13,500	$8K	0.03%	Call
3337	GDXJJanuary 22 Puts on GDXJ US at 39, American	200	$8K	0.03%	Put
3338	BKNGBOOKING HOLDINGS	3,314	$8K	0.03%
3339	AMZNJanuary 22 Puts on AMZN US at 2920, American	2,300	$8K	0.03%	Put
3340	NFLXOctober 21 Puts on NFLX US at 560, American	12,200	$7K	0.03%	Put
3341	IDXXIDEXX LABS	11,929	$7K	0.03%
3342	GOOGLOctober 21 Puts on GOOGL US at 2510, American	2,700	$7K	0.03%	Put
3343	AZOAUTOZONE INC	4,158	$7K	0.03%
3344	MUDecember 21 Puts on MU US at 65, American	100	$7K	0.03%	Put
3345	TSLAJanuary 22 Puts on TSLA US at 730, American	8,800	$7K	0.03%	Put
3346	NOWSERVICENOW INC	10,511	$7K	0.03%
3347	TSLAJanuary 22 Puts on TSLA US at 780, American	8,100	$6K	0.03%	Put
3348	CACCCREDIT ACCEPTANC	10,438	$6K	0.03%
3349	SLVMarch 22 Puts on SLV US at 18, American	300	$6K	0.02%	Put
3350	SLVMarch 22 Puts on SLV US at 21.5, American	300	$6K	0.02%	Put
3351	GOOGOctober 21 Puts on GOOG US at 2650, American	2,200	$6K	0.02%	Put
3352	TSLAJune 22 Calls on TSLA US at 1050, American	6,700	$5K	0.02%	Call
3353	NFLXOctober 21 Puts on NFLX US at 565, American	8,400	$5K	0.02%	Put
3354	UALDecember 21 Calls on UAL US at 52.5, American	100	$5K	0.02%	Call
3355	AFWALIGN TECHNOLOGY	7,498	$5K	0.02%
3356	NFLXOctober 21 Puts on NFLX US at 535, American	8,000	$5K	0.02%	Put
3357	MSCIMSCI INC	7,926	$5K	0.02%
3358	TSLAJune 22 Calls on TSLA US at 1000, American	5,600	$4K	0.02%	Call
3359	TSLAMarch 22 Calls on TSLA US at 1050, American	5,600	$4K	0.02%	Call
3360	NFLXOctober 21 Puts on NFLX US at 515, American	7,100	$4K	0.02%	Put
3361	NFLXDecember 21 Puts on NFLX US at 610, American	6,700	$4K	0.02%	Put
3362	AMZNJanuary 22 Puts on AMZN US at 3400, American	1,200	$4K	0.02%	Put
3363	TMOOctober 21 Calls on TMO US at 580, American	6,400	$4K	0.02%	Call
3364	TSLAJune 22 Puts on TSLA US at 470, American	4,700	$4K	0.02%	Put
3365	TSLAJanuary 22 Puts on TSLA US at 800, American	4,400	$3K	0.01%	Put
3366	MTDMETTLER-TOLEDO	2,446	$3K	0.01%
3367	GDXJanuary 22 Puts on GDX US at 28, American	100	$3K	0.01%	Put
3368	NFLXMarch 22 Puts on NFLX US at 585, American	4,700	$3K	0.01%	Put
3369	NFLXOctober 21 Puts on NFLX US at 595, American	4,700	$3K	0.01%	Put
3370	TMOOctober 21 Puts on TMO US at 560, American	4,900	$3K	0.01%	Put
3371	AMZNJanuary 22 Puts on AMZN US at 3275, American	800	$3K	0.01%	Put
3372	TMONovember 21 Puts on TMO US at 540, American	4,300	$2K	0.01%	Put
3373	NFLXOctober 21 Calls on NFLX US at 555, American	4,000	$2K	0.01%	Call
3374	UHALAMERCO	3,368	$2K	0.01%
3375	TMOOctober 21 Calls on TMO US at 600, American	3,300	$2K	0.01%	Call
3376	NFLXOctober 21 Puts on NFLX US at 470, American	2,900	$2K	0.01%	Put
3377	TMONovember 21 Calls on TMO US at 590, American	2,700	$2K	0.01%	Call
3378	ATRIUSDATRION CORP	2,186	$2K	0.01%
3379	TSLAJune 22 Calls on TSLA US at 1100, American	1,800	$1K	0.01%	Call
3380	NFLXOctober 21 Puts on NFLX US at 510, American	1,900	$1K	0.00%	Put
3381	NFLXOctober 21 Puts on NFLX US at 475, American	1,900	$1K	0.00%	Put
3382	NVRNVR INC	228	$1K	0.00%
3383	TMOOctober 21 Puts on TMO US at 580, American	1,800	$1K	0.00%	Put

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