MARSHALL WACE, LLP Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$24.1M

Holdings

2,766

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (2,766 positions)

#	Stock	Shares	Value	% Portfolio	Type
3201	AKA2GBPAKA BRANDS HOLDI	11,049	$95K	0.39%
3202	CVSOctober 21 Puts on CVS US at 85, American	1,100	$93K	0.39%	Put
3203	NGLNGL ENERGY PARTN	39,326	$93K	0.39%
3204	WYNNOctober 21 Puts on WYNN US at 86, American	1,100	$93K	0.39%	Put
3205	LSEALANDSEA HOMES CO	10,734	$93K	0.39%
3206	TFFPEURTFF PHARMACEUTIC	11,951	$92K	0.38%
3207	XMEOctober 21 Puts on XME US at 44, American	2,200	$92K	0.38%	Put
3208	MCBCMACATAWA BANK	11,320	$91K	0.38%
3209	—AMERICA FIRST MU	15,299	$91K	0.38%
3210	EMBJanuary 22 Puts on EMB US at 110, American	800	$88K	0.37%	Put
3211	IWMMarch 22 Calls on IWM US at 231, American	400	$88K	0.37%	Call
3212	CELUCELULARITY INC	12,291	$87K	0.36%
3213	CPRIJanuary 22 Calls on CPRI US at 65, American	1,800	$87K	0.36%	Call
3214	GOOGLALPHABET INC-A	32,235	$86K	0.36%
3215	METOctober 21 Puts on MET US at 62, American	1,400	$86K	0.36%	Put
3216	TRVCDecember 21 Puts on C US at 72.5, American	1,200	$84K	0.35%	Put
3217	—ELECTRAMECCANICA	23,310	$83K	0.34%
3218	WWRWESTWATER RESOUR	23,292	$83K	0.34%
3219	—CONTANGO OIL & G	17,998	$82K	0.34%
3220	YELLQYELLOW CORP	14,511	$82K	0.34%
3221	BRK/BOctober 21 Puts on BRK/B US at 277.5, American	300	$82K	0.34%	Put
3222	ITUBITAU UNIBANC-ADR	15,333	$81K	0.34%
3223	IBBNovember 21 Puts on IBB US at 170, American	500	$81K	0.34%	Put
3224	GOLGBPGOL-ADR	10,681	$81K	0.34%
3225	IBMOctober 21 Puts on IBM US at 140, American	600	$80K	0.33%	Put
3226	TSLAJune 22 Calls on TSLA US at 975, American	100	$78K	0.32%	Call
3227	UNHOctober 21 Calls on UNH US at 407.5, American	200	$78K	0.32%	Call
3228	ZMOctober 21 Calls on ZM US at 295, American	300	$78K	0.32%	Call
3229	TXNDecember 21 Puts on TXN US at 185, American	400	$77K	0.32%	Put
3230	TRVCOctober 21 Puts on C US at 71, American	1,100	$77K	0.32%	Put
3231	—EBANG INTL HLD-A	40,679	$77K	0.32%
3232	LVLNMarch 22 Calls on KRE US at 77, American	1,100	$75K	0.31%	Call
3233	—TRINITY BIO-ADR	34,703	$75K	0.31%
3234	CCLJune 22 Calls on CCL US at 30, American	2,900	$73K	0.30%	Call
3235	NFLXNETFLIX INC	119,271	$73K	0.30%
3236	—FANGDD NETWO-ADR	64,096	$71K	0.29%
3237	LFMDLIFEMD INC	11,333	$70K	0.29%
3238	MLSSMILESTONE SCIENT	37,213	$70K	0.29%
3239	GOOGALPHABET INC-C	25,385	$68K	0.28%
3240	POLAEURPOLAR POWER INC	12,063	$67K	0.28%
3241	ORGSORGENESIS INC	13,332	$66K	0.27%
3242	CCLFebruary 22 Puts on CCL US at 22.5, American	2,600	$65K	0.27%	Put
3243	AVROAVROBIO INC	11,260	$63K	0.26%
3244	—CARLOTZ INC	16,603	$63K	0.26%
3245	REGNREGENERON PHARM	103,972	$63K	0.26%
3246	SESNSESEN BIO INC	78,414	$62K	0.26%
3247	—EZFILL HOLDINGS	14,814	$61K	0.25%
3248	—APPLIED GENETIC	20,411	$61K	0.25%
3249	—TIZIANA LIFE ADR	41,463	$61K	0.25%
3250	RESRPC INC	12,494	$61K	0.25%
3251	MRKOctober 21 Puts on MRK US at 73, American	800	$60K	0.25%	Put
3252	WLMSEURWILLIAMS INDUSTR	13,850	$59K	0.25%
3253	ATNXEURATHENEX INC	19,554	$59K	0.25%
3254	TXNOctober 21 Puts on TXN US at 195, American	300	$58K	0.24%	Put
3255	ERXJanuary 22 Calls on ERX US at 30, American	2,200	$58K	0.24%	Call
3256	TLTOctober 21 Calls on TLT US at 149.5, American	400	$58K	0.24%	Call
3257	AAPLOctober 21 Puts on AAPL US at 142, American	400	$57K	0.24%	Put
3258	QUMUEURQUMU CORP	22,438	$56K	0.23%
3259	METOctober 21 Calls on MET US at 62.5, American	900	$56K	0.23%	Call
3260	AIGAMERICAN INTERNA	1,026	$56K	0.23%
3261	INFIQINFINITY PHARMAC	16,236	$56K	0.23%
3262	GDXJOctober 21 Puts on GDXJ US at 40.5, American	1,400	$54K	0.22%	Put
3263	TMUSOctober 21 Puts on TMUS US at 126, American	400	$51K	0.21%	Put
3264	NNVCNANOVIRICIDES IN	11,037	$51K	0.21%
3265	—GENIUS BRANDS IN	36,954	$50K	0.21%
3266	AIGOctober 21 Calls on AIG US at 57.5, American	900	$49K	0.20%	Call
3267	MDYOctober 21 Calls on MDY US at 490, American	100	$48K	0.20%	Call
3268	EPAMEPAM SYSTEMS INC	80,539	$46K	0.19%
3269	IWMMarch 22 Calls on IWM US at 249, American	200	$44K	0.18%	Call
3270	NEMMarch 22 Puts on NEM US at 57.5, American	800	$43K	0.18%	Put
3271	—TANTECH HOLDINGS	65,278	$43K	0.18%
3272	NATNORDIC AMERICAN	15,941	$41K	0.17%
3273	SLVMarch 22 Puts on SLV US at 22.5, American	2,000	$41K	0.17%	Put
3274	NVDAOctober 21 Calls on NVDA US at 225, American	200	$41K	0.17%	Call
3275	DMACDIAMEDICA THERAP	10,031	$40K	0.17%
3276	UNHOctober 21 Calls on UNH US at 420, American	100	$39K	0.16%	Call
3277	DMLDENISON MINES CO	24,963	$37K	0.15%
3278	LIVXEURLIVEONE INC	12,116	$36K	0.15%
3279	—VTV THERAPEUTI-A	23,388	$36K	0.15%
3280	LMTOctober 21 Puts on LMT US at 350, American	100	$35K	0.15%	Put
3281	LVLNJune 22 Puts on KRE US at 64, American	500	$34K	0.14%	Put
3282	ZKINZK INTERNATIONAL	12,293	$34K	0.14%
3283	METAJanuary 22 Puts on FB US at 310, American	100	$34K	0.14%	Put
3284	FCXNovember 21 Calls on FCX US at 35, American	1,000	$33K	0.14%	Call
3285	HDOctober 21 Puts on HD US at 332.5, American	100	$33K	0.14%	Put
3286	ABBVOctober 21 Calls on ABBV US at 113, American	300	$32K	0.13%	Call
3287	ISREURISORAY INC	48,421	$31K	0.13%
3288	IGCINDIA GLOBALIZAT	20,750	$31K	0.13%
3289	BLKCHFBLACKROCK INC	36,111	$30K	0.13%
3290	LRCXEURLAM RESEARCH	53	$30K	0.12%
3291	TRVCNovember 21 Puts on C US at 67.5, American	400	$28K	0.12%	Put
3292	ADBEADOBE INC	47,164	$27K	0.11%
3293	TSLAJanuary 22 Calls on TSLA US at 960, American	35,000	$27K	0.11%	Call
3294	LVLNMarch 22 Calls on KRE US at 78, American	400	$27K	0.11%	Call
3295	ORCLOctober 21 Calls on ORCL US at 91, American	300	$26K	0.11%	Call
3296	RHRH	38,299	$26K	0.11%
3297	—ROCKWELL MEDICAL	42,111	$25K	0.10%
3298	CVSOctober 21 Puts on CVS US at 84, American	300	$25K	0.10%	Put
3299	XOMOctober 21 Calls on XOM US at 62.5, American	400	$24K	0.10%	Call
3300	GOOGOctober 21 Puts on GOOG US at 2600, American	8,800	$23K	0.10%	Put

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